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Nasdaq · USD

DSGN

Design Therapeutics, Inc.

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4991
SEC CIK
0001807120
Parsed reports
117

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 29, 2023 Filed Aug 30, 2023 22:02 UTC PurchaseCommon Stock 1,960,000 $2.44 $4,782,400.00
Disclosure

SEC source: 0001209191-23-047773 · doc4.xml · nonDerivative · entry 2

William Arsani · CIK 0001848372 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Logos Global Master Fund LP

Disclosed balance after: 3,000,000

F3 · price: The weighted average purchase price for the transaction was $2.44. The shares were purchased at a range of prices between $2.29 and $2.50, inclusive. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

F2 · ownership.nature: Logos GP LLC ("Fund GP") is the general partner of Logos Global Master Fund LP (the "Fund"). The Reporting Person is the Managing Member of Fund GP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 22:02 UTC PurchaseCommon Stock 275,000 $2.15 $591,250.00
Disclosure

SEC source: 0001209191-23-047773 · doc4.xml · nonDerivative · entry 1

William Arsani · CIK 0001848372 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Logos Global Master Fund LP

Disclosed balance after: 1,040,000

F1 · price: The weighted average purchase price for the transaction was $2.15. The shares were purchased at a range of prices between $2.11 and $2.1677, inclusive. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

F2 · ownership.nature: Logos GP LLC ("Fund GP") is the general partner of Logos Global Master Fund LP (the "Fund"). The Reporting Person is the Managing Member of Fund GP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:48 UTC
George SimeonDirector · 10% owner
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-23-033847 · doc4.xml · derivative · entry 1

George Simeon · CIK 0001595117 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following May 31, 2023 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:31 UTC
Prasad DeepaDirector
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-23-033787 · doc4.xml · derivative · entry 1

Prasad Deepa · CIK 0001867165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following May 31, 2023 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:31 UTC
Xu StellaDirector
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-23-033785 · doc4.xml · derivative · entry 1

Xu Stella · CIK 0001728741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following May 31, 2023 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:31 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-23-033784 · doc4.xml · derivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following May 31, 2023 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:31 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-23-033781 · doc4.xml · derivative · entry 1

Berger Heather A. · CIK 0001751873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following May 31, 2023 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:31 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-23-033782 · doc4.xml · derivative · entry 1

William Arsani · CIK 0001848372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following May 31, 2023 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:31 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-23-033778 · doc4.xml · derivative · entry 1

LAPPE RODNEY W · CIK 0001579826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-05-30

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following May 31, 2023 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:43 UTC
Burgess JulieChief Accounting Officer
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $7.97 $0.00
Disclosure

SEC source: 0001209191-23-006927 · doc4.xml · derivative · entry 1

Burgess Julie · CIK 0001883722 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2024, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:41 UTC
Jeffries SeanChief Operating Officer
GrantStock Option (right to buy) · Derivative 140,000 $0.00 Strike: $7.97 $0.00
Disclosure

SEC source: 0001209191-23-006921 · doc4.xml · derivative · entry 1

Jeffries Sean · CIK 0001848377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2024, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:40 UTC
Shah PratikDirector · Executive Chairperson
GrantStock Option (right to buy) · Derivative 415,000 $0.00 Strike: $7.97 $0.00
Disclosure

SEC source: 0001209191-23-006917 · doc4.xml · derivative · entry 1

Shah Pratik · CIK 0001580787 · Director · Executive Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

Underlying: Common Stock · 415,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2024, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:39 UTC
Siffert Joao MDDirector · President and CEO
GrantStock Option (right to buy) · Derivative 415,000 $0.00 Strike: $7.97 $0.00
Disclosure

SEC source: 0001209191-23-006910 · doc4.xml · derivative · entry 1

Siffert Joao MD · CIK 0001534986 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

Underlying: Common Stock · 415,000 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2024, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

Read SEC document
December 20, 2022 Filed Dec 20, 2022 23:37 UTC PurchaseCommon Stock 40,000 $8.14 $325,432.00
Disclosure

SEC source: 0001209191-22-062226 · doc4.xml · nonDerivative · entry 3

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,526,476

F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.86 to $8.45 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: The securities are directly held by SR One Capital Fund I Aggregator, LP ("SR One Fund I Aggregator"). SR One Capital Partners I, LP ("SR One Partners I") is the sole general partner of SR One Fund I Aggregator, and SR One Capital Management, LLC ("SR One Capital Management") is the sole general partner of SR One Partners I. Simeon George, M.D. is the managing member of SR One Capital Management (SR One Partners I, SR One Capital Management, and Dr. George together, the "Indirect Reporting Persons"). The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the securities held by SR One Fund I Aggregator in which the Indirect Reporting Persons have no pecuniary interest, and this report shall not be deemed an admission that the Indirect Reporting Persons are the beneficial owners of such securities for Section 16 or any other purpose.

