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Nasdaq · USD

DSGR

Distribution Solutions Group, Inc.

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Tapewire entity
4649
SEC CIK
0000703604
Parsed reports
248

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2019 Filed Jun 6, 2019 16:02 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
SaleCommon Stock, $1.00 par value 2,478 $36.18 $89,654.04
Disclosure

SEC source: 0000703604-19-000074 · wf-form4_155983695524215.xml · nonDerivative · entry 1

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852

Read SEC document
May 21, 2019 Filed May 23, 2019 14:33 UTC SaleCommon Stock, $1.00 par value 1,636 $38.93 $63,689.48
Disclosure

SEC source: 0000703604-19-000072 · wf-form4_155862200721441.xml · nonDerivative · entry 1

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 14, 2019 Filed May 16, 2019 15:19 UTC GrantCommon Stock 2,009 $37.34 $75,016.06
Disclosure

SEC source: 0000703604-19-000064 · wf-form4_155801993116740.xml · nonDerivative · entry 1

Hale Charles D · CIK 0001772182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date, (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date or (iii) the date a change in control of the Company is consummated.

Read SEC document
May 14, 2019 Filed May 16, 2019 15:14 UTC
MOON MARK FDirector
GrantCommon Stock 2,009 $37.34 $75,016.06
Disclosure

SEC source: 0000703604-19-000062 · wf-form4_155801966171102.xml · nonDerivative · entry 1

MOON MARK F · CIK 0001508851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date, (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date or (iii) the date a change in control of the Company is consummated.

Read SEC document
May 14, 2019 Filed May 16, 2019 15:11 UTC GrantCommon Stock, $1.00 par value 2,009 $37.34 $75,016.06
Disclosure

SEC source: 0000703604-19-000060 · wf-form4_155801945860738.xml · nonDerivative · entry 1

HILLMAN LEE S · CIK 0001029739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,216

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date, (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date or (iii) the date a change in control of the Company is consummated.

Read SEC document
May 14, 2019 Filed May 16, 2019 15:08 UTC GrantCommon Stock, $1.00 par value 2,009 $37.34 $75,016.06
Disclosure

SEC source: 0000703604-19-000058 · wf-form4_155801928832612.xml · nonDerivative · entry 1

ALBERT ANDREW B · CIK 0001198364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,927

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date, (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date or (iii) the date a change in control of the Company is consummated.

Read SEC document
May 14, 2019 Filed May 16, 2019 15:04 UTC GrantCommon Stock, $1.00 par value 2,009 $37.34 $75,016.06
Disclosure

SEC source: 0000703604-19-000056 · wf-form4_155801903493874.xml · nonDerivative · entry 1

Edelson I Steven · CIK 0001331459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,927

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date, (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date or (iii) the date a change in control of the Company is consummated.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 13:01 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
Exercise / conversionStock Performance Rights · Derivative 11,000 $0.00 Strike: $12.18 $0.00
Disclosure

SEC source: 0000703604-19-000052 · wf-form4_155628367614647.xml · derivative · entry 1

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,170

Underlying: Common Stock · 11,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1. Each Stock Performance Right was exchanged for cash in the amount of the current price of the Company's common stock less the exercise price ($32.00 - $12.18)

Read SEC document
April 17, 2019 Filed Apr 18, 2019 23:15 UTC
King John BryanDirector · 10% owner
PurchaseCommon Stock 37,707 $32.00 $1,206,624.00
Disclosure

SEC source: 0000310051-19-000012 · primary_doc.xml · nonDerivative · entry 1

KING LUTHER CAPITAL MANAGEMENT CORP · CIK 0000310051 · 10% owner

LKCM Private Discipline Master Fund, SPC · CIK 0001406372 · 10% owner

LKCM Investment Partnership, L.P. · CIK 0001406371 · 10% owner

LKCM Core Discipline, L.P. · CIK 0001502283 · 10% owner

LKCM Micro-Cap Partnership, L.P. · CIK 0001502285 · 10% owner

LKCM Headwater Investments II, L.P. · CIK 0001621801 · 10% owner

Headwater Lawson Investors, LLC · CIK 0001765653 · 10% owner

King Luther Jr · CIK 0001290407 · 10% owner

King John Bryan · CIK 0001406297 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,338,956

F1 · shares: Represents shares of common stock purchased by Headwater Lawson Investors, LLC (HLI) pursuant to the terms of a Securities Purchase Agreement, dated April 17, 2019, by and among HLI and the seller party thereto.

