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DEVSF

DevvStream Corp.

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8119
SEC CIK
0001854480
Parsed reports
42

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2026 Filed Mar 20, 2026 20:24 UTC ConversionConvertible Promissory Note · Derivative 2,526,405 $0.90 Strike: $0.90 $2,280,333.15
Disclosure

SEC source: 0002113869-26-000004 · primary_doc.xml · derivative · entry 2

Focus Impact Partners, LLC · CIK 0002113869 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,526,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Reporting Person provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. The Reporting Person and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026.

F1 · derivative.expiration_date: The Reporting Person provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. The Reporting Person and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026.

Read SEC document
March 13, 2026 Filed Mar 20, 2026 20:24 UTC ConversionCommon Shares 2,526,405 $0.90 $2,280,333.15
Disclosure

SEC source: 0002113869-26-000004 · primary_doc.xml · nonDerivative · entry 1

Focus Impact Partners, LLC · CIK 0002113869 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,526,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2026 Filed Mar 20, 2026 19:19 UTC ConversionConvertible Promissory Note · Derivative 3,556,839 $0.90 Strike: $0.90 $3,210,402.88
Disclosure

SEC source: 0001854479-26-000001 · primary_doc.xml · derivative · entry 2

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,556,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person loaned funds to the Issuer, pursuant to a 5.30% Secured Convertible Note, in the original principal amount of $3,000,000, dated November 13, 2024. The Reporting Person and Issuer entered into a Conversion Agreement to convert the Promissory Note into 3,556,839 Common Shares at a per share price of $0.9026.

F1 · shares: The Reporting Person loaned funds to the Issuer, pursuant to a 5.30% Secured Convertible Note, in the original principal amount of $3,000,000, dated November 13, 2024. The Reporting Person and Issuer entered into a Conversion Agreement to convert the Promissory Note into 3,556,839 Common Shares at a per share price of $0.9026.

F1 · derivative.exercise_date: The Reporting Person loaned funds to the Issuer, pursuant to a 5.30% Secured Convertible Note, in the original principal amount of $3,000,000, dated November 13, 2024. The Reporting Person and Issuer entered into a Conversion Agreement to convert the Promissory Note into 3,556,839 Common Shares at a per share price of $0.9026.

F1 · derivative.expiration_date: The Reporting Person loaned funds to the Issuer, pursuant to a 5.30% Secured Convertible Note, in the original principal amount of $3,000,000, dated November 13, 2024. The Reporting Person and Issuer entered into a Conversion Agreement to convert the Promissory Note into 3,556,839 Common Shares at a per share price of $0.9026.

Read SEC document
March 13, 2026 Filed Mar 20, 2026 19:19 UTC ConversionCommon Shares 3,556,839 $0.90 $3,210,402.88
Disclosure

SEC source: 0001854479-26-000001 · primary_doc.xml · nonDerivative · entry 1

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,114,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2026 Filed Mar 20, 2026 18:32 UTC
THORN WRAY TDirector
ConversionConvertible Promissory Note · Derivative 2,526,405 $0.90 Strike: $0.90 $2,280,333.15
Disclosure

SEC source: 0001183805-26-000001 · primary_doc.xml · derivative · entry 2

THORN WRAY T · CIK 0001183805 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Manager of FIP

Disclosed balance after: 0

Underlying: Common Shares · 2,526,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Carl Stanton and the reporting person.

F1 · shares: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Carl Stanton and the reporting person.

F1 · derivative.exercise_date: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Carl Stanton and the reporting person.

F1 · derivative.expiration_date: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Carl Stanton and the reporting person.

F1 · ownership.direct: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Carl Stanton and the reporting person.

Read SEC document
March 13, 2026 Filed Mar 20, 2026 18:32 UTC
THORN WRAY TDirector
ConversionCommon Shares 2,526,405 $0.90 $2,280,333.15
Disclosure

SEC source: 0001183805-26-000001 · primary_doc.xml · nonDerivative · entry 1

THORN WRAY T · CIK 0001183805 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Manager of FIP

Disclosed balance after: 2,526,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Carl Stanton and the reporting person.

F1 · ownership.direct: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Carl Stanton and the reporting person.

