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DVA

DAVITA INC.

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3482
SEC CIK
0000927066
Parsed reports
702

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2020 Filed Jun 10, 2020 22:22 UTC
DIAZ PAUL JDirector
Exercise / conversionCommon Stock 4,662 $81.51 $379,999.62
Disclosure

SEC source: 0000927066-20-000135 · wf-form4_159182772541556.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC Exercise / conversionStock Appreciation Rights · Derivative 4,662 $0.00 Strike: $81.51 $0.00
Disclosure

SEC source: 0000927066-20-000132 · wf-form4_159182765530328.xml · derivative · entry 4

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,662 shares

Expires 2020-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 16, 2015, and 100% vested on June 16, 2016.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC SaleCommon Stock 357 $87.32 $31,174.31
Disclosure

SEC source: 0000927066-20-000132 · wf-form4_159182765530328.xml · nonDerivative · entry 3

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,239

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC Disposition to issuerCommon Stock 4,305 $88.28 $380,045.40
Disclosure

SEC source: 0000927066-20-000132 · wf-form4_159182765530328.xml · nonDerivative · entry 2

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,596

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC Exercise / conversionCommon Stock 4,662 $81.51 $379,999.62
Disclosure

SEC source: 0000927066-20-000132 · wf-form4_159182765530328.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC Exercise / conversionStock Appreciation Rights · Derivative 4,662 $0.00 Strike: $81.51 $0.00
Disclosure

SEC source: 0000927066-20-000133 · wf-form4_159182767735962.xml · derivative · entry 4

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,662 shares

Expires 2020-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 16, 2015, and 100% vested on June 16, 2016.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC SaleCommon Stock 357 $86.79 $30,983.49
Disclosure

SEC source: 0000927066-20-000133 · wf-form4_159182767735962.xml · nonDerivative · entry 3

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,961

F1 · price: Represents the weighted average sale price of $86.7885. The range of prices for the sale of these shares was $86.7701 - $86.8250 rounded to the nearest ten-thousandths. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC Disposition to issuerCommon Stock 4,305 $88.28 $380,045.40
Disclosure

SEC source: 0000927066-20-000133 · wf-form4_159182767735962.xml · nonDerivative · entry 2

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,318

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:21 UTC Exercise / conversionCommon Stock 4,662 $81.51 $379,999.62
Disclosure

SEC source: 0000927066-20-000133 · wf-form4_159182767735962.xml · nonDerivative · entry 1

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 22:57 UTC
NEHRA JOHN MDirector
GiftCommon Stock 619 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000122 · wf-form4_159131142214472.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 55,050

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:55 UTC
THIRY KENT JDirector · Executive Chairman
Tax withholdingCommon Stock 15,326 $80.34 $1,231,290.84
Disclosure

SEC source: 0000927066-20-000120 · wf-form4_159122132390594.xml · nonDerivative · entry 1

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,462

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 34,847 shares of common stock granted to the Reporting Person on May 15, 2019, in which 34,847 shares vested on June 1, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:55 UTC GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000119 · wf-form4_159122130050758.xml · nonDerivative · entry 1

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,140

Read SEC document
May 22, 2020 Filed May 27, 2020 20:05 UTC SaleCommon Stock 599 $78.90 $47,261.10
Disclosure

SEC source: 0000927066-20-000114 · wf-form4_159060992236970.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,239

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2019

Read SEC document
May 18, 2020 Filed May 20, 2020 01:19 UTC
DIAZ PAUL JDirector
GiftCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000106 · wf-form4_158993753765484.xml · nonDerivative · entry 5

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936

Read SEC document
May 18, 2020 Filed May 20, 2020 01:19 UTC
DIAZ PAUL JDirector
SaleCommon Stock 307 $81.61 $25,054.85
Disclosure

SEC source: 0000927066-20-000106 · wf-form4_158993753765484.xml · nonDerivative · entry 4

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,986

Read SEC document
May 18, 2020 Filed May 20, 2020 01:19 UTC
DIAZ PAUL JDirector
SaleCommon Stock 635 $82.16 $52,173.06
Disclosure

SEC source: 0000927066-20-000106 · wf-form4_158993753765484.xml · nonDerivative · entry 3

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,293

Read SEC document
May 18, 2020 Filed May 20, 2020 01:19 UTC
DIAZ PAUL JDirector
SaleCommon Stock 4,821 $82.26 $396,597.15
Disclosure

SEC source: 0000927066-20-000106 · wf-form4_158993753765484.xml · nonDerivative · entry 2