F2 · ownership.nature: This Form 4 is filed by Luther King Capital Management Corporation (LKCM), LKCM Private Discipline Master Fund, SPC (PDP), LKCM Investment Partnership, L.P. (LIP), LKCM Micro-Cap Partnership, L.P. (Micro), LKCM Core Discipline, L.P. (Core), LKCM Headwater Investments II, L.P. (HW2), HLI, J. Luther King, Jr. and J. Bryan King (Reporting Persons). LKCM Private Discipline Management, L.P. holds the management shares of PDP, and LKCM Alternative Management, LLC (PDP GP) is its general partner. LKCM Investment Partnership GP, LLC (LIP GP) is the general partner of LIP. LKCM Micro-Cap Management, L.P. (Micro GP) is the general partner of Micro. LKCM Core Discipline Management, L.P. (Core GP) is the general partner of Core. LKCM Headwater Investments II GP, L.P. (HW2 GP) is the general partner of HW2.

F3 · ownership.nature: LKCM is the investment manager for PDP, LIP, Micro, Core, HW2 and HLI. J. Luther King, Jr. is a controlling shareholder or member, as applicable, of LKCM and LIP GP. J. Bryan King is a controlling member of HW2 GP and managing member of HLI. J. Luther King, Jr. and J. Bryan King are controlling members of PDP GP, Micro GP and Core GP.

F4 · ownership.nature: Includes (i) 1,689,358 shares held by PDP, (ii) 250,000 shares held by LIP, (iii) 26,102 shares held by Micro, (iv) 10,128 shares held by Core, (v) 592,326 shares held by HW2, (vi) 1,761,494 shares held by HLI, (vii) 2,500 shares held by a separately managed portfolio for which LKCM serves as investment manager, and (viii) 7,048 shares held by J. Bryan King.

F5 · ownership.nature: Each of the Reporting Persons expressly disclaims membership in a group under the Securities Exchange Act of 1934, as amended, with respect to the securities reported herein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of such securities for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 14:16 UTC SaleCommon Stock, $1.00 par value 37,707 $32.00 $1,206,624.00
Disclosure

SEC source: 0000703604-19-000048 · wf-form4_155568335417921.xml · nonDerivative · entry 1

Smelcer Wilma · CIK 0001274146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:48 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
GrantRestricted Stock Units · Derivative 1,753 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000031 · wf-form4_155310407550554.xml · derivative · entry 3

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Common Stock · 1,753 shares

Expires 2021-12-31

F3 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:48 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
GrantMarket Stock Units · Derivative 6,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000031 · wf-form4_155310407550554.xml · derivative · entry 2

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,261

Underlying: Common Stock · 6,261 shares

Expires 2021-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2021.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:48 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
GrantStock Performance Rights · Derivative 2,930 $0.00 Strike: $30.54 $0.00
Disclosure

SEC source: 0000703604-19-000031 · wf-form4_155310407550554.xml · derivative · entry 1

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Common Stock · 2,930 shares

Expires 2026-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:45 UTC GrantRestricted Stock Units · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000029 · wf-form4_155310394042107.xml · derivative · entry 3

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 1,532 shares

Expires 2021-12-31

F3 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:45 UTC GrantMarket Stock Units · Derivative 5,472 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000029 · wf-form4_155310394042107.xml · derivative · entry 2

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472

Underlying: Common Stock · 5,472 shares

Expires 2021-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2021.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:45 UTC GrantStock Performance Rights · Derivative 2,562 $0.00 Strike: $30.54 $0.00
Disclosure

SEC source: 0000703604-19-000029 · wf-form4_155310394042107.xml · derivative · entry 1

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562

Underlying: Common Stock · 2,562 shares

Expires 2026-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:43 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
GrantRestricted Stock Units · Derivative 3,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000027 · wf-form4_155310377318100.xml · derivative · entry 3

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

Underlying: Common Stock · 3,616 shares

Expires 2021-12-31

F4 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:43 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
GrantMarket Stock Units · Derivative 12,914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000027 · wf-form4_155310377318100.xml · derivative · entry 2

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

Underlying: Common Stock · 12,914 shares

Expires 2021-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2021.

