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DFIN

Donnelley Financial Solutions, Inc.

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Tapewire entity
2289
SEC CIK
0001669811
Parsed reports
334

Last 12 months

Inside the activity.

3 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2019 Filed Jun 3, 2019 20:22 UTC GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033913 · doc4.xml · nonDerivative · entry 1

Ellis Juliet S · CIK 0001754868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,134

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Consists of 14,134 restricted stock units.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:19 UTC GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033905 · doc4.xml · nonDerivative · entry 1

CALDWELL NANCI · CIK 0001232403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,874

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 15,366 shares held directly and 9,508 restricted stock units.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:19 UTC GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033902 · doc4.xml · nonDerivative · entry 1

Aguilar Luis A · CIK 0001671674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,847

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 15,339 shares held directly and 9,508 restricted stock units.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:24 UTC GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033917 · doc4.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,847

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 15,339 shares held directly and 9,508 restricted stock units.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:23 UTC GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033916 · doc4.xml · nonDerivative · entry 1

Jacobowitz Jeffrey · CIK 0001450714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:23 UTC GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033915 · doc4.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,847

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 15,339 shares held directly and 9,508 restricted stock units.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:21 UTC GrantCommon Stock 9,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033911 · doc4.xml · nonDerivative · entry 1

Drucker Charles · CIK 0001331563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,847

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 15,339 shares held directly and 9,508 restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:31 UTC
Gardella David AChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 22,500 Not disclosed Strike: $14.15 Not disclosed
Disclosure

SEC source: 0001209191-19-017177 · doc4.xml · derivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2029-03-04

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:31 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 29,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017177 · doc4.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,314

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020.

F3 · balance_after: Includes 34,005 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 11,707 shares of restricted stock awards subject to time vesting and 45,502 RSUs.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:30 UTC
Reiners Jennifer BGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 10,800 Not disclosed Strike: $14.15 Not disclosed
Disclosure

SEC source: 0001209191-19-017172 · doc4.xml · derivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2029-03-04

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:30 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 14,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017172 · doc4.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,512

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020.

F3 · balance_after: Includes 11,411 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting, 7,732 shares of restricted stock awards subject to time vesting and 21,669 RSUs.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:30 UTC
Turner KamiChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 5,400 Not disclosed Strike: $14.15 Not disclosed
Disclosure

SEC source: 0001209191-19-017171 · doc4.xml · derivative · entry 3

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2029-03-04

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:30 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 7,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017171 · doc4.xml · nonDerivative · entry 2

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,259

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020.

F3 · balance_after: Includes 4,129 shares held directly, 4,700 shares of restricted stock awards subject to performance vesting, 2,762 shares of restricted stock awards subject to time vesting and 10,668 RSUs.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:31 UTC
Juhase Thomas FChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 22,500 Not disclosed Strike: $14.15 Not disclosed
Disclosure

SEC source: 0001209191-19-017176 · doc4.xml · derivative · entry 3

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2029-03-04

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 20:31 UTC
Juhase Thomas FChief Operating Officer
GrantCommon Stock 29,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017176 · doc4.xml · nonDerivative · entry 2

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,948

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020.

F3 · balance_after: Includes 38,639 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 11,707 shares of restricted stock awards subject to time vesting and 45,502 RSUs.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 01:31 UTC
Leib DanielDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 64,300 Not disclosed Strike: $14.15 Not disclosed
Disclosure

SEC source: 0001209191-19-017175 · doc4.xml · derivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,300

Underlying: Common Stock · 64,300 shares

Expires 2029-03-04

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 01:31 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 84,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017175 · doc4.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,883

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020.

