DELL

SEC source: 0001123292-19-000935 · edgar.xml · derivative · entry 5

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,212

Underlying: Class C Common Stock · 68,334 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 687,273 time-based options and 658,939 performance-based options.

SEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 4

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,554

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $52.766. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.81, inclusive.

SEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 3

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,554

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $52.376. These shares were sold in multiple transactions at prices ranging from $51.75 to $52.74, inclusive.

SEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,925

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.627. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.74, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2, 3 and 4 to this Form 4.

SEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001123292-19-000936 · edgar.xml · derivative · entry 5

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 163,111 shares

Expires 2019-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

SEC source: 0001123292-19-000936 · edgar.xml · nonDerivative · entry 4

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,625

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.022. These shares were sold in multiple transactions at prices ranging from $50.72 to $51.56, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0001123292-19-000936 · edgar.xml · nonDerivative · entry 3

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,011

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001123292-19-000936 · edgar.xml · nonDerivative · entry 2

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,583

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001123292-19-000936 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001123292-19-000913 · edgar.xml · derivative · entry 2

MSD Partners, L.P. · CIK 0001514334 · 10% owner

MSDC Denali Investors, L.P. · CIK 0001591519 · 10% owner

MSDC Denali EIV, LLC · CIK 0001591521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 33,449,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F3 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F3 · derivative.exercise_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F3 · derivative.expiration_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000913 · edgar.xml · nonDerivative · entry 1

MSD Partners, L.P. · CIK 0001514334 · 10% owner

MSDC Denali Investors, L.P. · CIK 0001591519 · 10% owner

MSDC Denali EIV, LLC · CIK 0001591521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,449,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This statement is jointly filed by and on behalf of each of MSD Partners, L.P. ("MSD Partners"), MSDC Denali Investors, L.P. ("MSDC Denali Investors") and MSDC Denali EIV, LLC ("MSDC Denali EIV"). The reported transaction represents the conversion of each of (a) 31,856,436 shares of Class A Common Stock held of record by MSDC Denali Investors and (b) 1,593,068 shares of Class A Common Stock held of record by MSDC Denali EIV into an equal number of shares of Class C Common Stock. Each share of Class C Common Stock bears the same dividend and liquidation rights as one share of Class A Common Stock. The reported transaction does not represent a sale by the reporting persons.

F1 · shares: This statement is jointly filed by and on behalf of each of MSD Partners, L.P. ("MSD Partners"), MSDC Denali Investors, L.P. ("MSDC Denali Investors") and MSDC Denali EIV, LLC ("MSDC Denali EIV"). The reported transaction represents the conversion of each of (a) 31,856,436 shares of Class A Common Stock held of record by MSDC Denali Investors and (b) 1,593,068 shares of Class A Common Stock held of record by MSDC Denali EIV into an equal number of shares of Class C Common Stock. Each share of Class C Common Stock bears the same dividend and liquidation rights as one share of Class A Common Stock. The reported transaction does not represent a sale by the reporting persons.

F2 · shares: [Continuation] MSD Partners is the investment manager of, and may be deemed to beneficially own securities owned by, MSDC Denali Investors and MSDC Denali EIV. MSD Partners (GP), LLC ("MSD GP") is the general partner of, and may be deemed to beneficially own securities owned by, MSD Partners. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD GP and may be deemed to have or share voting and/or dispositive power over the securities beneficially owned by MSD GP. Each of Messrs. Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F1 · price: This statement is jointly filed by and on behalf of each of MSD Partners, L.P. ("MSD Partners"), MSDC Denali Investors, L.P. ("MSDC Denali Investors") and MSDC Denali EIV, LLC ("MSDC Denali EIV"). The reported transaction represents the conversion of each of (a) 31,856,436 shares of Class A Common Stock held of record by MSDC Denali Investors and (b) 1,593,068 shares of Class A Common Stock held of record by MSDC Denali EIV into an equal number of shares of Class C Common Stock. Each share of Class C Common Stock bears the same dividend and liquidation rights as one share of Class A Common Stock. The reported transaction does not represent a sale by the reporting persons.

F3 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000899 · edgar.xml · derivative · entry 2

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 4,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000899 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of 4,926 shares of Class A Common Stock into an equal number of shares of Class C Common Stock.

F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000900 · edgar.xml · derivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 15,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000900 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of 15,422 shares of Class A Common Stock into an equal number of shares of Class C Common Stock.

F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000901 · edgar.xml · derivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 14,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000901 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of 14,653 shares of Class A Common Stock into an equal number of shares of Class C Common Stock.

F2 · price: Each share of Class A Common Stock is convertible into one share of Class C Common Stock at any time at the holder's election.

SEC source: 0001123292-19-000861 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,343

F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on June 1, 2018.

F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on June 1, 2018.