Read SEC document
December 20, 2022 Filed Dec 20, 2022 23:45 UTC
George SimeonDirector · 10% owner
PurchaseCommon Stock 40,000 $8.14 $325,432.00
Disclosure

SEC source: 0001209191-22-062227 · doc4.xml · nonDerivative · entry 3

George Simeon · CIK 0001595117 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 6,526,476

F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.86 to $8.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the managing member of SR One Capital Management, LLC ("SR One Capital Management"), which is the sole general partner of SR One Capital Partners I, LP ("SR One Partners I"). SR One Partners I is the sole general partner of SR One Capital Fund I Aggregator, LP ("SR One Fund I Aggregator"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the SR One Fund I Aggregator securities in which the Reporting Person has no pecuniary interest, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purposes.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 22:00 UTC
Siffert Joao MDDirector · President and CEO
PurchaseCommon Stock 6,300 $8.38 $52,762.50
Disclosure

SEC source: 0001209191-22-062349 · doc4.xml · nonDerivative · entry 2

Siffert Joao MD · CIK 0001534986 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,619

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.32 to $8.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 23:37 UTC PurchaseCommon Stock 360,000 $8.63 $3,108,096.00
Disclosure

SEC source: 0001209191-22-062226 · doc4.xml · nonDerivative · entry 2

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486,476

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.25 to $8.90 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: The securities are directly held by SR One Capital Fund I Aggregator, LP ("SR One Fund I Aggregator"). SR One Capital Partners I, LP ("SR One Partners I") is the sole general partner of SR One Fund I Aggregator, and SR One Capital Management, LLC ("SR One Capital Management") is the sole general partner of SR One Partners I. Simeon George, M.D. is the managing member of SR One Capital Management (SR One Partners I, SR One Capital Management, and Dr. George together, the "Indirect Reporting Persons"). The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the securities held by SR One Fund I Aggregator in which the Indirect Reporting Persons have no pecuniary interest, and this report shall not be deemed an admission that the Indirect Reporting Persons are the beneficial owners of such securities for Section 16 or any other purpose.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 23:45 UTC
George SimeonDirector · 10% owner
PurchaseCommon Stock 360,000 $8.63 $3,108,096.00
Disclosure

SEC source: 0001209191-22-062227 · doc4.xml · nonDerivative · entry 2

George Simeon · CIK 0001595117 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 6,486,476

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.25 to $8.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the managing member of SR One Capital Management, LLC ("SR One Capital Management"), which is the sole general partner of SR One Capital Partners I, LP ("SR One Partners I"). SR One Partners I is the sole general partner of SR One Capital Fund I Aggregator, LP ("SR One Fund I Aggregator"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the SR One Fund I Aggregator securities in which the Reporting Person has no pecuniary interest, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purposes.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 22:00 UTC
Siffert Joao MDDirector · President and CEO
PurchaseCommon Stock 1,150 $8.47 $9,740.50
Disclosure

SEC source: 0001209191-22-062349 · doc4.xml · nonDerivative · entry 1

Siffert Joao MD · CIK 0001534986 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,319

F1 · balance_after: Includes 1,250 shares acquired under the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") on November 15, 2021 and 1,220 shares acquired under the ESPP on May 13, 2022.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 23:37 UTC PurchaseCommon Stock 500,000 $8.28 $4,140,550.00
Disclosure