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,928

Read SEC document
May 15, 2020 Filed May 20, 2020 01:19 UTC
ZUMWALT LEANNE MGroup VP, Government Affairs
Tax withholdingCommon Stock 146 $79.25 $11,570.50
Disclosure

SEC source: 0000927066-20-000107 · wf-form4_158993756038825.xml · nonDerivative · entry 2

ZUMWALT LEANNE M · CIK 0001204946 · Group VP, Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,590

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 307 shares as described in footnote 1 above.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:19 UTC
ZUMWALT LEANNE MGroup VP, Government Affairs
GrantCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000107 · wf-form4_158993756038825.xml · nonDerivative · entry 1

ZUMWALT LEANNE M · CIK 0001204946 · Group VP, Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,736

F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:19 UTC
DIAZ PAUL JDirector
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000106 · wf-form4_158993753765484.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,749

Read SEC document
May 15, 2020 Filed May 20, 2020 01:18 UTC
NEHRA JOHN MDirector
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000105 · wf-form4_158993751292531.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

Read SEC document
May 15, 2020 Filed May 20, 2020 01:18 UTC GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000104 · wf-form4_158993749152852.xml · nonDerivative · entry 1

ROPER WILLIAM L · CIK 0001087960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,961

Read SEC document
May 15, 2020 Filed May 20, 2020 01:18 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 516 $79.25 $40,893.00
Disclosure

SEC source: 0000927066-20-000103 · wf-form4_158993747044288.xml · nonDerivative · entry 3

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,116

F3 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 1,172 shares as described in footnote 2 above.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:18 UTC
Rodriguez JavierDirector · Chief Executive Officer
GrantCommon Stock 1,172 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000103 · wf-form4_158993747044288.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,632

F2 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:18 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,267 $79.25 $100,409.75
Disclosure

SEC source: 0000927066-20-000103 · wf-form4_158993747044288.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,460

F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on December 24, 2016, in which 2,881 shares vested on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:17 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
Tax withholdingCommon Stock 2,186 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000102 · wf-form4_158993744772857.xml · nonDerivative · entry 1

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,226

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 4,093 shares, which represents 50% of the restricted stock units granted to the Reporting Person on December 24, 2016.

F2 · balance_after: The number of shares reported includes shares acquired through the DaVita Retirement Savings Plan.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:17 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 66 $79.25 $5,230.50
Disclosure

SEC source: 0000927066-20-000101 · wf-form4_158993742715629.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,097

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 228 shares, which represents 50% of the restricted stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:17 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 120 $79.25 $9,510.00
Disclosure

SEC source: 0000927066-20-000101 · wf-form4_158993742715629.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,163

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 414 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 13, 2016.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:17 UTC GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000100 · wf-form4_158993740271942.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

Read SEC document
May 15, 2020 Filed May 20, 2020 01:16 UTC GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000099 · wf-form4_158993738065746.xml · nonDerivative · entry 1

Desroches Pascal · CIK 0001423061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,022

Read SEC document
May 15, 2020 Filed May 20, 2020 01:16 UTC GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000098 · wf-form4_158993735948781.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838

Read SEC document
May 15, 2020 Filed May 20, 2020 01:12 UTC GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000097 · wf-form4_158993710686851.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,723

Read SEC document
May 15, 2020 Filed May 20, 2020 01:11 UTC
THIRY KENT JDirector · Executive Chairman
Tax withholdingCommon Stock 2,700 $79.25 $213,975.00
Disclosure

SEC source: 0000927066-20-000096 · wf-form4_158993708552899.xml · nonDerivative · entry 5

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,645

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 6,139 shares as described in footnote 5 above.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:11 UTC
THIRY KENT JDirector · Executive Chairman
GrantCommon Stock 6,139 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000096 · wf-form4_158993708552899.xml · nonDerivative · entry 4

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,345

F4 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:11 UTC
THIRY KENT JDirector · Executive Chairman
Tax withholdingCommon Stock 5,304 $79.25 $420,342.00
Disclosure

SEC source: 0000927066-20-000096 · wf-form4_158993708552899.xml · nonDerivative · entry 3

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,206

F3 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on December 27, 2016, in which 12,059 shares vested on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:11 UTC
THIRY KENT JDirector · Executive Chairman
Tax withholdingCommon Stock 16,223 $79.25 $1,285,672.75
Disclosure

SEC source: 0000927066-20-000096 · wf-form4_158993708552899.xml · nonDerivative · entry 2

