Tapewire

Nasdaq · USD

DOMH

Dominari Holdings Inc.

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Tapewire entity
7162
SEC CIK
0000012239
Parsed reports
167

Last 12 months

Inside the activity.

8 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202544
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2025 Filed Feb 12, 2025 21:56 UTC
Haug KyleDirector
PurchaseCommon Stock 14,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-013011 · ownership.xml · nonDerivative · entry 1

Haug Kyle · CIK 0002001535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,409

F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:53 UTC PurchaseSeries B Warrants (right to buy) · Derivative 14,409 Not disclosed Strike: $4.22 Not disclosed
Disclosure

SEC source: 0001213900-25-012996 · ownership.xml · derivative · entry 4

Blattner Gregory James · CIK 0001739725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,409

Underlying: Common Stock · 14,409 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:53 UTC PurchaseSeries A Warrants (right to buy) · Derivative 14,409 Not disclosed Strike: $3.72 Not disclosed
Disclosure

SEC source: 0001213900-25-012996 · ownership.xml · derivative · entry 3

Blattner Gregory James · CIK 0001739725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,409

Underlying: Common Stock · 14,409 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:53 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-012996 · ownership.xml · nonDerivative · entry 2

Blattner Gregory James · CIK 0001739725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,820

F2 · shares: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

F2 · price: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:53 UTC PurchaseCommon Stock 14,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-012996 · ownership.xml · nonDerivative · entry 1

Blattner Gregory James · CIK 0001739725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,820

F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:51 UTC PurchaseSeries B Warrants (right to buy) · Derivative 28,818 Not disclosed Strike: $4.22 Not disclosed
Disclosure

SEC source: 0001213900-25-012986 · ownership.xml · derivative · entry 4

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,818

Underlying: Common Stock · 28,818 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:51 UTC PurchaseSeries A Warrants (right to buy) · Derivative 28,818 Not disclosed Strike: $3.72 Not disclosed
Disclosure

SEC source: 0001213900-25-012986 · ownership.xml · derivative · entry 3

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,818

Underlying: Common Stock · 28,818 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:51 UTC GrantCommon Stock 351,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-012986 · ownership.xml · nonDerivative · entry 2

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,702

F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F2 · price: On February 10, 2025, the Reported Person was granted 351,851 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:51 UTC PurchaseCommon Stock 28,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-012986 · ownership.xml · nonDerivative · entry 1

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,851

F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:49 UTC
Hayes AnthonyDirector · CEO
PurchaseSeries B Warrants (right to buy) · Derivative 288,184 Not disclosed Strike: $4.22 Not disclosed
Disclosure

SEC source: 0001213900-25-012975 · ownership.xml · derivative · entry 4

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,184

Underlying: Common Stock · 288,184 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:49 UTC
Hayes AnthonyDirector · CEO
PurchaseSeries A Warrants (right to buy) · Derivative 288,184 Not disclosed Strike: $3.72 Not disclosed
Disclosure

SEC source: 0001213900-25-012975 · ownership.xml · derivative · entry 3

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,184

Underlying: Common Stock · 288,184 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:49 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 288,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-012975 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,007

F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Sep 30, 2025 20:30 UTC PurchaseSeries B Warrants (right to buy) · Derivative 21,613 Not disclosed Strike: $4.22 Not disclosed
Disclosure

SEC source: 0001213900-25-093985 · ownership.xml · derivative · entry 4

Lieberman Ronald Craig · CIK 0002086950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,613

Underlying: Common Stock · 21,613 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Sep 30, 2025 20:30 UTC PurchaseSeries A Warrants (right to buy) · Derivative 21,613 Not disclosed Strike: $3.72 Not disclosed
Disclosure

SEC source: 0001213900-25-093985 · ownership.xml · derivative · entry 3

Lieberman Ronald Craig · CIK 0002086950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,613

Underlying: Common Stock · 21,613 shares

Expires 2030-02-12

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · derivative.underlying_shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
February 10, 2025 Filed Sep 30, 2025 20:30 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-093985 · ownership.xml · nonDerivative · entry 2

Lieberman Ronald Craig · CIK 0002086950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,613

F2 · shares: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

F2 · price: On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

Read SEC document
February 10, 2025 Filed Sep 30, 2025 20:30 UTC PurchaseCommon Stock 21,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-093985 · ownership.xml · nonDerivative · entry 1

Lieberman Ronald Craig · CIK 0002086950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,613

F1 · shares: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

F1 · price: On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:25 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
GrantCommon Stock 309,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-000793 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,912,585

F1 · shares: On December 31, 2024, Kyle Wool was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

F1 · price: On December 31, 2024, Kyle Wool was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