Read SEC document
March 13, 2026 Filed Mar 20, 2026 18:20 UTC
Stanton CarlDirector
ConversionConvertible Promissory Note · Derivative 2,526,405 $0.90 Strike: $0.90 $2,280,333.15
Disclosure

SEC source: 0001858498-26-000001 · primary_doc.xml · derivative · entry 2

Stanton Carl · CIK 0001858498 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Manager of FIP

Disclosed balance after: 0

Underlying: Common Shares · 2,526,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Wray T. Thorn and the reporting person.

F1 · shares: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Wray T. Thorn and the reporting person.

F1 · derivative.exercise_date: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Wray T. Thorn and the reporting person.

F1 · derivative.expiration_date: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Wray T. Thorn and the reporting person.

F1 · ownership.direct: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Wray T. Thorn and the reporting person.

Read SEC document
March 13, 2026 Filed Mar 20, 2026 18:20 UTC
Stanton CarlDirector
ConversionCommon Shares 2,526,405 $0.90 $2,280,333.15
Disclosure

SEC source: 0001858498-26-000001 · primary_doc.xml · nonDerivative · entry 1

Stanton Carl · CIK 0001858498 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Manager of FIP

Disclosed balance after: 2,526,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Wray T. Thorn and the reporting person.

F1 · ownership.direct: Focus Impact Partners, LLC ("FIP") provided consulting services to the Issuer and loaned funds to the Issuer, pursuant to two convertible promissory notes. FIP and Issuer entered into a Conversion Agreement to convert all amounts owed into 2,526,405 Common Shares at a per share price of $0.9026. FIP is controlled by Wray T. Thorn and the reporting person.

Read SEC document
March 26, 2025 Filed Mar 28, 2025 17:01 UTC
Trinh SunnyChief Executive Officer
GrantRestricted Stock Units · Derivative 305,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002037015-25-000001 · primary_doc.xml · derivative · entry 1

Trinh Sunny · CIK 0002037015 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,867

Underlying: Common Shares · 305,867 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents restricted stock units granted under the Company's 2024 Equity Incentive Plan. 214,107 shares vest on the grant date, 45,880 shares vest on July 17, 2025 and 45,880 shares vest on January 17, 2026, subject to the Reporting Person's continued service as an officer.

F1 · derivative.expiration_date: Represents restricted stock units granted under the Company's 2024 Equity Incentive Plan. 214,107 shares vest on the grant date, 45,880 shares vest on July 17, 2025 and 45,880 shares vest on January 17, 2026, subject to the Reporting Person's continued service as an officer.

Read SEC document
March 26, 2025 Filed Mar 28, 2025 16:51 UTC
Merkel ChrisChief Operating Officer
GrantStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0002037023-25-000001 · primary_doc.xml · derivative · entry 1

Merkel Chris · CIK 0002037023 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Shares · 350,000 shares

Expires 2035-03-26

F1 · derivative.exercise_date: Represents options granted under the Company's 2024 Equity Incentive Plan. One third of the shares vest on the first anniversary of the grant date and the remainder of the shares subsequently vest in equal monthly installments over the second and third year after the grant date, subject to the Reporting Person's continued service as an officer. The option exercise price is the closing price on the date of the grant, March 26, 2025.

Read SEC document
March 26, 2025 Filed Mar 28, 2025 17:10 UTC
Goertz DavidChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0002037033-25-000001 · primary_doc.xml · derivative · entry 1

Goertz David · CIK 0002037033 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2035-03-26

F1 · derivative.exercise_date: Represents options granted under the Company's 2024 Equity Incentive Plan. One third of the shares vest on the first anniversary of the grant date and the remainder of the shares subsequently vest in equal monthly installments over the second and third year after the grant date, subject to the Reporting Person's continued service as an officer. The option exercise price is the closing price on the date of the grant, March 26, 2025.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 23:09 UTC
Stanton CarlDirector
GrantConvertible notes · Derivative Not disclosed Not disclosed $982,150.00
Disclosure

SEC source: 0001140361-24-047097 · form4.xml · derivative · entry 1

Stanton Carl · CIK 0001858498 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common shares · Not disclosed shares

Expires 2026-11-13

F1 · derivative.exercise_price: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · reported_value: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · price: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · derivative.underlying_shares: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · valueOwnedAfter: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F2 · ownership.direct: The New Convertible Notes are held by Focus Partners, which is controlled by Wray T. Thorn and the reporting person.

