Tapewire

Nasdaq · USD

DOMH

Dominari Holdings Inc.

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Tapewire entity
7162
SEC CIK
0000012239
Parsed reports
167

Last 12 months

Inside the activity.

8 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202544
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2023 Filed Sep 22, 2023 12:30 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 5,000 $2.74 $13,716.00
Disclosure

SEC source: 0001213900-23-078533 · ownership.xml · nonDerivative · entry 3

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 17,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.

F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 12:30 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,500 $2.57 $6,436.25
Disclosure

SEC source: 0001213900-23-078533 · ownership.xml · nonDerivative · entry 2

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 12,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.

F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 12:30 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 7,500 $2.50 $18,747.00
Disclosure

SEC source: 0001213900-23-078533 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 9,500

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.

F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 20:05 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.55 $5,091.40
Disclosure

SEC source: 0001213900-23-078010 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 6,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 12:00 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.74 $5,470.80
Disclosure

SEC source: 0001213900-23-077175 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 4,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.75 $5,493.60
Disclosure

SEC source: 0001213900-23-077016 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 2,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:45 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.82 $5,630.60
Disclosure

SEC source: 0001213900-23-076124 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 2,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:02 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.90 $5,794.40
Disclosure

SEC source: 0001213900-23-071293 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,858

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

F2 · balance_after: Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 21:03 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.86 $5,717.80
Disclosure

SEC source: 0001213900-23-070962 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,506

F1 · balance_after: On August 23, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.8589 per share.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 20:05 UTC
Yu SooDirector
PurchaseCommon Stock 1,000 $2.99 $2,993.90
Disclosure

SEC source: 0001213900-23-069931 · ownership.xml · nonDerivative · entry 2

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,858

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

F2 · balance_after: Of the 816,858 shares reported as beneficially owned directly, 204,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:05 UTC
Yu SooDirector
PurchaseCommon Stock 1,369 $2.95 $4,034.44
Disclosure

SEC source: 0001213900-23-069931 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,858

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.94 $5,879.80
Disclosure

SEC source: 0001213900-23-068954 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,506

F1 · balance_after: On August 16, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.9399 per share.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:05 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $3.00 $5,999.80
Disclosure

SEC source: 0001213900-23-068199 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,489

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

F2 · balance_after: Of the 814,489 shares reported as beneficially owned directly, 202,550 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 01:45 UTC
Yu SooDirector
GrantCommon Stock 529,715 $2.58 $1,366,664.70
Disclosure

SEC source: 0001213900-23-050700 · ownership.xml · nonDerivative · entry 1

Yu Soo · CIK 0001933417 · Director

Wool Kyle Michael · CIK 0001856536 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,478

F1 · shares: The Reporting Person has the right to receive 1,033,591 shares of the Issuer's common stock pursuant to her employment agreement with the Issuer (the "Employment Agreement"). Of the 1,033,591 shares, 48.75%, or 503,876 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes, as permitted by Section 3 of the Employment Agreement.

F2 · balance_after: Of the 820,478 shares reported as beneficially owned directly, 207,062 shares are beneficially owned directly by Mr. Wool and 613,416 shares are beneficially owned directly by Ms. Yu.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 1,319 $2.87 $3,791.60
Disclosure

SEC source: 0001213900-23-049251 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,506

F1 · balance_after: On June 14, 2023, the reporting person purchased 1,319 shares of common stock in the public market at $2.8746 per share.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 506 $2.89 $1,460.27
Disclosure

SEC source: 0001213900-23-048915 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,187

F1 · balance_after: On June 13, 2023, the reporting person purchased 506 shares of common stock in the public market at $2.8859 per share.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC
Yu SooDirector
PurchaseCommon Stock 1,500 $2.76 $4,145.85
Disclosure

SEC source: 0001213900-23-048136 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,774

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

F2 · balance_after: Of the 282,774 shares reported as beneficially owned directly, 200,492 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
June 08, 2023 Filed Jun 10, 2023 01:06 UTC
Yu SooDirector
PurchaseCommon Stock 424 $2.59 $1,097.40
Disclosure

SEC source: 0001213900-23-047917 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,274

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

F2 · balance_after: Of the 281,274 shares reported as beneficially owned directly, 198,992 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
May 30, 2023 Filed May 31, 2023 12:00 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.59 $5,179.60
Disclosure

SEC source: 0001213900-23-044219 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,850

F1 · balance_after: Of the 280,850 shares reported as beneficially owned directly, 198,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
May 24, 2023 Filed May 25, 2023 12:00 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.75 $5,500.00
Disclosure

SEC source: 0001213900-23-042860 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,681

F1 · balance_after: On May 24, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.75 per share.