F2 · balance_after: Of the 1,912,585 shares reported as beneficially owned directly, 670,596 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:23 UTC
Hayes AnthonyDirector · CEO · 10% owner
GrantCommon Stock 309,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-000790 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686,823

F1 · shares: On December 31, 2024, the Reporting Person was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

F1 · price: On December 31, 2024, the Reporting Person was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:29 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
GrantCommon Stock 154,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-052514 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,603,467

F1 · shares: On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

F1 · price: On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

F2 · balance_after: Of the 1,603,467 shares reported as beneficially owned directly, 361,478 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:32 UTC
Hayes AnthonyDirector · CEO
GrantCommon Stock 154,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-052468 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,705

F1 · shares: On June 11, 2024, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

F1 · price: On June 11, 2024, the Reporting Person was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

Read SEC document
May 30, 2024 Filed May 31, 2024 20:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 3,482 $2.40 $8,356.80
Disclosure

SEC source: 0001213900-24-048446 · ownership.xml · nonDerivative · entry 2

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,146

F1 · shares: Reflects open market purchases of shares of the Issuer's common stock.

Read SEC document
May 29, 2024 Filed May 31, 2024 20:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 1,158 $2.25 $2,605.50
Disclosure

SEC source: 0001213900-24-048446 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,664

F1 · shares: Reflects open market purchases of shares of the Issuer's common stock.

Read SEC document
May 29, 2024 Filed May 31, 2024 20:05 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 5,000 $2.20 $11,000.00
Disclosure

SEC source: 0001213900-24-048444 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's SEP-IRA

Disclosed balance after: 27,750

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:10 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 4,250 $2.99 $12,694.75
Disclosure

SEC source: 0001213900-24-031873 · ownership.xml · nonDerivative · entry 2

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ms. Yu's Pension

Disclosed balance after: 13,750

F3 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.

F4 · balance_after: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:10 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 4,250 $2.99 $12,694.75
Disclosure

SEC source: 0001213900-24-031873 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's SEP-IRA

Disclosed balance after: 22,750

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 20:10 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 13,500 $2.88 $38,823.30
Disclosure

SEC source: 0001213900-24-031175 · ownership.xml · nonDerivative · entry 2

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 116,248

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.7855 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:10 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 9,500 $2.84 $27,007.55
Disclosure

SEC source: 0001213900-24-031177 · ownership.xml · nonDerivative · entry 2

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ms. Yu's Pension

Disclosed balance after: 9,500

F4 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.86, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F6 · balance_after: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:10 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 9,500 $2.90 $27,503.45
Disclosure

SEC source: 0001213900-24-031177 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's SEP-IRA

Disclosed balance after: 18,500

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F3 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:10 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 3,944 $2.62 $10,339.20
Disclosure

SEC source: 0001213900-24-031175 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 102,748

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 13:00 UTC PurchaseCommon Stock 7,000 $2.55 $17,863.30
Disclosure

SEC source: 0001213900-23-099072 · ownership.xml · nonDerivative · entry 1

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,033

F1 · shares: On December 26, 2023, the Reporting Person purchased 7,000 shares of the Issuer's common stock in the open market at $2.5519 per share.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 13:00 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 5,000 $2.60 $12,996.50
Disclosure

SEC source: 0001213900-23-099073 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's SEP-IRA

Disclosed balance after: 9,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.

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December 21, 2023 Filed Dec 26, 2023 23:43 UTC
Wool Kyle MichaelDirector · President · 10% owner
Yu SooDirector · 10% owner
GrantCommon Stock 630,050 $2.02 $1,272,701.00
Disclosure

SEC source: 0001213900-23-098677 · ownership.xml · nonDerivative · entry 3

Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,448,908

F3 · shares: The Reporting Person has the right to receive 1,287,129 shares of the Issuer's common stock pursuant to the Issuer's 2022 Equity Incentive Plan (the "Plan") and her employment agreement with Dominari Securities LLC, an affiliate of the Issuer. Of the 1,287,129 shares, 657,079 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes as permitted by Section 15(b) of the Plan.

F4 · balance_after: Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.

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December 20, 2023 Filed Dec 22, 2023 11:00 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 70,000 $2.00 $140,168.00
Disclosure

SEC source: 0001213900-23-097830 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 98,804

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $2.0392, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F3 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.00 $4,009.80
Disclosure

SEC source: 0001213900-23-095707 · ownership.xml · nonDerivative · entry 2

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 28,804

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,000 $2.00 $4,002.40
Disclosure

SEC source: 0001213900-23-095707 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 26,804

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:05 UTC
Wool Kyle MichaelDirector · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 2,000 $2.04 $4,085.60
Disclosure

SEC source: 0001213900-23-095706 · ownership.xml · nonDerivative · entry 2

Wool Kyle Michael · CIK 0001856536 · Director · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's SEP-IRA

Disclosed balance after: 4,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.