F2 · ownership.nature: The New Convertible Notes are held by Focus Partners, which is controlled by Wray T. Thorn and the reporting person.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 22:59 UTC
THORN WRAY TDirector
GrantConvertible notes · Derivative Not disclosed Not disclosed $982,150.00
Disclosure

SEC source: 0001140361-24-047094 · form4.xml · derivative · entry 1

THORN WRAY T · CIK 0001183805 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common shares · Not disclosed shares

Expires 2026-11-13

F1 · derivative.exercise_price: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · reported_value: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · price: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · derivative.underlying_shares: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F1 · valueOwnedAfter: On November 13, 2024, the issuer agreed to cancel and convert (A) $345,000 of accrued and unpaid of fees under the administrative services agreement, dated October 27, 2021, by and between the issuer (as the successor of FIAC) and Focus Impact Sponsor, LLC, into $345,000 of new 5.3% convertible notes issued to Focus Impact Partners, LLC ("Focus Partners") on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"); and (B) $637,150 of convertible notes of DevvStream Holdings Inc. held by Focus Partners into $637,150 of New Convertible Notes that were issued to Focus Partners on November 13, 2024. The $982,150 principal loan amount and any accrued and unpaid interest under the Convertible Notes are convertible into common shares of the issuer at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F2 · ownership.direct: The New Convertible Notes are held by Focus Partners, which is controlled by Carl Stanton and the reporting person.

F2 · ownership.nature: The New Convertible Notes are held by Focus Partners, which is controlled by Carl Stanton and the reporting person.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 22:59 UTC GrantConvertible notes · Derivative Not disclosed Not disclosed $3,000,000.00
Disclosure

SEC source: 0001140361-24-047095 · form4.xml · derivative · entry 2

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common shares · Not disclosed shares

Expires 2026-11-13

F3 · derivative.exercise_price: On November 13, 2024, the issuer agreed to cancel and convert the $3,000,000 of principal amount outstanding under the convertible promissory note, dated December 1, 2023, by and between the issuer (as the successor of Focus Impact Acquisition Corp. ("FIAC")) and the reporting person and the convertible promissory note, dated May 9, 2023, by and between the issuer (as the successor of FIAC) and the reporting person, into $3,000,000 of new 5.3% convertible notes issued to the reporting person on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"). The $3,000,000 principal loan amount and any additional accrued and unpaid interest under the Convertible Notes are convertible into New PubCo Common Shares at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F3 · reported_value: On November 13, 2024, the issuer agreed to cancel and convert the $3,000,000 of principal amount outstanding under the convertible promissory note, dated December 1, 2023, by and between the issuer (as the successor of Focus Impact Acquisition Corp. ("FIAC")) and the reporting person and the convertible promissory note, dated May 9, 2023, by and between the issuer (as the successor of FIAC) and the reporting person, into $3,000,000 of new 5.3% convertible notes issued to the reporting person on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"). The $3,000,000 principal loan amount and any additional accrued and unpaid interest under the Convertible Notes are convertible into New PubCo Common Shares at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F3 · price: On November 13, 2024, the issuer agreed to cancel and convert the $3,000,000 of principal amount outstanding under the convertible promissory note, dated December 1, 2023, by and between the issuer (as the successor of Focus Impact Acquisition Corp. ("FIAC")) and the reporting person and the convertible promissory note, dated May 9, 2023, by and between the issuer (as the successor of FIAC) and the reporting person, into $3,000,000 of new 5.3% convertible notes issued to the reporting person on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"). The $3,000,000 principal loan amount and any additional accrued and unpaid interest under the Convertible Notes are convertible into New PubCo Common Shares at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F3 · derivative.underlying_shares: On November 13, 2024, the issuer agreed to cancel and convert the $3,000,000 of principal amount outstanding under the convertible promissory note, dated December 1, 2023, by and between the issuer (as the successor of Focus Impact Acquisition Corp. ("FIAC")) and the reporting person and the convertible promissory note, dated May 9, 2023, by and between the issuer (as the successor of FIAC) and the reporting person, into $3,000,000 of new 5.3% convertible notes issued to the reporting person on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"). The $3,000,000 principal loan amount and any additional accrued and unpaid interest under the Convertible Notes are convertible into New PubCo Common Shares at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F3 · valueOwnedAfter: On November 13, 2024, the issuer agreed to cancel and convert the $3,000,000 of principal amount outstanding under the convertible promissory note, dated December 1, 2023, by and between the issuer (as the successor of Focus Impact Acquisition Corp. ("FIAC")) and the reporting person and the convertible promissory note, dated May 9, 2023, by and between the issuer (as the successor of FIAC) and the reporting person, into $3,000,000 of new 5.3% convertible notes issued to the reporting person on November 13, 2024 with a maturity date that is 2 years from November 13, 2024 (the "New Convertible Notes"). The $3,000,000 principal loan amount and any additional accrued and unpaid interest under the Convertible Notes are convertible into New PubCo Common Shares at a 25% discount to the issuer's 20-day volume weighted average price, subject to a floor of $0.867 per share.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 22:59 UTC GrantCommon shares 557,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-047095 · form4.xml · nonDerivative · entry 1