F3 · shares: Holder is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2023.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:43 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
GrantStock Performance Rights · Derivative 5,017 $0.00 Strike: $30.54 $0.00
Disclosure

SEC source: 0000703604-19-000027 · wf-form4_155310377318100.xml · derivative · entry 1

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,017

Underlying: Common Stock · 5,017 shares

Expires 2026-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:40 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
GrantRestricted Stock Units · Derivative 4,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000025 · wf-form4_155310360591392.xml · derivative · entry 3

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

Underlying: Common Stock · 4,327 shares

Expires 2021-12-31

F4 · shares: Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:40 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
GrantMarket Stock Units · Derivative 15,452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000025 · wf-form4_155310360591392.xml · derivative · entry 2

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,452

Underlying: Common Stock · 15,452 shares

Expires 2021-12-31

F2 · shares: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2021.

F3 · shares: Holder is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2023.

Read SEC document
March 05, 2019 Filed Mar 20, 2019 17:40 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
GrantStock Performance Rights · Derivative 6,003 $0.00 Strike: $30.54 $0.00
Disclosure

SEC source: 0000703604-19-000025 · wf-form4_155310360591392.xml · derivative · entry 1

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,003

Underlying: Common Stock · 6,003 shares

Expires 2026-12-31

F1 · shares: Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 19:32 UTC
King John BryanDirector · 10% owner
PurchaseCommon Stock 1,723,787 $32.00 $55,161,184.00
Disclosure

SEC source: 0000310051-19-000002 · primary_doc.xml · nonDerivative · entry 1

KING LUTHER CAPITAL MANAGEMENT CORP · CIK 0000310051 · 10% owner

LKCM Private Discipline Master Fund, SPC · CIK 0001406372 · 10% owner

LKCM Investment Partnership, L.P. · CIK 0001406371 · 10% owner

LKCM Core Discipline, L.P. · CIK 0001502283 · 10% owner

LKCM Micro-Cap Partnership, L.P. · CIK 0001502285 · 10% owner

LKCM Headwater Investments II, L.P. · CIK 0001621801 · 10% owner

King Luther Jr · CIK 0001290407 · 10% owner

King John Bryan · CIK 0001406297 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,301,249

F1 · shares: Represents shares of Common Stock purchased by Headwater Lawson Investors, LLC (HLI) pursuant to the terms of a Securities Purchase Agreement, dated December 18, 2018, by and among HLI and the sellers party thereto.

F2 · ownership.nature: This Form 4 is filed by Luther King Capital Management Corporation (LKCM), LKCM Private Discipline Master Fund, SPC (PDP), LKCM Investment Partnership, L.P. (LIP), LKCM Micro-Cap Partnership, L.P. (Micro), LKCM Core Discipline, L.P. (Core), LKCM Headwater Investments II, L.P. (HW2), HLI, J. Luther King, Jr. and J. Bryan King (Reporting Persons). LKCM Private Discipline Management, L.P. holds the management shares of PDP, and LKCM Alternative Management, LLC (PDP GP) is its general partner. LKCM Investment Partnership GP, LLC (LIP GP) is the general partner of LIP. LKCM Micro-Cap Management, L.P. (Micro GP) is the general partner of Micro. LKCM Core Discipline Management, L.P. (Core GP) is the general partner of Core. LKCM Headwater Investments II GP, L.P. (HW2 GP) is the general partner of HW2.

F3 · ownership.nature: LKCM is the investment manager for PDP, LIP, Micro, Core, HW2 and HLI. J. Luther King, Jr. is a controlling shareholder or member, as applicable, of LKCM and LIP GP. J. Bryan King is a controlling member of HW2 GP and managing member of HLI. J. Luther King, Jr. and J. Bryan King are controlling members of PDP GP, Micro GP and Core GP.

