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DFIN

Donnelley Financial Solutions, Inc.

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Tapewire entity
2289
SEC CIK
0001669811
Parsed reports
334

Last 12 months

Inside the activity.

3 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2023 Filed May 19, 2023 20:12 UTC GrantCommon Stock 4,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-023252 · ownership.xml · nonDerivative · entry 1

Pattabhiram Chandar · CIK 0001937606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,124

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 9,124 restricted stock units.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:12 UTC GrantCommon Stock 4,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-023249 · ownership.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,641

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 56,427 shares held directly and 10,214 restricted stock units.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:11 UTC GrantCommon Stock 4,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-023248 · ownership.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,461

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 58,247 shares held directly and 10,214 restricted stock units.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:11 UTC
Jacobowitz JeffreyDirector · 10% owner
GrantCommon Stock 4,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-023247 · ownership.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,302

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 36,088 shares held directly and 10,214 restricted stock units.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:09 UTC GrantCommon Stock 4,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-023245 · ownership.xml · nonDerivative · entry 1

Drucker Charles · CIK 0001331563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,641

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director.

F2 · balance_after: Includes 26,427 shares held directly and 10,214 restricted stock units.

Read SEC document
May 08, 2023 Filed May 10, 2023 00:38 UTC
Jacobowitz JeffreyDirector · 10% owner
SaleCommon Stock 28,270 $42.66 $1,205,986.89
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 4

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,433,793

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.25 to $43.26 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 08, 2023 Filed May 10, 2023 00:38 UTC
Jacobowitz JeffreyDirector · 10% owner
SaleCommon Stock 184,426 $42.66 $7,867,539.39
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 3

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,462,063

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.25 to $43.26 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 08, 2023 Filed May 10, 2023 00:37 UTC SaleCommon Stock 28,270 $42.66 $1,205,986.89
Disclosure

SEC source: 0000921895-23-001099 · form407902006sim_05092023.xml · nonDerivative · entry 4

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: SDR Partners, LLC

Disclosed balance after: 115,435

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F6 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.25 to $43.26 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Represents securities held directly by SDR Partners, LLC ("SDR Partners"). Simcoe Capital is the investment manager of SDR Partners. SDR Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by SDR Partners pursuant to an Investment Management Agreement.

Read SEC document
May 08, 2023 Filed May 10, 2023 00:37 UTC SaleCommon Stock 184,426 $42.66 $7,867,539.39
Disclosure

SEC source: 0000921895-23-001099 · form407902006sim_05092023.xml · nonDerivative · entry 3

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Simcoe Partners, L.P.

Disclosed balance after: 3,124,175

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F6 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.25 to $43.26 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement.

Read SEC document
May 05, 2023 Filed May 10, 2023 00:38 UTC
Jacobowitz JeffreyDirector · 10% owner
SaleCommon Stock 19,702 $42.64 $840,164.21
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 2

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,646,489

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.45 to $43.13 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 05, 2023 Filed May 10, 2023 00:38 UTC
Jacobowitz JeffreyDirector · 10% owner
SaleCommon Stock 128,534 $42.64 $5,481,152.48
Disclosure

SEC source: 0000921895-23-001100 · form407902006jac_05092023.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,666,191

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.45 to $43.13 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reported securities are directly owned by either Simcoe Partners, L.P. ("Simcoe Partners"), Simcoe Select, L.P. ("Simcoe Select") or SDR Partners, LLC ("SDR Partners"). The reported securities may be deemed indirectly beneficially owned by Jeffrey Jacobowitz as Managing Member of Simcoe Management Company, LLC, which serves as general partner of Simcoe Partners and Simcoe Select, and Simcoe Capital Management, LLC, which serves as investment manager to each of Simcoe Partners, Simcoe Select and SDR Partners. Mr. Jacobowitz disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Jacobowitz is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 05, 2023 Filed May 10, 2023 00:37 UTC SaleCommon Stock 19,702 $42.64 $840,164.21
Disclosure

SEC source: 0000921895-23-001099 · form407902006sim_05092023.xml · nonDerivative · entry 2

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: SDR Partners, LLC

Disclosed balance after: 143,705

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F5 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.45 to $43.13 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Represents securities held directly by SDR Partners, LLC ("SDR Partners"). Simcoe Capital is the investment manager of SDR Partners. SDR Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by SDR Partners pursuant to an Investment Management Agreement.

Read SEC document
May 05, 2023 Filed May 10, 2023 00:37 UTC SaleCommon Stock 128,534 $42.64 $5,481,152.48
Disclosure

SEC source: 0000921895-23-001099 · form407902006sim_05092023.xml · nonDerivative · entry 1

Simcoe Capital Management, LLC · CIK 0001633362 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Simcoe Partners, L.P.