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,572,900

F1 · shares: In connection with the execution of a strategic consulting agreement, dated November 13, 2024, by and between Focus Impact Partners, LLC and the issuer, the issuer issued 557,290 common shares of the issuer ("New PubCo Common Shares") as consideration under such agreement to the reporting person.

F1 · price: In connection with the execution of a strategic consulting agreement, dated November 13, 2024, by and between Focus Impact Partners, LLC and the issuer, the issuer issued 557,290 common shares of the issuer ("New PubCo Common Shares") as consideration under such agreement to the reporting person.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:23 UTC
Quintana RayDirector
GrantStock Option · Derivative 76,467 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001062993-24-018625 · form4.xml · derivative · entry 1

Quintana Ray · CIK 0002037285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,467

Underlying: Common Shares · Not disclosed shares

Expires 2032-01-17

F1 · security: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

F3 · derivative.exercise_date: Consists of options granted on January 17, 2022. 10% of the options vested on January 17, 2023 and 15% of the options vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:17 UTC
Trinh SunnyChief Executive Officer
GrantRestricted Stock Unit · Derivative 39,319 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018615 · form4.xml · derivative · entry 2

Trinh Sunny · CIK 0002037015 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 926,336

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F4 · derivative.exercise_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F4 · derivative.expiration_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:17 UTC
Trinh SunnyChief Executive Officer
GrantRestricted Stock Unit · Derivative 887,017 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018615 · form4.xml · derivative · entry 1

Trinh Sunny · CIK 0002037015 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887,017

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F3 · derivative.exercise_date: Consists of restricted stock units granted on January 17, 2022 and March 14, 2022. 25% of the restricted stock units vested on January 17, 2023, July 17, 2023, January 17, 2024 and July 17, 2024, respectively.

F3 · derivative.expiration_date: Consists of restricted stock units granted on January 17, 2022 and March 14, 2022. 25% of the restricted stock units vested on January 17, 2023, July 17, 2023, January 17, 2024 and July 17, 2024, respectively.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:20 UTC
Went BryanChief Revenue Officer
GrantRestricted Stock Unit · Derivative 26,106 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018618 · form4.xml · derivative · entry 2

Went Bryan · CIK 0002037014 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,987

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F4 · derivative.exercise_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F4 · derivative.expiration_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:20 UTC
Went BryanChief Revenue Officer
GrantRestricted Stock Unit · Derivative 45,880 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018618 · form4.xml · derivative · entry 1

Went Bryan · CIK 0002037014 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,880

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F3 · derivative.exercise_date: Consists of restricted stock units granted on March 14, 2022. 10% of the restricted stock units vested on January 17, 2023 and 15% of the restricted stock units vest every six months thereafter.

F3 · derivative.expiration_date: Consists of restricted stock units granted on March 14, 2022. 10% of the restricted stock units vested on January 17, 2023 and 15% of the restricted stock units vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:22 UTC GrantStock Option · Derivative 30,587 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001062993-24-018621 · form4.xml · derivative · entry 2

Kukucha Stephen · CIK 0002037028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,467

Underlying: Common Shares · Not disclosed shares

Expires 2032-10-14

F1 · security: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

F4 · derivative.exercise_date: Consists of options granted on October 14, 2022. 10% of the options vested on January 17, 2023 and 15% of the options vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:22 UTC GrantStock Option · Derivative 45,880 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001062993-24-018621 · form4.xml · derivative · entry 1

Kukucha Stephen · CIK 0002037028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,880

Underlying: Common Shares · Not disclosed shares

Expires 2032-03-01

F1 · security: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

F3 · derivative.exercise_date: Consists of options granted on March 1, 2022. 10% of the options vested on January 17, 2023 and 15% of the options vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:19 UTC
Merkel ChrisChief Operating Officer
GrantRestricted Stock Unit · Derivative 23,206 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018617 · form4.xml · derivative · entry 2

Merkel Chris · CIK 0002037023 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,086

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F4 · derivative.exercise_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F4 · derivative.expiration_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:19 UTC
Merkel ChrisChief Operating Officer
GrantRestricted Stock Unit · Derivative 45,880 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018617 · form4.xml · derivative · entry 1

Merkel Chris · CIK 0002037023 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,880

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F3 · derivative.exercise_date: Consists of restricted stock units granted on January 17, 2022. 10% of the restricted stock units vested on January 17, 2023 and 15% of the restricted stock units vest every six months thereafter.