F3 · balance_after: Includes 148,469 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting, 44,178 shares of restricted stock awards subject to time vesting and 132,436 RSUs.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 20:31 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 6,602 $14.65 $96,719.30
Disclosure

SEC source: 0001209191-19-017177 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,614

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 20:30 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 1,438 $14.65 $21,066.70
Disclosure

SEC source: 0001209191-19-017172 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,312

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 20:30 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 797 $14.65 $11,676.05
Disclosure

SEC source: 0001209191-19-017171 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,159

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 20:31 UTC
Juhase Thomas FChief Operating Officer
Tax withholdingCommon Stock 8,136 $14.65 $119,192.40
Disclosure

SEC source: 0001209191-19-017176 · doc4.xml · nonDerivative · entry 1

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,248

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2019 Filed Mar 6, 2019 01:31 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 33,052 $14.65 $484,211.80
Disclosure

SEC source: 0001209191-19-017175 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,983

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 20:21 UTC GrantCommon Stock 4,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-054967 · doc4.xml · nonDerivative · entry 1

Ellis Juliet S · CIK 0001754868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,626

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:52 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 2,266 $17.41 $39,451.06
Disclosure

SEC source: 0001209191-18-053883 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 7,917 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting, 7,732 shares of restricted stock awards subject to time vesting and 12,401 RSUs.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:52 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 809 $17.41 $14,084.69
Disclosure

SEC source: 0001209191-18-053881 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,956

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 2,627 shares held directly, 4,700 shares of restricted stock awards subject to performance vesting, 2,762 shares of restricted stock awards subject to time vesting and 5,867 RSUs.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:53 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 3,431 $17.41 $59,733.71
Disclosure

SEC source: 0001209191-18-053888 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,216

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 18,947 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 11,707 shares of restricted stock awards subject to time vesting and 37,462 RSUs.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:53 UTC
Juhase Thomas FChief Operating Officer
Tax withholdingCommon Stock 3,977 $17.41 $69,239.57
Disclosure

SEC source: 0001209191-18-053886 · doc4.xml · nonDerivative · entry 1

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,384

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 23,542 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 11,707 shares of restricted stock awards subject to time vesting and 39,035 RSUs.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:52 UTC
Leib DanielDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,571 $17.41 $340,731.11
Disclosure

SEC source: 0001209191-18-053884 · doc4.xml · nonDerivative · entry 1

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,035

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.

F2 · balance_after: Includes 84,062 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting, 44,178 shares of restricted stock awards subject to time vesting and 144,995 RSUs.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:11 UTC GrantCommon Stock 10,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033780 · doc4.xml · nonDerivative · entry 1

CRANDALL RICHARD L · CIK 0000924060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,313

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 14,990 shares held directly and 52,323 restricted stock units.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:10 UTC GrantCommon Stock 7,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033777 · doc4.xml · nonDerivative · entry 1

Aguilar Luis A · CIK 0001671674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 7,918 shares held directly and 7,421 restricted stock units.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:13 UTC GrantCommon Stock 7,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033790 · doc4.xml · nonDerivative · entry 1

SOCKWELL OLIVER R · CIK 0001187703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,728

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 8,629 shares held directly and 65,099 restricted stock units.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:12 UTC GrantCommon Stock 7,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033788 · doc4.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 7,918 shares held directly and 7,421 restricted stock units.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:12 UTC GrantCommon Stock 7,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033785 · doc4.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 7,918 shares held directly and 7,421 restricted stock units.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:12 UTC GrantCommon Stock 7,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033783 · doc4.xml · nonDerivative · entry 1

Drucker Charles · CIK 0001331563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 7,918 shares held directly and 7,421 restricted stock units.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:11 UTC GrantCommon Stock 7,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033778 · doc4.xml · nonDerivative · entry 1

CALDWELL NANCI · CIK 0001232403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,366

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

F2 · balance_after: Includes 7,945 shares held directly and 7,421 restricted stock units.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:28 UTC
Reiners Jennifer BGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 15,200 Not disclosed Strike: $17.65 Not disclosed
Disclosure

SEC source: 0001209191-18-017383 · doc4.xml · derivative · entry 3

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 15,200 shares

Expires 2028-03-01

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:28 UTC
Reiners Jennifer BGeneral Counsel
GrantCommon Stock 7,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-017383 · doc4.xml · nonDerivative · entry 2

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,016

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019.