SEC source: 0001209191-22-062226 · doc4.xml · nonDerivative · entry 1

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126,476

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.90 to $8.76 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: The securities are directly held by SR One Capital Fund I Aggregator, LP ("SR One Fund I Aggregator"). SR One Capital Partners I, LP ("SR One Partners I") is the sole general partner of SR One Fund I Aggregator, and SR One Capital Management, LLC ("SR One Capital Management") is the sole general partner of SR One Partners I. Simeon George, M.D. is the managing member of SR One Capital Management (SR One Partners I, SR One Capital Management, and Dr. George together, the "Indirect Reporting Persons"). The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the securities held by SR One Fund I Aggregator in which the Indirect Reporting Persons have no pecuniary interest, and this report shall not be deemed an admission that the Indirect Reporting Persons are the beneficial owners of such securities for Section 16 or any other purpose.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 23:45 UTC
George SimeonDirector · 10% owner
PurchaseCommon Stock 500,000 $8.28 $4,140,550.00
Disclosure

SEC source: 0001209191-22-062227 · doc4.xml · nonDerivative · entry 1

George Simeon · CIK 0001595117 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 6,126,476

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.90 to $8.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the managing member of SR One Capital Management, LLC ("SR One Capital Management"), which is the sole general partner of SR One Capital Partners I, LP ("SR One Partners I"). SR One Partners I is the sole general partner of SR One Capital Fund I Aggregator, LP ("SR One Fund I Aggregator"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the SR One Fund I Aggregator securities in which the Reporting Person has no pecuniary interest, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purposes.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:22 UTC PurchaseCommon Stock 15,000 $7.96 $119,425.50
Disclosure

SEC source: 0001209191-22-060738 · doc4.xml · nonDerivative · entry 1

LAPPE RODNEY W · CIK 0001579826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,024

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased at a range of prices between $7.885 and $8.00. Upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:17 UTC
Xu StellaDirector
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001209191-22-037525 · doc4.xml · derivative · entry 1

Xu Stella · CIK 0001728741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following June 15, 2022 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:10 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001209191-22-037517 · doc4.xml · derivative · entry 1

Schmid John P. · CIK 0001478916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following June 15, 2022 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:16 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001209191-22-037524 · doc4.xml · derivative · entry 1

LAPPE RODNEY W · CIK 0001579826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following June 15, 2022 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:08 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001209191-22-037514 · doc4.xml · derivative · entry 1

William Arsani · CIK 0001848372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following June 15, 2022 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:07 UTC
George SimeonDirector · 10% owner
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001209191-22-037511 · doc4.xml · derivative · entry 1

George Simeon · CIK 0001595117 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following June 15, 2022 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:06 UTC
Prasad DeepaDirector
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001209191-22-037509 · doc4.xml · derivative · entry 1

Prasad Deepa · CIK 0001867165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following June 15, 2022 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 21:05 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001209191-22-037503 · doc4.xml · derivative · entry 1

Berger Heather A. · CIK 0001751873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over 12 months following June 15, 2022 provided that the shares subject to the option will in any case be fully vested on the date of the Company's next annual meeting of stockholders.

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March 22, 2022 Filed Mar 22, 2022 23:26 UTC
Xu StellaDirector
SaleCommon Stock 1,455 $18.63 $27,105.49
Disclosure

SEC source: 0001209191-22-020637 · doc4.xml · nonDerivative · entry 4

Xu Stella · CIK 0001728741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,129,950

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.51 to $18.835, inclusive. The Reporting Person undertakes to provide the Issuer, and security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.

F2 · ownership.nature: The general partner of Quan Venture Fund II, L.P. is Quan Venture Partners II, L.L.C. Stella Xu is a managing director of Quan Venture Partners II, L.L.C. and shares the ultimate power to vote or dispose of the shares held by Quan Venture Fund II, L.P. Dr. Xu disclaims beneficial ownership of the shares held by Quan Venture Fund II, L.P., except to the extent of her pecuniary interest.

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March 21, 2022 Filed Mar 22, 2022 23:28 UTC PurchaseCommon Stock 25,000 $18.99 $474,680.00
Disclosure

SEC source: 0001209191-22-020638 · doc4.xml · nonDerivative · entry 3

William Arsani · CIK 0001848372 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Logos Global Master Fund LP

Disclosed balance after: 2,797,501

F2 · ownership.nature: Logos Global Management LP ("LGM") is the investment adviser of private funds, including Logos Global Master Fund LP (the "Fund"). Logos GP LLC ("Fund GP") is the general partner of the Fund. The Reporting Person is the Manager of Fund GP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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March 21, 2022 Filed Mar 22, 2022 23:26 UTC
Xu StellaDirector
SaleCommon Stock 24,000 $19.01 $456,240.00
Disclosure

SEC source: 0001209191-22-020637 · doc4.xml · nonDerivative · entry 3

Xu Stella · CIK 0001728741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,131,405

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.30, inclusive. The Reporting Person undertakes to provide the Issuer, and security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.