F3 · derivative.expiration_date: Consists of restricted stock units granted on January 17, 2022. 10% of the restricted stock units vested on January 17, 2023 and 15% of the restricted stock units vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:19 UTC
Goertz DavidChief Financial Officer
GrantRestricted Stock Unit · Derivative 27,769 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018616 · form4.xml · derivative · entry 2

Goertz David · CIK 0002037033 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By DJG Enterprises Inc.

Disclosed balance after: 58,356

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F5 · derivative.exercise_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F5 · derivative.expiration_date: Consists of restricted stock units granted on June 6, 2024. 10% of the restricted stock units vest on the six month anniversary of the grant date and 15% of the restricted stock units vest every six months thereafter for a period of 36 months.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F4 · ownership.nature: Consists of restricted stock units granted to DJG Enterprises Inc. ("DJG") Mr. Goertz is the sole director of DJG and as a result, may be deemed to indirectly beneficially own the common shares issuable upon exercise of the restricted stock units that are directly beneficially owned by DJG. Mr. Goertz disclaims beneficial ownership other than to the extent of any pecuniary interest he may have therein. The business address of DJG is 1500 - 1140 West Pender Street, BC V6E 4G1.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:19 UTC
Goertz DavidChief Financial Officer
GrantRestricted Stock Unit · Derivative 30,587 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018616 · form4.xml · derivative · entry 1

Goertz David · CIK 0002037033 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By DJG Enterprises Inc.

Disclosed balance after: 30,587

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F3 · derivative.exercise_date: Consists of restricted stock units granted on January 17, 2022. 10% of the restricted stock units vested on January 17, 2023 and 15% of the restricted stock units vest every six months thereafter.

F3 · derivative.expiration_date: Consists of restricted stock units granted on January 17, 2022. 10% of the restricted stock units vested on January 17, 2023 and 15% of the restricted stock units vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding restricted stock unit of DevvStream was converted into restricted stock units of the Issuer based on an exchange ratio calculated at closing. Each restricted stock unit represents the right to receive, at settlement, one common share of the Issuer.

F4 · ownership.nature: Consists of restricted stock units granted to DJG Enterprises Inc. ("DJG") Mr. Goertz is the sole director of DJG and as a result, may be deemed to indirectly beneficially own the common shares issuable upon exercise of the restricted stock units that are directly beneficially owned by DJG. Mr. Goertz disclaims beneficial ownership other than to the extent of any pecuniary interest he may have therein. The business address of DJG is 1500 - 1140 West Pender Street, BC V6E 4G1.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:21 UTC GrantStock Option · Derivative 45,880 $0.00 Strike: $7.26 $0.00
Disclosure

SEC source: 0001062993-24-018619 · form4.xml · derivative · entry 1

Buhler Michael Max · CIK 0002037034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,880

Underlying: Common Shares · Not disclosed shares

Expires 2028-05-15

F1 · security: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

F3 · derivative.exercise_date: Consists of options granted on May 15, 2023. 10% of the options vested on January 17, 2023 and 15% of the options vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 17:23 UTC GrantStock Option · Derivative 45,880 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001062993-24-018622 · form4.xml · derivative · entry 1

Piracci Jamila · CIK 0002037193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,880

Underlying: Common Shares · Not disclosed shares

Expires 2032-10-14

F1 · security: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

F3 · derivative.exercise_date: Consists of options granted on October 14, 2022. 10% of the options vested on January 17, 2023 and 15% of the options vest every six months thereafter.

F2 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 22:25 UTC
ANDERSON THOMAS GDirector · 10% owner
GrantStock Option · Derivative 76,467 $0.00 Strike: $5.23 $0.00
Disclosure

SEC source: 0001062993-24-018626 · form4.xml · derivative · entry 2

ANDERSON THOMAS G · CIK 0001352429 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,467

Underlying: Common Shares · Not disclosed shares

Expires 2032-01-17

F1 · security: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F3 · shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

F4 · derivative.exercise_date: Consists of options granted on January 17, 2022. 10% of the options vested on January 17, 2023 and 15% of the options vest every six months thereafter.