SEC source: 0001123292-19-000636 · edgar.xml · nonDerivative · entry 1

McReynolds Maya · CIK 0001681214 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,079

F1 · price: Represents a grant of 12,240 restricted stock units. The restricted stock units vest in two equal annual installments on April 2, 2020 and April 2, 2021, contingent on the reporting person's continued service on the applicable vesting dates.

SEC source: 0001123292-19-000607 · edgar.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,982

Underlying: Class C Common Stock · 4,982 shares

Expires 2029-04-02

F2 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2018 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001123292-19-000607 · edgar.xml · nonDerivative · entry 1

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,462

F1 · shares: Represents a grant of 1,836 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 25, 2018 (the "2018 Annual Meeting"), contingent on the reporting person's continued service on such vesting date.

F1 · price: Represents a grant of 1,836 restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. held on June 25, 2018 (the "2018 Annual Meeting"), contingent on the reporting person's continued service on such vesting date.

SEC source: 0001123292-19-000609 · edgar.xml · derivative · entry 1

Vojvodich Lynn M · CIK 0001662205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,941

Underlying: Class C Common Stock · 36,941 shares

Expires 2029-04-02

F1 · derivative.exercise_date: These stock options vest ratably in annual installments over four years from the grant date, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001123292-19-000608 · edgar.xml · derivative · entry 2

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,982

Underlying: Class C Common Stock · 4,982 shares

Expires 2029-04-02

F2 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2018 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001123292-19-000608 · edgar.xml · nonDerivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,029

F1 · shares: Represents a grant of 459 restricted stock units ("RSUs") and 2,601 deferred stock units ("DSUs"). The RSUs and DSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 25, 2018 (the "2018 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

F1 · price: Represents a grant of 459 restricted stock units ("RSUs") and 2,601 deferred stock units ("DSUs"). The RSUs and DSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 25, 2018 (the "2018 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

SEC source: 0001123292-19-000610 · edgar.xml · derivative · entry 2

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,982

Underlying: Class C Common Stock · 4,982 shares

Expires 2029-04-02

F2 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2018 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

SEC source: 0001123292-19-000610 · edgar.xml · nonDerivative · entry 1

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,030

F1 · shares: Represents a grant of 1,836 restricted stock units ("RSUs") and 1,224 deferred stock units ("DSUs"). The RSUs and DSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 25, 2018 (the "2018 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

F1 · price: Represents a grant of 1,836 restricted stock units ("RSUs") and 1,224 deferred stock units ("DSUs"). The RSUs and DSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 25, 2018 (the "2018 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.

SEC source: 0001123292-19-000547 · edgar.xml · nonDerivative · entry 1

CLARKE JEFFREY W · CIK 0001215588 · Vice Chair., Products & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,155

F1 · price: Represents a grant of 38,155 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000548 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · Pres., Svcs. and Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,601

F1 · price: Represents a grant of 31,877 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000549 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,002

F1 · price: Represents a grant of 18,304 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000550 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,805

F1 · price: Represents a grant of 28,805 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000551 · edgar.xml · nonDerivative · entry 1

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,103

F1 · price: Represents a grant of 16,767 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000553 · edgar.xml · nonDerivative · entry 1

McReynolds Maya · CIK 0001681214 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,839

F1 · price: Represents a grant of 9,023 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000552 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F1 · price: Represents a grant of 13,448 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000554 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,132

F1 · price: Represents a grant of 21,006 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000555 · edgar.xml · nonDerivative · entry 1

Scannell William F · CIK 0001554376 · Pres., Global Enterprise Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,016

F1 · price: Represents a grant of 28,889 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000556 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,889

F1 · price: Represents a grant of 28,889 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

SEC source: 0001123292-19-000557 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,697

F1 · price: Represents a grant of 11,602 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

F2 · balance_after: The amount of securities shown as beneficially owned following the reported transaction includes 119,389 shares of Class C Common Stock acquired by the reporting person in a transaction previously reported on Form 5, which shares were inadvertently omitted from the reporting person's Form 4 filed on April 26, 2017.

SEC source: 0001123292-20-000550 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,031

F1 · kind: The reporting person's spouse received a grant of 2,031 restricted stock units on March 15, 2019. The restricted stock units vest in three approximately equal installments on March 15, 2020, March 15, 2021 and March 15, 2022, in each case contingent on continued service by the grantee on the applicable vesting date.

F1 · price: The reporting person's spouse received a grant of 2,031 restricted stock units on March 15, 2019. The restricted stock units vest in three approximately equal installments on March 15, 2020, March 15, 2021 and March 15, 2022, in each case contingent on continued service by the grantee on the applicable vesting date.

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 4

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Denali AIV Holdings, L.P.

Disclosed balance after: 0

Underlying: Class C Common Stock · 21,963,541 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F6 · kind: Following the distributions and contributions described above, Denali AIV sold 21,963,541 shares of Class B Common Stock to SLP V and SLTI V, which purchased 21,697,586 and 265,955 shares of Class B Common Stock, respectively, in each case, at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share.