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December 12, 2023 Filed Dec 14, 2023 21:05 UTC
Wool Kyle MichaelDirector · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 2,000 $2.02 $4,036.60
Disclosure

SEC source: 0001213900-23-095706 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's SEP-IRA

Disclosed balance after: 2,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.

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November 30, 2023 Filed Nov 30, 2023 21:05 UTC PurchaseCommon Stock 1,000 $2.28 $2,277.80
Disclosure

SEC source: 0001213900-23-091456 · ownership.xml · nonDerivative · entry 1

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,033

F1 · shares: On November 30, 2023, the Reporting Person purchased 1,000 shares of the Issuer's common stock in the open market at $2.2778 per share.

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November 28, 2023 Filed Nov 28, 2023 21:10 UTC PurchaseCommon Stock 1,000 $2.26 $2,259.00
Disclosure

SEC source: 0001213900-23-090567 · ownership.xml · nonDerivative · entry 1

Devall Christopher Franklin · CIK 0001961226 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,033

F1 · shares: On November 28, 2023, the Reporting Person purchased 1,000 shares of the Issuer's common stock in the open market at $2.259 per share.

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November 27, 2023 Filed Nov 28, 2023 21:05 UTC
Wool Kyle MichaelDirector · 10% owner
Yu SooDirector · 10% owner
PurchaseCommon Stock 1,000 $2.20 $2,199.90
Disclosure

SEC source: 0001213900-23-090553 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director · 10% owner

Yu Soo · CIK 0001933417 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 24,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
November 24, 2023 Filed Nov 27, 2023 21:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 1,481 $2.16 $3,200.44
Disclosure

SEC source: 0001213900-23-090218 · ownership.xml · nonDerivative · entry 2

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 24,804

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 21:05 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 1,323 $2.09 $2,764.94
Disclosure

SEC source: 0001213900-23-090218 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 23,323

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:05 UTC
Yu SooDirector
PurchaseCommon Stock 2,000 $2.05 $4,103.40
Disclosure

SEC source: 0001213900-23-089238 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 23,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 11:01 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,500 $1.97 $4,915.75
Disclosure

SEC source: 0001213900-23-088462 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 22,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 22:23 UTC
Hayes AnthonyDirector · CEO
PurchaseCommon Stock 2,500 $1.93 $4,824.75
Disclosure

SEC source: 0001213900-23-087634 · ownership.xml · nonDerivative · entry 1

Hayes Anthony · CIK 0001538372 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Rollover IRA

Disclosed balance after: 19,500

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · balance_after: The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 00:15 UTC
Way GeorgeChief Financial Officer
GrantCommon Stock 96,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001013762-23-001918 · ownership.xml · nonDerivative · entry 1

Way George · CIK 0001996314 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,311

F1 · shares: On October 2, 2023, the Reporting Person was granted 96,311 shares of restricted stock pursuant to the Issuer's 2022 Equity Incentive Plan. The shares shall vest annually for three years, with one third vesting on April 13, 2024, one third vesting on April 13, 2025, and one third vesting on April 13, 2026, provided that the Reporting Person continues to be employed by the Issuer on each of such dates.

F1 · price: On October 2, 2023, the Reporting Person was granted 96,311 shares of restricted stock pursuant to the Issuer's 2022 Equity Incentive Plan. The shares shall vest annually for three years, with one third vesting on April 13, 2024, one third vesting on April 13, 2025, and one third vesting on April 13, 2026, provided that the Reporting Person continues to be employed by the Issuer on each of such dates.

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September 20, 2023 Filed Sep 22, 2023 12:30 UTC
Yu SooDirector
PurchaseCommon Stock 5,000 $2.77 $13,836.50
Disclosure

SEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 4

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 21,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.

F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 12:30 UTC
Yu SooDirector
PurchaseCommon Stock 2,500 $2.66 $6,658.25
Disclosure

SEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 3

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 16,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.

F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 12:30 UTC
Yu SooDirector
PurchaseCommon Stock 7,400 $2.50 $18,522.94
Disclosure

SEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 2

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 13,500

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.

F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 12:30 UTC
Yu SooDirector
PurchaseCommon Stock 100 $2.53 $253.00
Disclosure

SEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 1

Wool Kyle Michael · CIK 0001856536 · Director

Yu Soo · CIK 0001933417 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mr. Wool's Rollover IRA

Disclosed balance after: 6,100

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.

F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.