F3 · balance_after: Includes 2,452 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting, 15,463 shares of restricted stock awards subject to time vesting and 12,401 RSUs.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:28 UTC
Reiners Jennifer BGeneral Counsel
Tax withholdingCommon Stock 682 $17.65 $12,037.30
Disclosure

SEC source: 0001209191-18-017383 · doc4.xml · nonDerivative · entry 1

Reiners Jennifer B · CIK 0001685328 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,416

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:27 UTC
Gardella David AChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 33,800 Not disclosed Strike: $17.65 Not disclosed
Disclosure

SEC source: 0001209191-18-017380 · doc4.xml · derivative · entry 3

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,800

Underlying: Common Stock · 33,800 shares

Expires 2028-03-01

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:27 UTC
Gardella David AChief Financial Officer
GrantCommon Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-017380 · doc4.xml · nonDerivative · entry 2

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,647

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019.

F3 · balance_after: Includes 10,671 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 23,414 shares of restricted stock awards subject to time vesting and 37,462 RSUs.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:27 UTC
Gardella David AChief Financial Officer
Tax withholdingCommon Stock 3,884 $17.65 $68,552.60
Disclosure

SEC source: 0001209191-18-017380 · doc4.xml · nonDerivative · entry 1

Gardella David A · CIK 0001685399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,647

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 02, 2018 Filed Mar 6, 2018 17:29 UTC
Turner KamiChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 7,600 Not disclosed Strike: $17.65 Not disclosed
Disclosure

SEC source: 0001209191-18-017384 · doc4.xml · derivative · entry 3

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

Underlying: Common Stock · 7,600 shares

Expires 2028-03-01

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019.

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March 02, 2018 Filed Mar 6, 2018 17:29 UTC
Turner KamiChief Accounting Officer
GrantCommon Stock 3,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-017384 · doc4.xml · nonDerivative · entry 2

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,765

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019.

F3 · balance_after: Includes 675 shares held directly, 4,700 shares of restricted stock awards subject to performance vesting, 5,523 shares of restricted stock awards subject to time vesting and 5,867 RSUs.

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March 02, 2018 Filed Mar 6, 2018 17:29 UTC
Turner KamiChief Accounting Officer
Tax withholdingCommon Stock 358 $17.65 $6,318.70
Disclosure

SEC source: 0001209191-18-017384 · doc4.xml · nonDerivative · entry 1

Turner Kami · CIK 0001685401 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,965

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 02, 2018 Filed Mar 6, 2018 17:27 UTC
Juhase Thomas FChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 33,800 Not disclosed Strike: $17.65 Not disclosed
Disclosure

SEC source: 0001209191-18-017381 · doc4.xml · derivative · entry 3

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,800

Underlying: Common Stock · 33,800 shares

Expires 2028-03-01

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019.

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March 02, 2018 Filed Mar 6, 2018 17:27 UTC
Juhase Thomas FChief Operating Officer
GrantCommon Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-017381 · doc4.xml · nonDerivative · entry 2

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,361

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019.

F3 · balance_after: Includes 15,812 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 23,414 shares of restricted stock awards subject to time vesting and 39,035 RSUs.

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March 02, 2018 Filed Mar 6, 2018 17:27 UTC
Juhase Thomas FChief Operating Officer
Tax withholdingCommon Stock 5,080 $17.65 $89,662.00
Disclosure

SEC source: 0001209191-18-017381 · doc4.xml · nonDerivative · entry 1

Juhase Thomas F · CIK 0001685398 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,361

F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.

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March 02, 2018 Filed Mar 6, 2018 22:28 UTC
Leib DanielDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 47,400 Not disclosed Strike: $19.42 Not disclosed
Disclosure

SEC source: 0001209191-18-017382 · doc4.xml · derivative · entry 4

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,400

Underlying: Common Stock · 47,400 shares

Expires 2028-03-01

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019.

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March 02, 2018 Filed Mar 6, 2018 22:28 UTC
Leib DanielDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 92,900 Not disclosed Strike: $17.65 Not disclosed
Disclosure

SEC source: 0001209191-18-017382 · doc4.xml · derivative · entry 3

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,900

Underlying: Common Stock · 92,900 shares

Expires 2028-03-01

F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan.

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:28 UTC
Leib DanielDirector · Chief Executive Officer
GrantCommon Stock 46,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-017382 · doc4.xml · nonDerivative · entry 2

Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,606

F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019.

F3 · balance_after: Includes 59,456 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting, 88,355 shares of restricted stock awards subject to time vesting and 144,995 RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.