F3 · derivative.underlying_shares: In connection with the closing of the Business Combination, each outstanding option to purchase subordinate voting shares of DevvStream was converted into an option to purchase common shares of the Issuer based on an exchange ratio calculated at closing.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 22:25 UTC
ANDERSON THOMAS GDirector · 10% owner
GrantCommon Shares 7,111,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-018626 · form4.xml · nonDerivative · entry 1

ANDERSON THOMAS G · CIK 0001352429 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Devvio, Inc.

Disclosed balance after: 7,111,428

F1 · security: Consists of securities acquired in connection with transactions consummated on November 6, 2024 pursuant to that certain Business Combination Agreement, dated September 12, 2023 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among DevvStream Corp. (f/k/a Focus Impact Acquisition Corp.) (the "Issuer"), Focus Impact Amalco Sub Ltd., a wholly owned subsidiary of the Issuer ("Amalco Sub"), and DevvStream Holdings Inc. ("DevvStream"), pursuant to which DevvStream and Amalco Sub amalgamated to form one corporate entity ("Amalco"), with Amalco as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · price: Consists of common shares issued to Devvio, Inc. ("Devvio") in exchange for multiple voting company shares of DevvStream in connection with the closing of the Business Combination. Mr. Anderson is the founder and chief executive officer of Devvio and as a result, may be deemed to indirectly beneficially own the common shares that are directly beneficially owned by Devvio. Mr. Anderson disclaims beneficial ownership other than to the extent of any pecuniary interest he may have therein. The business address of Devvio is 6300 Riverside Plaza Ln NW, Suite 100, Albuquerque, NM 87120.

F2 · ownership.nature: Consists of common shares issued to Devvio, Inc. ("Devvio") in exchange for multiple voting company shares of DevvStream in connection with the closing of the Business Combination. Mr. Anderson is the founder and chief executive officer of Devvio and as a result, may be deemed to indirectly beneficially own the common shares that are directly beneficially owned by Devvio. Mr. Anderson disclaims beneficial ownership other than to the extent of any pecuniary interest he may have therein. The business address of Devvio is 6300 Riverside Plaza Ln NW, Suite 100, Albuquerque, NM 87120.

Read SEC document
November 06, 2024 Filed Nov 9, 2024 01:42 UTC ConversionPrivate placement warrants · Derivative 11,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-045921 · form4.xml · derivative · entry 4

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,200,000

Underlying: Common shares · 10,855,040 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F3 · shares: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · shares: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F3 · price: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · price: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F3 · derivative.underlying_shares: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · derivative.underlying_shares: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F3 · balance_after: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · balance_after: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

Read SEC document
November 06, 2024 Filed Nov 9, 2024 01:42 UTC ConversionPrivate placement warrants · Derivative 11,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-045921 · form4.xml · derivative · entry 3

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,200,000

Underlying: Class A common stock · 11,200,000 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F3 · shares: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · shares: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F3 · price: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · price: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F3 · derivative.underlying_shares: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · derivative.underlying_shares: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F3 · balance_after: 11,200,000 private placement warrants of the issuer held by the reporting person at the time of the closing of the Business Combination will be assumed by New PubCo and converted into 11,200,000 warrants of New PubCo ("New PubCo Private Warrant") with each New PubCo Private Warrant being exercisable for 0.9692 New PubCo Common Share on a cashless basis or for cash at $11.86 per share (subject to additional adjustments pursuant to the terms of the New PubCo Private Warrants). The issuance of 10,855,040 New PubCo Common Shares assumes that each of the New PubCo Private Warrants is exercised for cash. Pursuant to the terms of the New PubCo Private Warrant, the exercise price of the New PubCo Private Warrants is adjustable if certain capital raising transactions meet certain requirements in connection with a business

F4 · balance_after: (Continued from footnote 3) combination and shall be adjusted to an exercise price that is equal to 115% of the higher of the Market Value and the New Issued Price. "Market Value" as used in the foregoing shall mean the volume-weighted average trading price of the New PubCo Common Shares during the twenty (20) trading day period starting on the trading day prior to the day on which the issuer consummated the Business Combination. "Newly Issued Price" as used in the foregoing shall mean the issue price or effective issue price (as determined in good faith by the board of directors of the issuer), at which the issuer issued additional Class A Shares or securities convertible into or exercisable or exchangeable for Class A Shares for capital raising purposes in connection with the closing of the Business Combination.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