F2 · ownership.nature: The general partner of Quan Venture Fund II, L.P. is Quan Venture Partners II, L.L.C. Stella Xu is a managing director of Quan Venture Partners II, L.L.C. and shares the ultimate power to vote or dispose of the shares held by Quan Venture Fund II, L.P. Dr. Xu disclaims beneficial ownership of the shares held by Quan Venture Fund II, L.P., except to the extent of her pecuniary interest.

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March 18, 2022 Filed Mar 22, 2022 23:26 UTC
Xu StellaDirector
SaleCommon Stock 13,200 $20.34 $268,488.00
Disclosure

SEC source: 0001209191-22-020637 · doc4.xml · nonDerivative · entry 2

Xu Stella · CIK 0001728741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,155,405

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.70, inclusive. The Reporting Person undertakes to provide the Issuer, and security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.

F2 · ownership.nature: The general partner of Quan Venture Fund II, L.P. is Quan Venture Partners II, L.L.C. Stella Xu is a managing director of Quan Venture Partners II, L.L.C. and shares the ultimate power to vote or dispose of the shares held by Quan Venture Fund II, L.P. Dr. Xu disclaims beneficial ownership of the shares held by Quan Venture Fund II, L.P., except to the extent of her pecuniary interest.

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March 18, 2022 Filed Mar 22, 2022 23:26 UTC
Xu StellaDirector
SaleCommon Stock 552,225 $19.04 $10,514,364.00
Disclosure

SEC source: 0001209191-22-020637 · doc4.xml · nonDerivative · entry 1

Xu Stella · CIK 0001728741 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,168,605

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.8726, inclusive. The Reporting Person undertakes to provide the Issuer, and security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.

F2 · ownership.nature: The general partner of Quan Venture Fund II, L.P. is Quan Venture Partners II, L.L.C. Stella Xu is a managing director of Quan Venture Partners II, L.L.C. and shares the ultimate power to vote or dispose of the shares held by Quan Venture Fund II, L.P. Dr. Xu disclaims beneficial ownership of the shares held by Quan Venture Fund II, L.P., except to the extent of her pecuniary interest.

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March 16, 2022 Filed Mar 18, 2022 21:37 UTC
Prasad DeepaDirector
OtherCommon Stock 11,806 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020082 · doc4.xml · nonDerivative · entry 1

Prasad Deepa · CIK 0001867165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,806

F1 · kind: In-kind distribution from WRG HCD1, LLC of which the reporting person is a member.

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February 01, 2022 Filed Feb 3, 2022 00:51 UTC
Jeffries SeanChief Operating Officer
GrantStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $12.77 $0.00
Disclosure

SEC source: 0001209191-22-006581 · doc4.xml · derivative · entry 1

Jeffries Sean · CIK 0001848377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2023, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

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February 01, 2022 Filed Feb 3, 2022 00:50 UTC
Shah PratikDirector · Executive Chairperson
GrantStock Option (right to buy) · Derivative 475,000 $0.00 Strike: $12.77 $0.00
Disclosure

SEC source: 0001209191-22-006579 · doc4.xml · derivative · entry 1

Shah Pratik · CIK 0001580787 · Director · Executive Chairperson

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 475,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2023, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

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February 01, 2022 Filed Feb 3, 2022 00:50 UTC
Siffert Joao MDDirector · President and CEO
GrantStock Option (right to buy) · Derivative 475,000 $0.00 Strike: $12.77 $0.00
Disclosure

SEC source: 0001209191-22-006577 · doc4.xml · derivative · entry 1

Siffert Joao MD · CIK 0001534986 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 475,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2023, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

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February 01, 2022 Filed Feb 3, 2022 00:49 UTC
Burgess JulieChief Accounting Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $12.77 $0.00
Disclosure

SEC source: 0001209191-22-006576 · doc4.xml · derivative · entry 1

Burgess Julie · CIK 0001883722 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The shares subject to the option will vest as follows: 20% of the shares will vest on February 1, 2023, 20% of the shares will vest in equal monthly installments over the following 12 months, 30% of the shares will vest in equal monthly installments over the following 12 months, and 30% of the shares will vest in equal monthly installments over the following 12 months.