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,510

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 36,886 shares as described in footnote 1 above.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:11 UTC
THIRY KENT JDirector · Executive Chairman
GrantCommon Stock 36,886 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000096 · wf-form4_158993708552899.xml · nonDerivative · entry 1

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,733

F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on December 27, 2016.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:11 UTC
BERG CHARLESDirector
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000095 · wf-form4_158993706156777.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,004

Read SEC document
May 15, 2020 Filed May 20, 2020 01:10 UTC
Waters Kathleen AlyceChief Legal Officer
Tax withholdingCommon Stock 154 $79.25 $12,204.50
Disclosure

SEC source: 0000927066-20-000094 · wf-form4_158993704014187.xml · nonDerivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,874

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 307 shares as described in footnote 1 above.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:10 UTC
Waters Kathleen AlyceChief Legal Officer
GrantCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000094 · wf-form4_158993704014187.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,028

F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:10 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 425 $79.25 $33,681.25
Disclosure

SEC source: 0000927066-20-000093 · wf-form4_158993701814685.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,408

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 1,116 shares as described in footnote 1 above.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:10 UTC
ACKERMAN JOELCFO and Treasuer
GrantCommon Stock 1,116 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000093 · wf-form4_158993701814685.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,833

F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on June 6, 2017.

Read SEC document
May 15, 2020 Filed May 20, 2020 01:10 UTC GrantCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000092 · wf-form4_158993699378145.xml · nonDerivative · entry 1

GRAUER PETER T · CIK 0001065603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,064

Read SEC document
May 12, 2020 Filed May 14, 2020 00:47 UTC
THIRY KENT JDirector · Executive Chairman
GiftCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0000927066-20-000075 · wf-form4_158941724648823.xml · nonDerivative · entry 6

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thiry O'Leary Living Trust UAD 3/8/1990.

Disclosed balance after: 510,653

Read SEC document
May 12, 2020 Filed May 14, 2020 00:47 UTC
THIRY KENT JDirector · Executive Chairman
SaleCommon Stock 62,000 $80.89 $5,015,000.20
Disclosure

SEC source: 0000927066-20-000075 · wf-form4_158941724648823.xml · nonDerivative · entry 5

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thiry O'Leary Living Trust UAD 3/8/1990.

Disclosed balance after: 548,653

F3 · price: Represents the weighted average sale price of $80.8871. The range of prices for the sale of these shares was $80.50 - $81.50. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:47 UTC
THIRY KENT JDirector · Executive Chairman
Exercise / conversionStock Appreciation Rights · Derivative 145,522 $0.00 Strike: $75.42 $0.00
Disclosure

SEC source: 0000927066-20-000075 · wf-form4_158941724648823.xml · derivative · entry 7

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,522

Underlying: Common Stock · 145,522 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on 5/13/2016. 50% vested on 5/13/2019 and the remaining 50% vested on 5/13/2020.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:47 UTC
THIRY KENT JDirector · Executive Chairman
SaleCommon Stock 62,000 $81.28 $5,039,391.00
Disclosure

SEC source: 0000927066-20-000075 · wf-form4_158941724648823.xml · nonDerivative · entry 4

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thiry O'Leary Living Trust UAD 3/8/1990.

Disclosed balance after: 610,653

F2 · price: Represents the weighted average sale price of $81.2805. The range of prices for the sale of these shares was $81.04 - $81.80. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:47 UTC
THIRY KENT JDirector · Executive Chairman
SaleCommon Stock 5,390 $81.18 $437,537.02
Disclosure

SEC source: 0000927066-20-000075 · wf-form4_158941724648823.xml · nonDerivative · entry 3

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,847

F1 · price: Represents the weighted average sale price of $81.1757. The range of prices for the sale of these shares was $81.06 - $81.44. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 11, 2020 Filed May 14, 2020 00:47 UTC
THIRY KENT JDirector · Executive Chairman
Tax withholdingCommon Stock 140,132 $80.76 $11,317,060.32
Disclosure

SEC source: 0000927066-20-000075 · wf-form4_158941724648823.xml · nonDerivative · entry 2

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,237

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May 11, 2020 Filed May 14, 2020 00:47 UTC
THIRY KENT JDirector · Executive Chairman
Exercise / conversionCommon Stock 145,522 $75.42 $10,975,269.24
Disclosure

SEC source: 0000927066-20-000075 · wf-form4_158941724648823.xml · nonDerivative · entry 1

THIRY KENT J · CIK 0001097391 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.