Read SEC document
May 18, 2023 Filed May 22, 2023 12:30 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.94 $5,877.00
Disclosure

SEC source: 0001213900-23-041741 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,792

F1 · balance_after: Of the 278,792 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
May 18, 2023 Filed May 26, 2023 21:51 UTC
Yu SooDirector
PurchaseCommon Stock 58 $2.54 $147.56
Disclosure

SEC source: 0001213900-23-043618 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,850

F1 · balance_after: Of the 278,850 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
May 18, 2023 Filed Jul 10, 2023 18:05 UTC PurchaseCommon Stock 1,500 $2.94 $4,411.80
Disclosure

SEC source: 0001213900-23-055754 · ownership.xml · nonDerivative · entry 1

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,033

F1 · balance_after: On May 18, 2023, the reporting person purchased 1,500 shares of common stock in the public market at an average price of $2.9412 per share.

Read SEC document
May 17, 2023 Filed May 18, 2023 12:30 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.77 $5,537.80
Disclosure

SEC source: 0001213900-23-040988 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,681

F1 · balance_after: On May 17, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.76898 per share.

Read SEC document
May 17, 2023 Filed May 18, 2023 12:30 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.77 $5,539.00
Disclosure

SEC source: 0001213900-23-040987 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,792

F1 · balance_after: Of the 276,792 shares reported as beneficially owned directly, 194,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
May 16, 2023 Filed May 17, 2023 12:46 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.71 $5,422.80
Disclosure

SEC source: 0001213900-23-040655 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,792

F1 · balance_after: Of the 274,792 shares reported as beneficially owned directly, 192,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
May 16, 2023 Filed May 17, 2023 12:30 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.77 $5,534.60
Disclosure

SEC source: 0001213900-23-040652 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,681

F1 · balance_after: On May 16, 2023, the reporting person purchased 2,000 shares of common stock in the public market at $2.7673 per share.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 23:51 UTC PurchaseCommon Stock 5,698 $3.51 $19,999.41
Disclosure

SEC source: 0001213900-23-027686 · ownership.xml · nonDerivative · entry 1

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,533

F1 · balance_after: On April 5, 2023, the reporting person purchased 5,698 shares of common stock in the public market at an average price of $3.5099 per share.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 22:58 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 30,000 $3.44 $103,143.00
Disclosure

SEC source: 0001213900-23-027233 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,681

F1 · balance_after: On April 4, 2023, the reporting person purchased 30,000 shares of common stock in the public market at $3.4381 per share.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:15 UTC
Yu SooDirector
PurchaseCommon Stock 6,000 $3.59 $21,528.00
Disclosure

SEC source: 0001213900-22-082244 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,792

F1 · balance_after: Of the 272,792 shares reported as beneficially owned directly, 190,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:15 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.59 $17,965.00
Disclosure

SEC source: 0001213900-22-081779 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,792

F1 · balance_after: Of the 266,792 shares reported as beneficially owned directly, 184,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:26 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.71 $18,525.00
Disclosure

SEC source: 0001213900-22-081468 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,792

F1 · balance_after: Of the 261,792 shares reported as beneficially owned directly, 179,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Due to an administrative error, Mr. Wool's direct ownership, as previously reported, did not reflect the 1-for-17 reverse split of the Company's common stock effective June 7, 2022. As a result, Mr. Wool's direct beneficial ownership was overstated by 23,530 shares of common stock. The amount of Mr. Wool's direct beneficial ownership has been corrected in this Form 4.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 14:00 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.69 $18,435.00
Disclosure

SEC source: 0001213900-22-080685 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,322

F1 · balance_after: Of the 280,322 shares reported as beneficially owned directly, 198,098 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 14:00 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 4,500 $3.69 $16,605.00
Disclosure

SEC source: 0001213900-22-080305 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,681

F1 · balance_after: On December 14, 2022, the reporting person purchased 4,500 shares of common stock in the public market at $3.690 per share.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 14:00 UTC
Yu SooDirector
PurchaseCommon Stock 4,500 $3.69 $16,605.00
Disclosure

SEC source: 0001213900-22-080303 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,322

F1 · balance_after: Of the 275,322 shares reported as beneficially owned directly, 193,098 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 14:00 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 5,000 $3.70 $18,485.00
Disclosure

SEC source: 0001213900-22-079914 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,181

F1 · balance_after: On December 13, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.697 per share.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 14:00 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.70 $18,485.00
Disclosure

SEC source: 0001213900-22-079913 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,822

F1 · balance_after: Of the 270,822 shares reported as beneficially owned directly, 188,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 14:00 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 5,000 $3.63 $18,125.00
Disclosure

SEC source: 0001213900-22-079627 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,181

F1 · balance_after: On December 12, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.625 per share.