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October 01, 2021 Filed Oct 4, 2021 20:53 UTC
Burgess JulieChief Accounting Officer
GrantStock Option (right to buy) · Derivative 135,000 $0.00 Strike: $14.99 $0.00
Disclosure

SEC source: 0001209191-21-059038 · doc4.xml · derivative · entry 1

Burgess Julie · CIK 0001883722 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2031-09-30

F1 · derivative.exercise_date: 25% of the shares vest one year after September 13, 2021 (the "Vesting Commencement Date") and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date.

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August 31, 2021 Filed Sep 2, 2021 21:06 UTC PurchaseCommon Stock 40,000 $15.45 $618,000.00
Disclosure

SEC source: 0001209191-21-054492 · doc4.xml · nonDerivative · entry 3

William Arsani · CIK 0001848372 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Logos Global Master Fund LP

Disclosed balance after: 2,772,501

F2 · price: The weighted average purchase price for the transaction was $15.45. The shares were purchased at a range of prices between $15.00 and $15.69, inclusive. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

F3 · ownership.nature: Logos Global Management LP ("LGM") is the investment adviser of private funds, including Logos Global Master Fund LP (the "Fund"). Logos GP LLC ("Fund GP") is the general partner of the Fund. The Reporting Person is the Manager of Fund GP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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June 15, 2021 Filed Jun 16, 2021 21:21 UTC
Prasad DeepaDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $27.04 $0.00
Disclosure

SEC source: 0001209191-21-040998 · doc4.xml · derivative · entry 1

Prasad Deepa · CIK 0001867165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over a three year period following June 15, 2021 (the "Grant Date") such that the option is fully vested on the third anniversary of the Grant Date.

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June 15, 2021 Filed Jun 16, 2021 21:17 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $27.04 $0.00
Disclosure

SEC source: 0001209191-21-040988 · doc4.xml · derivative · entry 1

Behanna Heather · CIK 0001751873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over a three year period following June 15, 2021 (the "Grant Date") such that the option is fully vested on the third anniversary of the Grant Date.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:23 UTC ConversionSeries B Preferred Stock · Derivative 1,526,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024238 · doc4.xml · derivative · entry 5

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 936,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.direct: The reported securities are held directly by SR One Capital Fund I Aggregator, LP. SR One Capital Partners I, LP is the general partner of SR One Capital Fund I Aggregator, LP, and SR One Capital Management, LLC is the general partner of SR One Capital Partners I, LP. Simeon George, M.D. is the managing member of SR One Capital Management, LLC. Each of SR One Capital Partners I, LP, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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March 30, 2021 Filed Apr 1, 2021 22:23 UTC ConversionSeries A Preferred Stock · Derivative 7,236,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024238 · doc4.xml · derivative · entry 4

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,439,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.direct: The reported securities are held directly by SR One Capital Fund I Aggregator, LP. SR One Capital Partners I, LP is the general partner of SR One Capital Fund I Aggregator, LP, and SR One Capital Management, LLC is the general partner of SR One Capital Partners I, LP. Simeon George, M.D. is the managing member of SR One Capital Management, LLC. Each of SR One Capital Partners I, LP, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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March 30, 2021 Filed Apr 1, 2021 22:23 UTC PurchaseCommon Stock 250,000 $20.00 $5,000,000.00
Disclosure

SEC source: 0001209191-21-024238 · doc4.xml · nonDerivative · entry 3

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626,476

F3 · kind: SR One Capital Fund I Aggregator, LP purchased 250,000 shares of Common Stock of Design Therapeutics, Inc. (the "Issuer") in connection with the Issuer's public offering.