F4 · ownership.nature: Includes (i) 1,689,358 shares held by PDP, (ii) 250,000 shares held by LIP, (iii) 26,102 shares held by Micro, (iv) 10,128 shares held by Core, (v) 592,326 shares held by HW2, (vi) 1,723,787 shares held by HLI, (vii) 2,500 shares held by a separately managed portfolio for which LKCM serves as investment manager, and (viii) 7,048 shares held by J. Bryan King.

F5 · ownership.nature: Each of the Reporting Persons expressly disclaims membership in a group under the Securities Exchange Act of 1934, as amended, with respect to the securities reported herein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of such securities for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 21:02 UTC
PORT RONALD BDirector · 10% owner
SaleCommon Stock 867,414 $32.00 $27,757,248.00
Disclosure

SEC source: 0001144204-19-002439 · tv511386_4.xml · nonDerivative · entry 1

PORT RONALD B · CIK 0001209519 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 18, 2019 Filed Jan 23, 2019 21:01 UTC SaleCommon Stock, $1.00 par value 395,943 $32.00 $12,670,176.00
Disclosure

SEC source: 0001144204-19-002438 · tv511387_4.xml · nonDerivative · entry 1

Errant James S · CIK 0001397163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,260

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:14 UTC Exercise / conversionMarket Stock Units · Derivative 4,449 $31.60 Strike: $0.00 $140,588.40
Disclosure

SEC source: 0000703604-19-000010 · wf-form4_154654647997963.xml · derivative · entry 3

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,449 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:14 UTC Tax withholdingCommon Stock, $1.00 par value 639 $31.60 $20,192.40
Disclosure

SEC source: 0000703604-19-000010 · wf-form4_154654647997963.xml · nonDerivative · entry 2

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636

F1 · shares: Reflects shares delivered to the company to cover taxes upon vesting of the market stock units.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:14 UTC Exercise / conversionCommon Stock, $1.00 par value 2,275 $31.60 $71,890.00
Disclosure

SEC source: 0000703604-19-000010 · wf-form4_154654647997963.xml · nonDerivative · entry 1

Brown Matthew Jay · CIK 0001707792 · SVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:11 UTC
McCarthy ShaneSVP Supply Chain & Bus. Devel.
Exercise / conversionMarket Stock Units · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-19-000008 · wf-form4_154654627229850.xml · derivative · entry 1

McCarthy Shane · CIK 0001577380 · SVP Supply Chain & Bus. Devel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,680

Underlying: Common Stock · 0 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents the right to receive 3,416 shares of common stock due to the vesting of the market stock units which has been deferred to a future date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:08 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
Exercise / conversionMarket Stock Units · Derivative 10,037 $31.60 Strike: $0.00 $317,169.20
Disclosure

SEC source: 0000703604-19-000006 · wf-form4_154654606569060.xml · derivative · entry 3

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037

Underlying: Common Stock · 10,037 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents the right to receive 5,134 shares of common stock due to the vesting of the market stock units which has been deferred to a future date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:08 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
Tax withholdingCommon Stock 2,110 $31.60 $66,676.00
Disclosure

SEC source: 0000703604-19-000006 · wf-form4_154654606569060.xml · nonDerivative · entry 2

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,235

F1 · shares: Reflects shares delivered to the company to cover taxes upon vesting of the market stock units.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:08 UTC
Knutson Ronald JEVP CFO Controller & Treasurer
Exercise / conversionCommon Stock 5,134 $31.60 $162,234.40
Disclosure

SEC source: 0000703604-19-000006 · wf-form4_154654606569060.xml · nonDerivative · entry 1

Knutson Ronald J · CIK 0001454358 · EVP CFO Controller & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:00 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
Exercise / conversionMarket Stock Units · Derivative 24,018 $31.60 Strike: $0.00 $758,968.80
Disclosure

SEC source: 0000703604-19-000004 · wf-form4_154654558605861.xml · derivative · entry 3

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,018 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:00 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
Tax withholdingCommon Stock 3,452 $31.60 $109,083.20
Disclosure

SEC source: 0000703604-19-000004 · wf-form4_154654558605861.xml · nonDerivative · entry 2

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,779

F1 · shares: Reflects shares delivered to the company to cover taxes upon vesting of the market stock units.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:00 UTC
JENKINS NEIL EEVP, Sec. & General Counsel
Exercise / conversionCommon Stock 12,286 $31.60 $388,237.60
Disclosure

