Tapewire

NYSE · USD

DVA

DAVITA INC.

Export transactions ↓
Tapewire entity
3482
SEC CIK
0000927066
Parsed reports
702

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2024 Filed Sep 17, 2024 22:08 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 21,602 $163.56 $3,533,223.12
Disclosure

SEC source: 0000927066-24-000167 · wk-form4_1726610881.xml · nonDerivative · entry 3

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,454

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 22:08 UTC
ACKERMAN JOELCFO and Treasuer
Disposition to issuerCommon Stock 36,684 $163.56 $6,000,035.04
Disclosure

SEC source: 0000927066-24-000167 · wk-form4_1726610881.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,056

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 22:08 UTC
ACKERMAN JOELCFO and Treasuer
Exercise / conversionCommon Stock 78,999 $75.95 $5,999,974.05
Disclosure

SEC source: 0000927066-24-000167 · wk-form4_1726610881.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 22:07 UTC
Rodriguez JavierDirector · Chief Executive Officer
SaleCommon Stock 50,000 $165.05 $8,252,515.00
Disclosure

SEC source: 0000927066-24-000165 · wk-form4_1726610826.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,835

F2 · price: Represents the weighted average sale price of $165.0503. The range of prices for the sale of these shares was $164.07 - $165.96 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 22:07 UTC
Rodriguez JavierDirector · Chief Executive Officer
SaleCommon Stock 9,881 $162.85 $1,609,121.84
Disclosure

SEC source: 0000927066-24-000165 · wk-form4_1726610826.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887,835

F1 · price: 1. Represents the weighted average sale price of $162.8501. The range of prices for the sale of these shares was $162.68 - $162.96 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 22:21 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionStock Appreciation Rights · Derivative 26,333 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-24-000159 · wk-form4_1724969909.xml · derivative · entry 4

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,333 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 15, 2020, which vested 50% each on March 15, 2023 and March 15, 2024.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 22:21 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 6,800 $154.85 $1,052,980.00
Disclosure

SEC source: 0000927066-24-000159 · wk-form4_1724969909.xml · nonDerivative · entry 3

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,628

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 22:21 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Disposition to issuerCommon Stock 12,916 $154.85 $2,000,042.60
Disclosure

SEC source: 0000927066-24-000159 · wk-form4_1724969909.xml · nonDerivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,428

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 22:21 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionCommon Stock 26,333 $75.95 $1,999,991.35
Disclosure

SEC source: 0000927066-24-000159 · wk-form4_1724969909.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 22:13 UTC
ACKERMAN JOELCFO and Treasuer
SaleCommon Stock 4,740 $155.02 $734,784.85
Disclosure

SEC source: 0000927066-24-000157 · wk-form4_1724969446.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,741

F2 · price: Represents the weighted average sale price of $155.0179. The range of prices for the sale of these shares was $155.00 - $155.12 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:36 UTC
Rodriguez JavierDirector · Chief Executive Officer
SaleCommon Stock 7,943 $155.93 $1,238,588.53
Disclosure

SEC source: 0000927066-24-000154 · wk-form4_1724881011.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,716

F2 · price: Represents the weighted average sale price of $155.9346. The range of prices for the sale of these shares was $155.90- $156.06 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 22:13 UTC
ACKERMAN JOELCFO and Treasuer
SaleCommon Stock 64,029 $155.06 $9,928,586.45
Disclosure

SEC source: 0000927066-24-000157 · wk-form4_1724969446.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,481

F1 · price: Represents the weighted average sale price of $155.0639. The range of prices for the sale of these shares was $155.00 - $155.84 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:36 UTC
Rodriguez JavierDirector · Chief Executive Officer
SaleCommon Stock 32,176 $155.93 $5,017,303.43
Disclosure

SEC source: 0000927066-24-000154 · wk-form4_1724881011.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,659

F1 · price: Represents the weighted average sale price of $155.9331. The range of prices for the sale of these shares was $155.90 - $156.18 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:38 UTC
Rodriguez JavierDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Rights · Derivative 750,000 $0.00 Strike: $67.80 $0.00
Disclosure

SEC source: 0000927066-24-000152 · wk-form4_1724362709.xml · derivative · entry 4

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750,000 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This award was approved by the Compensation Committee of DaVita's Board of Directors on November 4, 2019, subject to stockholder approval to amend its 2011 Incentive Award Plan ("Plan Amendment"). DaVita's stockholder's approved the Plan Amendment on January 23, 2020. This award vested 50% each on November 4, 2022 and November 4, 2023.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:38 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 181,928 $152.17 $27,683,983.76
Disclosure

SEC source: 0000927066-24-000152 · wk-form4_1724362709.xml · nonDerivative · entry 3

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 937,835

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:38 UTC
Rodriguez JavierDirector · Chief Executive Officer
Disposition to issuerCommon Stock 334,166 $152.17 $50,850,040.22
Disclosure

SEC source: 0000927066-24-000152 · wk-form4_1724362709.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,763

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:38 UTC
Rodriguez JavierDirector · Chief Executive Officer
Exercise / conversionCommon Stock 750,000 $67.80 $50,850,000.00
Disclosure

SEC source: 0000927066-24-000152 · wk-form4_1724362709.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,453,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 22:35 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
SaleCommon Stock 32,580 $150.17 $4,892,382.22
Disclosure

SEC source: 0000927066-24-000150 · wk-form4_1724106908.xml · nonDerivative · entry 2

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,365

F3 · price: Represents the weighted average sale price of $150.1652. The range of prices for the sale of these shares was $150.00 - $150.60 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:35 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
SaleCommon Stock 9,539 $150.03 $1,431,125.68
Disclosure