F2 · ownership.direct: The reported securities are held directly by SR One Capital Fund I Aggregator, LP. SR One Capital Partners I, LP is the general partner of SR One Capital Fund I Aggregator, LP, and SR One Capital Management, LLC is the general partner of SR One Capital Partners I, LP. Simeon George, M.D. is the managing member of SR One Capital Management, LLC. Each of SR One Capital Partners I, LP, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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March 30, 2021 Filed Apr 1, 2021 22:23 UTC ConversionCommon Stock 936,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024238 · doc4.xml · nonDerivative · entry 2

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.direct: The reported securities are held directly by SR One Capital Fund I Aggregator, LP. SR One Capital Partners I, LP is the general partner of SR One Capital Fund I Aggregator, LP, and SR One Capital Management, LLC is the general partner of SR One Capital Partners I, LP. Simeon George, M.D. is the managing member of SR One Capital Management, LLC. Each of SR One Capital Partners I, LP, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:23 UTC ConversionCommon Stock 4,439,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024238 · doc4.xml · nonDerivative · entry 1

SR One Capital Fund I Aggregator LP · CIK 0001848319 · 10% owner

SR ONE CAPITAL PARTNERS I, LP · CIK 0001853724 · 10% owner

SR ONE CAPITAL MANAGEMENT, LLC · CIK 0001853723 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,439,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock and the Series B Preferred Stock were converted into Common Stock on a 1.63-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock and Series B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.direct: The reported securities are held directly by SR One Capital Fund I Aggregator, LP. SR One Capital Partners I, LP is the general partner of SR One Capital Fund I Aggregator, LP, and SR One Capital Management, LLC is the general partner of SR One Capital Partners I, LP. Simeon George, M.D. is the managing member of SR One Capital Management, LLC. Each of SR One Capital Partners I, LP, SR One Capital Management, LLC and Mr. George may each be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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March 30, 2021 Filed Apr 1, 2021 20:15 UTC
Chen BihuaDirector · Former 10% Owner
ConversionSeries B Convertible Preferred Stock · Derivative 1,404,953 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007374 · doc1.xml · derivative · entry 4

Cormorant Asset Management, LP · CIK 0001583977 · Former 10% Owner

Chen Bihua · CIK 0001599214 · Director · Former 10% Owner

Cormorant Global Healthcare Master Fund, LP · CIK 0001618442 · Former 10% Owner

Cormorant Private Healthcare Fund II, LP · CIK 0001747677 · Former 10% Owner

Cormorant Private Healthcare Fund III LP · CIK 0001817320 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 1,404,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F1 · price: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares reported herein are held by Cormorant Global Healthcare Master Fund, LP (the "Master Fund"), Cormorant Private Healthcare Fund II, LP ("Fund II"), Cormorant Private Healthcare Fund III, LP ("Fund III"), and a managed account (the "Account"). Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of the Master Fund, Fund II, Fund III, and the Account. Bihua Chen serves as manager of the general partner of Cormorant. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F6 · ownership.nature: The Series B Convertible Preferred Stock represented, on an as-converted basis, (i) 298,552 shares held by the Master Fund, (ii) 1,084,906 shares held by Fund III, and (iii) 21,495 shares held by the Account.

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March 30, 2021 Filed Apr 1, 2021 20:15 UTC
Chen BihuaDirector · Former 10% Owner
ConversionSeries A Convertible Preferred Stock · Derivative 2,959,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007374 · doc1.xml · derivative · entry 3

Cormorant Asset Management, LP · CIK 0001583977 · Former 10% Owner

Chen Bihua · CIK 0001599214 · Director · Former 10% Owner

Cormorant Global Healthcare Master Fund, LP · CIK 0001618442 · Former 10% Owner

Cormorant Private Healthcare Fund II, LP · CIK 0001747677 · Former 10% Owner

Cormorant Private Healthcare Fund III LP · CIK 0001817320 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 2,959,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F1 · price: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Shares of Series A and Series B Convertible Preferred Stock were convertible at any time at the holder's election, without payment of additional consideration. Such shares had no expiration date but converted into Common Stock automatically upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares reported herein are held by Cormorant Global Healthcare Master Fund, LP (the "Master Fund"), Cormorant Private Healthcare Fund II, LP ("Fund II"), Cormorant Private Healthcare Fund III, LP ("Fund III"), and a managed account (the "Account"). Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of the Master Fund, Fund II, Fund III, and the Account. Bihua Chen serves as manager of the general partner of Cormorant. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F5 · ownership.nature: The Series A Convertible Preferred Stock represented, on an as-converted basis, (i) 588,988 shares held by the Master Fund, (ii) 2,335,405 shares held by Fund II, and (iii) 35,498 shares held by the Account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.