SEC source: 0000703604-19-000004 · wf-form4_154654558605861.xml · nonDerivative · entry 1

JENKINS NEIL E · CIK 0001231799 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:56 UTC
DeCata Michael GDirector · President and CEO
Exercise / conversionMarket Stock Units · Derivative 35,547 $31.60 Strike: $0.00 $1,123,285.20
Disclosure

SEC source: 0000703604-19-000002 · wf-form4_154654538881686.xml · derivative · entry 3

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,547 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:56 UTC
DeCata Michael GDirector · President and CEO
Tax withholdingCommon Stock, $1 par value 7,473 $31.60 $236,146.80
Disclosure

SEC source: 0000703604-19-000002 · wf-form4_154654538881686.xml · nonDerivative · entry 2

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,302

F1 · shares: Reflects shares delivered to the company to cover taxes upon vesting of the market stock units.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:56 UTC
DeCata Michael GDirector · President and CEO
Exercise / conversionCommon Stock, $1 par value 18,184 $31.60 $574,614.40
Disclosure

SEC source: 0000703604-19-000002 · wf-form4_154654538881686.xml · nonDerivative · entry 1

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:01 UTC
King John BryanDirector · 10% owner
GrantCommon Stock 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000310051-18-000009 · primary_doc.xml · nonDerivative · entry 1

KING LUTHER CAPITAL MANAGEMENT CORP · CIK 0000310051 · 10% owner

LKCM Private Discipline Master Fund, SPC · CIK 0001406372 · 10% owner

LKCM Investment Partnership, L.P. · CIK 0001406371 · 10% owner

LKCM Micro-Cap Partnership, L.P. · CIK 0001502285 · 10% owner

LKCM Core Discipline, L.P. · CIK 0001502283 · 10% owner

King Luther Jr · CIK 0001290407 · 10% owner

King John Bryan · CIK 0001406297 · Director · 10% owner

LKCM Headwater Investments II, L.P. · CIK 0001621801 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,577,462

F1 · price: Represents grant of restricted common stock issued to J. Bryan King as a director of the issuer. These shares of restricted common stock will have no voting, dividend or transfer rights until the earlier to occur of (i) the first anniversary of the grant date or (ii) the date immediately preceding the date of the regularly scheduled annual meeting of the issuer's stockholders which occurs in the calendar year following the grant date.

F2 · ownership.nature: This Form 4 is filed by Luther King Capital Management Corporation (LKCM), LKCM Private Discipline Master Fund, SPC (PDP), LKCM Investment Partnership, L.P. (LIP), LKCM Micro-Cap Partnership, L.P. (Micro), LKCM Core Discipline, L.P. (Core), LKCM Headwater Investments II, L.P. (HW), J. Luther King, Jr. and J. Bryan King (Reporting Persons). LKCM Private Discipline Management, L.P. holds the management shares of PDP, and LKCM Alternative Management, LLC (PDP GP) is its general partner. LKCM Investment Partnership GP, LLC (LIP GP) is the general partner of LIP. LKCM Micro-Cap Management, L.P. (Micro GP) is the general partner of Micro. LKCM Core Discipline Management, L.P. (Core GP) is the general partner of Core. LKCM Headwater Investments II GP, L.P. (HW GP) is the general partner of HW.

F3 · ownership.nature: LKCM is the investment manager for PDP, LIP, Micro, Core and HW. J. Luther King, Jr. is a controlling shareholder or member, as applicable, of LKCM and LIP GP. J. Bryan King is a controlling member of HW GP. J. Luther King, Jr. and J. Bryan King are controlling members of PDP GP, Micro GP and Core GP.

F4 · ownership.nature: Includes (i) 1,689,358 shares held by PDP, (ii) 250,000 shares held by LIP, (iii) 26,102 shares held by Micro, (iv) 10,128 shares held by Core, (v) 592,326 shares held by HW, (vi) 2,500 shares held by a separately managed portfolio for which LKCM serves as investment adviser, and (vi) 7,048 shares held by J. Bryan King.