SEC source: 0000927066-24-000150 · wk-form4_1724106908.xml · nonDerivative · entry 1

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,945

F1 · price: Represents the weighted average sale price of $150.0289. The range of prices for the sale of these shares was $150.00 - $150.31 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Reflects the transfer of 158,506 shares from 2012 Staffieri Family Trust to the Reporting Person's personal account.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:24 UTC GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000148 · wk-form4_1724106260.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,574

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:24 UTC GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000147 · wk-form4_1724106249.xml · nonDerivative · entry 1

Schechter Adam H · CIK 0001376841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,321

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:24 UTC
BERG CHARLESDirector
GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000146 · wk-form4_1724106239.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,973

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:23 UTC GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000145 · wk-form4_1724106229.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,692

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:23 UTC GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000144 · wk-form4_1724106218.xml · nonDerivative · entry 1

Pullin Dennis W · CIK 0001861249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:23 UTC GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000143 · wk-form4_1724106208.xml · nonDerivative · entry 1

Moore Gregory J. · CIK 0001775520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,442

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:23 UTC GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000142 · wk-form4_1724106197.xml · nonDerivative · entry 1

Schoppert Wendy Lee · CIK 0001321558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,516

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:23 UTC GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000141 · wk-form4_1724106186.xml · nonDerivative · entry 1

Hollar Jason M. · CIK 0001687858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,234

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:23 UTC GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000140 · wk-form4_1724106176.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:05 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
SaleCommon Stock 7,857 $146.21 $1,148,766.47
Disclosure

SEC source: 0000927066-24-000130 · wk-form4_1723759515.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,011

F1 · price: Represents the weighted average sale price of $146.2093. The range of prices for the sale of these shares was $146.00 - $146.82 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000113 · wk-form4_1715981488.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,241

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000112 · wk-form4_1715981475.xml · nonDerivative · entry 1

Schechter Adam H · CIK 0001376841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,988

Read SEC document
May 15, 2024 Filed May 17, 2024 21:31 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000111 · wk-form4_1715981460.xml · nonDerivative · entry 1

Moore Gregory J. · CIK 0001775520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,109

Read SEC document
May 15, 2024 Filed May 17, 2024 21:30 UTC
NEHRA JOHN MDirector
GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000110 · wk-form4_1715981422.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363

Read SEC document
May 15, 2024 Filed May 17, 2024 21:30 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000109 · wk-form4_1715981407.xml · nonDerivative · entry 1

Hollar Jason M. · CIK 0001687858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,901

Read SEC document
May 15, 2024 Filed May 17, 2024 21:29 UTC
BERG CHARLESDirector
GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000107 · wk-form4_1715981372.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,640

Read SEC document
May 15, 2024 Filed May 17, 2024 21:30 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000108 · wk-form4_1715981389.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363

Read SEC document
May 15, 2024 Filed May 17, 2024 21:29 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000106 · wk-form4_1715981345.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,359

Read SEC document
May 15, 2024 Filed May 17, 2024 21:29 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000105 · wk-form4_1715981322.xml · nonDerivative · entry 1

Schoppert Wendy Lee · CIK 0001321558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,183

Read SEC document
May 10, 2024 Filed May 14, 2024 21:44 UTC SaleCommon Stock 5,030 $138.81 $698,214.30
Disclosure

SEC source: 0000927066-24-000095 · wk-form4_1715723029.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Marc J. Desoer and Barbara J. Desoer 1998 Trust dated September 7, 1998

Disclosed balance after: 10,954

F1 · price: Represents the weighted average sale price of $138.809. The range of prices for the sale of these shares was $138.100 - $139.550 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 305 $136.00 $41,480.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 6

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,060

F6 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 734 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2021.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 479 $136.00 $65,144.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,365

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 1,152 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2020.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 1,641 $136.00 $223,176.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,844

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of shares as described in footnotes 1 and 2 above.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
HEARTY JAMES OChief Compliance Officer
GrantCommon Stock 2,488 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,485

F3 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2027 and March 15, 2028, subject to continued service through each applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:14 UTC
BERRY CHRISTOPHER MICHAELChief Accounting Officer
GrantCommon Stock 3,659 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000045 · wk-form4_1710803678.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,127

F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2027 and March 15, 2028, subject to continued service through each applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 1,024 $136.00 $139,264.00
Disclosure

SEC source: 0000927066-24-000046 · wk-form4_1710803690.xml · nonDerivative · entry 6

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,868

F6 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 2,019 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2021.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 1,669 $136.00 $226,984.00
Disclosure

SEC source: 0000927066-24-000046 · wk-form4_1710803690.xml · nonDerivative · entry 5

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,892

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 3,292 shares, which represents 22.7273% of the restricted stock units granted to the Reporting Person on March 15, 2020.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 5,386 $136.00 $732,496.00
Disclosure

SEC source: 0000927066-24-000046 · wk-form4_1710803690.xml · nonDerivative · entry 4

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,561

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of shares as described in footnotes 1 and 2 above.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
GrantCommon Stock 7,025 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000046 · wk-form4_1710803690.xml · nonDerivative · entry 3

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,947

F3 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2027 and March 15, 2028, subject to continued service through each applicable vesting date.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:14 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
Tax withholdingCommon Stock 12,008 $136.00 $1,633,088.00
Disclosure

SEC source: 0000927066-24-000044 · wk-form4_1710803654.xml · nonDerivative · entry 4

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,978

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of shares as described in footnotes 1 and 2 above.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:14 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000044 · wk-form4_1710803654.xml · nonDerivative · entry 3

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,986

F3 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2027 and March 15, 2028, subject to continued service through each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.