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December 12, 2022 Filed Dec 14, 2022 14:00 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.63 $18,125.00
Disclosure

SEC source: 0001213900-22-079628 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,822

F1 · balance_after: Of the 265,822 shares reported as beneficially owned directly, 183,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

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December 09, 2022 Filed Dec 13, 2022 14:00 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 5,000 $3.68 $18,415.00
Disclosure

SEC source: 0001213900-22-079304 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,181

F1 · balance_after: On December 9, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.683 per share.

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December 09, 2022 Filed Dec 13, 2022 14:00 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.68 $18,415.00
Disclosure

SEC source: 0001213900-22-079303 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,822

F1 · balance_after: Of the 260,822 shares reported as beneficially owned directly, 178,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

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December 08, 2022 Filed Dec 12, 2022 14:00 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.56 $17,810.00
Disclosure

SEC source: 0001213900-22-078919 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,822

F1 · balance_after: Of the 255,822 shares reported as beneficially owned directly, 173,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

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December 08, 2022 Filed Dec 12, 2022 14:00 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 5,000 $3.56 $17,810.00
Disclosure

SEC source: 0001213900-22-078918 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,181

F1 · balance_after: On December 8, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.562 per share.

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December 07, 2022 Filed Dec 8, 2022 21:23 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 5,000 $3.48 $17,380.00
Disclosure

SEC source: 0001213900-22-078489 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,181

F1 · balance_after: On December 7, 2022, the reporting person purchased 5,000 shares of common stock in the public market at $3.476 per share.

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December 07, 2022 Filed Dec 9, 2022 14:40 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $3.48 $17,383.00
Disclosure

SEC source: 0001213900-22-078601 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,822

F1 · balance_after: Of the 250,822 shares reported as beneficially owned directly, 168,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu.

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September 16, 2022 Filed Sep 19, 2022 13:00 UTC
Yu SooDirector
PurchaseCommon Stock 3,559 $6.54 $23,286.54
Disclosure

SEC source: 0001213900-22-056768 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · WOOL C/F ALISON COTTONE UTMA/NY UNTIL AGE 18.

Disclosed balance after: 230,281

F1 · ownership.nature: Mr. Wool controls Ms. Cottone's account until she is 18. He and Ms. Yu disclaim beneficial ownership of such shares.

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September 14, 2022 Filed Sep 16, 2022 13:00 UTC
Yu SooDirector
PurchaseCommon Stock 1,477 $6.12 $9,033.33
Disclosure

SEC source: 0001213900-22-056375 · ownership.xml · nonDerivative · entry 1

Yu Soo · CIK 0001933417 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dongam LLC

Disclosed balance after: 83,701

F1 · ownership.nature: Ms. Yu is the sole member of Dongam, LLC.

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September 14, 2022 Filed Sep 16, 2022 13:00 UTC PurchaseCommon Stock 1,476 $6.12 $9,027.22
Disclosure

SEC source: 0001213900-22-056374 · ownership.xml · nonDerivative · entry 2

Wool Kyle Michael · CIK 0001856536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tioga 22 LLC

Disclosed balance after: 143,021

F2 · ownership.nature: Mr. Wool is the sole member of Tioga 22, LLC.

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September 14, 2022 Filed Sep 16, 2022 13:00 UTC PurchaseCommon Stock 1,477 $6.12 $9,033.33
Disclosure

SEC source: 0001213900-22-056374 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Catatonk Creek LLC

Disclosed balance after: 141,545

F1 · ownership.nature: Mr. Wool is the sole member of Catatonk Creek, LLC.

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September 13, 2022 Filed Sep 15, 2022 13:00 UTC
Yu SooDirector
PurchaseCommon Stock 29,329 $6.32 $185,447.27
Disclosure

SEC source: 0001213900-22-056073 · ownership.xml · nonDerivative · entry 1

Yu Soo · CIK 0001933417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,224

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.