F5 · ownership.nature: Each of the Reporting Persons expressly disclaims membership in a group under the Securities Exchange Act of 1934, as amended, with respect to the securities reported herein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of such securities for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 15, 2018 Filed May 17, 2018 00:12 UTC
King John BryanDirector · 10% owner
GrantCommon Stock 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000310051-18-000010 · primary_doc.xml · nonDerivative · entry 1

King John Bryan · CIK 0001406297 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048

F1 · price: Represents grant of restricted common stock issued to J. Bryan King as a director of the issuer. These shares of restricted common stock will have no voting, dividend or transfer rights until the earlier to occur of (i) the first anniversary of the grant date or (ii) the date immediately preceding the date of the regularly scheduled annual meeting of the issuer's stockholders which occurs in the calendar year following the grant date.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:43 UTC GrantCommon Stock, $1.00 par value 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000703604-18-000043 · wf-form4_152649622010717.xml · nonDerivative · entry 1

Smelcer Wilma · CIK 0001274146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,707

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date or (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:40 UTC GrantCommon Stock, $1.00 par value 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000703604-18-000041 · wf-form4_152649601925286.xml · nonDerivative · entry 1

Postek Thomas · CIK 0001336375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,503

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date or (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:38 UTC
PORT RONALD BDirector · 10% owner
GrantCommon Stock 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000703604-18-000039 · wf-form4_152649582379257.xml · nonDerivative · entry 1

PORT RONALD B · CIK 0001209519 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,206

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date or (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:34 UTC GrantCommon Stock, $1.00 par value 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000703604-18-000037 · wf-form4_152649559104872.xml · nonDerivative · entry 1

HILLMAN LEE S · CIK 0001029739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,207

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date or (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:23 UTC GrantCommon Stock, $1.00 par value 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000703604-18-000035 · wf-form4_152649496525544.xml · nonDerivative · entry 1

Errant James S · CIK 0001397163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,414

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date or (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:18 UTC GrantCommon Stock, $1.00 par value 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000703604-18-000033 · wf-form4_152649468703385.xml · nonDerivative · entry 1

Edelson I Steven · CIK 0001331459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,918

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date or (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:14 UTC GrantCommon Stock, $1.00 par value 3,260 $23.00 $74,980.00
Disclosure

SEC source: 0000703604-18-000031 · wf-form4_152649443810882.xml · nonDerivative · entry 1

ALBERT ANDREW B · CIK 0001198364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,918

F1 · shares: These common shares will have no voting, dividend or transfer rights until the earliest of (i) the first anniversary of the transaction date or (ii) the day immediately preceding the date of the regularly scheduled annual meeting of stockholders which occurs in the calendar year following the transaction date.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 14:26 UTC
DeCata Michael GDirector · President and CEO
GrantRestricted Stock Awards · Derivative 29,083 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000025 · wf-form4_152362956270395.xml · derivative · entry 6

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

Underlying: Common Stock · 29,083 shares

Expires 2020-08-14

F5 · security: Represents the right to receive shares of common stock on the exercise date in an amount equal to the number of restricted stock awards.

F3 · kind: These awards were granted to the Reporting Person in accordance with the (i) Amended and Restated Restricted Stock Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person; and (ii) Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 14:26 UTC
DeCata Michael GDirector · President and CEO
OtherRestricted Stock Awards · Derivative 29,083 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000025 · wf-form4_152362956270395.xml · derivative · entry 5

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,083 shares

Expires 2020-08-14

F1 · kind: These previously-granted awards have been canceled in accordance with the (i) Amendment No. 1 to Award Agreement by the between the Issuer and the Reporting Person dated as of August 14, 2017 and entered into on April 11, 2018 and (ii) Amended and Restated Restricted Stock Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 14:26 UTC
DeCata Michael GDirector · President and CEO
GrantMarket Stock Units · Derivative 86,901 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000703604-18-000025 · wf-form4_152362956270395.xml · derivative · entry 4

DeCata Michael G · CIK 0001559628 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,901

Underlying: Common Stock · 86,901 shares

Expires 2019-12-31

F4 · security: Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the performance of the Issuer's common stock from the grant date to December 31, 2019.

F3 · kind: These awards were granted to the Reporting Person in accordance with the (i) Amended and Restated Restricted Stock Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person; and (ii) Award Agreement entered into on April 11, 2018 between the Issuer and the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.