Read SEC document
November 06, 2024 Filed Nov 9, 2024 01:42 UTC Disposition to issuerClass B common stock · Derivative 590,558 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-045921 · form4.xml · derivative · entry 2

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 590,558 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with the consummation of the business combination between the issuer and DevvStream Holdings Inc. (the "Business Combination") on November 6, 2024, (i) the reporting person forfeited 575,000 Class B ordinary shares, par value $0.0001 per share, of the issuer ("Class B Shares"), (ii) 15,558 Class B Shares were converted into 15,079 common shares ("New PubCo Common Shares") of the post-Business Combination company (the "New PubCo"), and (iii) 5,000,531 New PubCo Common Shares were issued to the reporting person in exchange for the Class A ordinary shares, par value $0.0001 per share, of the issuer and the Class B Shares that the reporting person transferred on October 29, 2024. Does not include any New PubCo Common Shares upon exercise of any of the New PubCo Private Warrants (as defined below) held by the reporting person.

F1 · shares: In connection with the consummation of the business combination between the issuer and DevvStream Holdings Inc. (the "Business Combination") on November 6, 2024, (i) the reporting person forfeited 575,000 Class B ordinary shares, par value $0.0001 per share, of the issuer ("Class B Shares"), (ii) 15,558 Class B Shares were converted into 15,079 common shares ("New PubCo Common Shares") of the post-Business Combination company (the "New PubCo"), and (iii) 5,000,531 New PubCo Common Shares were issued to the reporting person in exchange for the Class A ordinary shares, par value $0.0001 per share, of the issuer and the Class B Shares that the reporting person transferred on October 29, 2024. Does not include any New PubCo Common Shares upon exercise of any of the New PubCo Private Warrants (as defined below) held by the reporting person.

F1 · price: In connection with the consummation of the business combination between the issuer and DevvStream Holdings Inc. (the "Business Combination") on November 6, 2024, (i) the reporting person forfeited 575,000 Class B ordinary shares, par value $0.0001 per share, of the issuer ("Class B Shares"), (ii) 15,558 Class B Shares were converted into 15,079 common shares ("New PubCo Common Shares") of the post-Business Combination company (the "New PubCo"), and (iii) 5,000,531 New PubCo Common Shares were issued to the reporting person in exchange for the Class A ordinary shares, par value $0.0001 per share, of the issuer and the Class B Shares that the reporting person transferred on October 29, 2024. Does not include any New PubCo Common Shares upon exercise of any of the New PubCo Private Warrants (as defined below) held by the reporting person.

F1 · derivative.exercise_date: In connection with the consummation of the business combination between the issuer and DevvStream Holdings Inc. (the "Business Combination") on November 6, 2024, (i) the reporting person forfeited 575,000 Class B ordinary shares, par value $0.0001 per share, of the issuer ("Class B Shares"), (ii) 15,558 Class B Shares were converted into 15,079 common shares ("New PubCo Common Shares") of the post-Business Combination company (the "New PubCo"), and (iii) 5,000,531 New PubCo Common Shares were issued to the reporting person in exchange for the Class A ordinary shares, par value $0.0001 per share, of the issuer and the Class B Shares that the reporting person transferred on October 29, 2024. Does not include any New PubCo Common Shares upon exercise of any of the New PubCo Private Warrants (as defined below) held by the reporting person.

F1 · derivative.expiration_date: In connection with the consummation of the business combination between the issuer and DevvStream Holdings Inc. (the "Business Combination") on November 6, 2024, (i) the reporting person forfeited 575,000 Class B ordinary shares, par value $0.0001 per share, of the issuer ("Class B Shares"), (ii) 15,558 Class B Shares were converted into 15,079 common shares ("New PubCo Common Shares") of the post-Business Combination company (the "New PubCo"), and (iii) 5,000,531 New PubCo Common Shares were issued to the reporting person in exchange for the Class A ordinary shares, par value $0.0001 per share, of the issuer and the Class B Shares that the reporting person transferred on October 29, 2024. Does not include any New PubCo Common Shares upon exercise of any of the New PubCo Private Warrants (as defined below) held by the reporting person.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