Disclosed balance after: 3,308,601

F1 · security: This Form 4 is filed by Simcoe Capital Management, LLC ("Simcoe Capital" or the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Jeffrey Jacobowitz, Managing Member of Simcoe Capital, and a director of the Issuer, has also filed a separate Form 4 reporting these transactions.

F5 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.45 to $43.13 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Represents securities held directly by Simcoe Partners, L.P. ("Simcoe Partners"). Simcoe Capital is the investment manager of Simcoe Partners. Simcoe Partners has delegated to Simcoe Capital the sole authority to vote and dispose of the securities held by Simcoe Partners pursuant to an Investment Management Agreement.

Read SEC document
May 03, 2023 Filed May 5, 2023 16:14 UTC
Reiners Jennifer BGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,030 $0.00 Strike: $22.35 $0.00
Disclosure

SEC source: 0000950170-23-018324 · ownership.xml · derivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,210

Underlying: Common Stock · 1,030 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F4 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018.

Read SEC document
May 03, 2023 Filed May 5, 2023 16:14 UTC
Reiners Jennifer BGeneral Counsel
SaleCommon Stock 1,030 $41.78 $43,033.40
Disclosure

SEC source: 0000950170-23-018324 · ownership.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,693

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F2 · price: The reported price represents a weighted average sale price. All reported common stock was sold at $41.78 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 17,613 shares held directly, 12,636 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting.

Read SEC document
May 03, 2023 Filed May 5, 2023 16:14 UTC
Reiners Jennifer BGeneral Counsel
Exercise / conversionCommon Stock 1,030 $22.35 $23,020.50
Disclosure

SEC source: 0000950170-23-018324 · ownership.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:32 UTC
Reiners Jennifer BGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,030 $0.00 Strike: $22.35 $0.00
Disclosure

SEC source: 0000950170-23-011810 · ownership.xml · derivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,240

Underlying: Common Stock · 1,030 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F4 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:32 UTC
Reiners Jennifer BGeneral Counsel
SaleCommon Stock 1,030 $40.58 $41,797.40
Disclosure

SEC source: 0000950170-23-011810 · ownership.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,693

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F2 · price: The reported price represents a weighted average sale price. All reported common stock was sold at $40.58 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 17,613 shares held directly, 12,636 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 17:32 UTC
Reiners Jennifer BGeneral Counsel
Exercise / conversionCommon Stock 1,030 $22.35 $23,020.50
Disclosure

SEC source: 0000950170-23-011810 · ownership.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

Read SEC document
March 10, 2023 Filed Mar 10, 2023 17:08 UTC
Reiners Jennifer BGeneral Counsel
SaleCommon Stock 14,299 $37.96 $542,784.32
Disclosure

SEC source: 0000950170-23-007349 · ownership.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,693

F3 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $37.52 to $38.51 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 17,613 shares held directly, 12,636 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 17:08 UTC
Reiners Jennifer BGeneral Counsel
SaleCommon Stock 6,257 $40.34 $252,421.77
Disclosure

SEC source: 0000950170-23-007349 · ownership.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,992

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2023.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $39.89 to $40.67 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 22:06 UTC
Leib DanielDirector · Chief Executive Officer
SaleCommon Stock 30,000 $40.38 $1,211,469.00
Disclosure

SEC source: 0000950170-23-007347 · ownership.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,474

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2022.

F2 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $39.85 to $40.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 408,068 shares held directly, 85,255 restricted stock unit, and 114,151 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,030 $0.00 Strike: $22.35 $0.00
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · derivative · entry 9

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

Underlying: Common Stock · 1,030 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F9 · derivative.exercise_date: The option vests/ vested in four equal annual installments beginning on March 2, 2018.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
SaleCommon Stock 1,030 $41.50 $42,745.00
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 8

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,249

F6 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F7 · price: The reported price represents a weighted average sale price. All reported common stock was sold at $41.50 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.

F8 · balance_after: Includes 38,169 shares held directly, 12,636 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
Exercise / conversionCommon Stock 1,030 $22.35 $23,020.50
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 7

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 5,202 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 6

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,249

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 8,644 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 5

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,047

F4 · price: Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 3,828 and 4,816 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable

Read SEC document
March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 11,374 $41.85 $476,001.90
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 4

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,403

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 9,961 $41.85 $416,867.85
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,777

F2 · kind: Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 3,195 and 6,766 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 6,412 and 9,300 earned stock units. The total earned stock units of 25,673 were delivered on March 3, 2023.