Read SEC document
November 06, 2024 Filed Nov 9, 2024 01:42 UTC GrantCommon shares 5,015,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-045921 · form4.xml · nonDerivative · entry 1

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,015,610

F1 · shares: In connection with the consummation of the business combination between the issuer and DevvStream Holdings Inc. (the "Business Combination") on November 6, 2024, (i) the reporting person forfeited 575,000 Class B ordinary shares, par value $0.0001 per share, of the issuer ("Class B Shares"), (ii) 15,558 Class B Shares were converted into 15,079 common shares ("New PubCo Common Shares") of the post-Business Combination company (the "New PubCo"), and (iii) 5,000,531 New PubCo Common Shares were issued to the reporting person in exchange for the Class A ordinary shares, par value $0.0001 per share, of the issuer and the Class B Shares that the reporting person transferred on October 29, 2024. Does not include any New PubCo Common Shares upon exercise of any of the New PubCo Private Warrants (as defined below) held by the reporting person.

F1 · price: In connection with the consummation of the business combination between the issuer and DevvStream Holdings Inc. (the "Business Combination") on November 6, 2024, (i) the reporting person forfeited 575,000 Class B ordinary shares, par value $0.0001 per share, of the issuer ("Class B Shares"), (ii) 15,558 Class B Shares were converted into 15,079 common shares ("New PubCo Common Shares") of the post-Business Combination company (the "New PubCo"), and (iii) 5,000,531 New PubCo Common Shares were issued to the reporting person in exchange for the Class A ordinary shares, par value $0.0001 per share, of the issuer and the Class B Shares that the reporting person transferred on October 29, 2024. Does not include any New PubCo Common Shares upon exercise of any of the New PubCo Private Warrants (as defined below) held by the reporting person.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

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October 29, 2024 Filed Oct 31, 2024 22:50 UTC ConversionClass B common stock · Derivative 159,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-24-044814 · form4.xml · derivative · entry 3

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,558

Underlying: Class A Common Stock · 159,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · shares: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · balance_after: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

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October 29, 2024 Filed Oct 31, 2024 22:50 UTC OtherClass A common stock 5,159,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-044814 · form4.xml · nonDerivative · entry 2

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Reflects the transfer of an aggregate of 5,159,442 Class A Shares to (i) certain advisors in full or partial satisfaction of such advisor parties' fees and expenses incurred in connection with the proposed business combination (the "Business Combination") with DevvStream Holdings Inc., (ii) certain investors subscribing to subscription agreements for Class A Shares and common shares ("New PubCo Common Shares") of the post-Business Combination company ("New PubCo"), and (iii) an investor as a commitment fee in connection with the execution of an equity line of credit purchase agreement with the issuer and the reporting person (the transfers pursuant to items (i) to (iii) in the foregoing, the "Transfers").

F4 · price: In connection with the closing of the Business Combination, the reporting person will be issued New PubCo Common Shares in an amount that is equal to the number of Class A Shares that the reporting person disposed of in the Transfers.

F3 · balance_after: Reflects the transfer of an aggregate of 5,159,442 Class A Shares to (i) certain advisors in full or partial satisfaction of such advisor parties' fees and expenses incurred in connection with the proposed business combination (the "Business Combination") with DevvStream Holdings Inc., (ii) certain investors subscribing to subscription agreements for Class A Shares and common shares ("New PubCo Common Shares") of the post-Business Combination company ("New PubCo"), and (iii) an investor as a commitment fee in connection with the execution of an equity line of credit purchase agreement with the issuer and the reporting person (the transfers pursuant to items (i) to (iii) in the foregoing, the "Transfers").

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

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October 29, 2024 Filed Oct 31, 2024 22:50 UTC ConversionClass A common stock 159,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-044814 · form4.xml · nonDerivative · entry 1

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,159,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer (the "Class B Shares") will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer (the "Class A Shares") at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

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December 21, 2023 Filed Dec 22, 2023 14:38 UTC ConversionClass B common stock · Derivative 5,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-23-059056 · form4.xml · derivative · entry 2

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · ownership.direct: The reporting person is controlled by a four-member board of managers composed of Carl Stanton, Ernest Lyles, Howard Sanders and Wray Thorn. Each manager has one vote, and the approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities.

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December 21, 2023 Filed Dec 22, 2023 14:38 UTC ConversionClass A common stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-059056 · form4.xml · nonDerivative · entry 1

Focus Impact Sponsor, LLC · CIK 0001854479 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-255448) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.