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March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 1,004 $41.85 $42,017.40
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,816

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 18:03 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 1,285 $41.85 $53,777.25
Disclosure

SEC source: 0000950170-23-006522 · ownership.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,820

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 17:55 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 15,605 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 6

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,259

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.

F6 · balance_after: Includes 109,578 shares held directly, 31,306 restricted stock unit, and 36,375 earned performance share units with additional service-based vesting.

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March 03, 2023 Filed Mar 7, 2023 17:55 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 18,225 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 5

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,654

F4 · price: Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 7,895 and 10,330 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable

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March 03, 2023 Filed Mar 7, 2023 17:55 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 25,009 $41.85 $1,046,626.65
Disclosure

SEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 4

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,429

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 17:55 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 21,902 $41.85 $916,598.70
Disclosure

SEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,438

F2 · kind: Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 7,025 and 14,877 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 14,100 and 20,450 earned stock units. The total earned stock units of 56,452 were delivered on March 3, 2023.

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March 03, 2023 Filed Mar 7, 2023 17:55 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 2,156 $41.85 $90,228.60
Disclosure

SEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,536

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 17:55 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 2,644 $41.85 $110,651.40
Disclosure

SEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,692

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 18:06 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006525 · ownership.xml · nonDerivative · entry 6

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,314

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.

F6 · balance_after: Includes 34,219 shares held directly, 6,116 restricted stock unit, and 8,979 earned performance share units with additional service-based vesting.

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March 03, 2023 Filed Mar 7, 2023 18:06 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 4,279 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006525 · ownership.xml · nonDerivative · entry 5

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,899

F4 · price: Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 2,045 and 2,234 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable

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March 03, 2023 Filed Mar 7, 2023 18:06 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 6,849 $41.85 $286,630.65
Disclosure

SEC source: 0000950170-23-006525 · ownership.xml · nonDerivative · entry 4

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,620

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 18:06 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 5,998 $41.85 $251,016.30
Disclosure

SEC source: 0000950170-23-006525 · ownership.xml · nonDerivative · entry 3

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,469

F2 · kind: Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 1,924 and 4,074 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 3,861 and 5,600 earned stock units. The total earned stock units of 15,459 were delivered on March 3, 2023.

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March 03, 2023 Filed Mar 7, 2023 18:06 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 473 $41.85 $19,795.05
Disclosure

SEC source: 0000950170-23-006525 · ownership.xml · nonDerivative · entry 2

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,471

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 18:06 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 695 $41.85 $29,085.75
Disclosure

SEC source: 0000950170-23-006525 · ownership.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,944

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:00 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 10,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006519 · ownership.xml · nonDerivative · entry 6

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,813

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.

F6 · balance_after: Includes 90,889 shares held directly, 21,676 restricted stock unit, and 26,248 earned performance share units with additional service-based vesting.

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March 03, 2023 Filed Mar 7, 2023 23:00 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 12,748 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006519 · ownership.xml · nonDerivative · entry 5

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,038

F4 · price: Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 5,873 and 6,875 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable

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March 03, 2023 Filed Mar 7, 2023 23:00 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 15,608 $41.85 $653,194.80
Disclosure

SEC source: 0000950170-23-006519 · ownership.xml · nonDerivative · entry 4

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,290

F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 23:00 UTC
Johnson Eric JPresident, GIC
GrantCommon Stock 13,924 $41.85 $582,719.40
Disclosure

SEC source: 0000950170-23-006519 · ownership.xml · nonDerivative · entry 3

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,898

F2 · kind: Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 4,466 and 9,458 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 8,964 and 13,000 earned stock units. The total earned stock units of 35,888 were delivered on March 3, 2023.

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March 03, 2023 Filed Mar 7, 2023 23:00 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 1,407 $41.85 $58,882.95
Disclosure

SEC source: 0000950170-23-006519 · ownership.xml · nonDerivative · entry 2

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,974

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:00 UTC
Johnson Eric JPresident, GIC
Tax withholdingCommon Stock 1,928 $41.85 $80,686.80
Disclosure

SEC source: 0000950170-23-006519 · ownership.xml · nonDerivative · entry 1

Johnson Eric J · CIK 0001847839 · President, GIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,381

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 03, 2023 Filed Mar 7, 2023 22:58 UTC
Clay CraigPresident, GCM
GrantCommon Stock 15,605 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-006517 · ownership.xml · nonDerivative · entry 6

Clay Craig · CIK 0001847703 · President, GCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,205

F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024.

F6 · balance_after: Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.