F6 · price: Following the distributions and contributions described above, Denali AIV sold 21,963,541 shares of Class B Common Stock to SLP V and SLTI V, which purchased 21,697,586 and 265,955 shares of Class B Common Stock, respectively, in each case, at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F10 · ownership.nature: These shares of Class B Common Stock were directly held by Denali AIV and were subsequently sold to Fund V, as described above. Following such sale, Denali AIV holds zero shares of Class B Common Stock. The general partner of Denali AIV is SLTA SPV and the general partner of SLTA SPV is SLTA SPV GP.

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 3

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SL SPV-2, L.P.

Disclosed balance after: 39,047,589

Underlying: Class C Common Stock · 21,963,541 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F5 · kind: Following the distributions described in footnote (4) above, SPV-2 contributed the shares of Class B Common Stock to be sold to Fund V to a new entity, Denali AIV Holdings, L.P. ("Denali AIV") in which SPV-2 owned an interest and then distributed its interest in Denali AIV to certain investors in SPV-2 who were to receive cash proceeds in the sale of Class B Common Stock to Fund V. SLTA SPV-2, L.P., the general partner of SPV-2 further distributed the interests in Denali AIV it received to certain of its partners who were to receive cash proceeds in the sale.

F5 · price: Following the distributions described in footnote (4) above, SPV-2 contributed the shares of Class B Common Stock to be sold to Fund V to a new entity, Denali AIV Holdings, L.P. ("Denali AIV") in which SPV-2 owned an interest and then distributed its interest in Denali AIV to certain investors in SPV-2 who were to receive cash proceeds in the sale of Class B Common Stock to Fund V. SLTA SPV-2, L.P., the general partner of SPV-2 further distributed the interests in Denali AIV it received to certain of its partners who were to receive cash proceeds in the sale.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F9 · ownership.nature: These shares of Class B Common Stock are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 2

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III, L.P.

Disclosed balance after: 0

Underlying: Class C Common Stock · 1,693,974 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · kind: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F4 · price: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · ownership.nature: These shares of Class B Common Stock were directly held by SLTI III. The general partner of SLTI III is SLTA III and the general partner of SLTA III is SLTA III GP.

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 1

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III, L.P.

Disclosed balance after: 0

Underlying: Class C Common Stock · 59,317,156 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · kind: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F4 · price: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F7 · ownership.nature: These shares of Class B Common Stock were directly held by SLP III. The general partner of SLP III is SLTA III and the general partner of SLTA III is SLTA III GP.

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-19-003930 · doc4.xml · derivative · entry 2

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors V, L.P.

Disclosed balance after: 265,955

Underlying: Class C Common Stock · 265,955 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock ("Class B Common Stock") of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III"), at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share. Silver Lake Group, L.L.C. and Mr. Durban may be deemed to have acquired additional pecuniary interest in such shares in connection with Fund V's purchase as a result of their indirect interests in Fund V.

F2 · security: Following the sale described above, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and Silver Lake Partners V DE (AIV), L.P. and Silver Lake Technology Investors V, L.P. hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 additional shares of Class B Common Stock are held by a separate co-investor vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock ("Class B Common Stock") of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III"), at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share. Silver Lake Group, L.L.C. and Mr. Durban may be deemed to have acquired additional pecuniary interest in such shares in connection with Fund V's purchase as a result of their indirect interests in Fund V.

F1 · price: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock ("Class B Common Stock") of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III"), at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share. Silver Lake Group, L.L.C. and Mr. Durban may be deemed to have acquired additional pecuniary interest in such shares in connection with Fund V's purchase as a result of their indirect interests in Fund V.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F5 · ownership.nature: These shares of Class B Common Stock are directly held by SLTI V. The general partner of SLTI V is SLTA V and the general partner of SLTA V is SLTA V GP.

F9 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization, that the Reporting Persons engaged in a transaction subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-19-003930 · doc4.xml · derivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners V DE (AIV), L.P.

Disclosed balance after: 21,697,586

Underlying: Class C Common Stock · 21,697,586 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock ("Class B Common Stock") of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III"), at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share. Silver Lake Group, L.L.C. and Mr. Durban may be deemed to have acquired additional pecuniary interest in such shares in connection with Fund V's purchase as a result of their indirect interests in Fund V.

F2 · security: Following the sale described above, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and Silver Lake Partners V DE (AIV), L.P. and Silver Lake Technology Investors V, L.P. hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 additional shares of Class B Common Stock are held by a separate co-investor vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F1 · kind: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock ("Class B Common Stock") of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III"), at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share. Silver Lake Group, L.L.C. and Mr. Durban may be deemed to have acquired additional pecuniary interest in such shares in connection with Fund V's purchase as a result of their indirect interests in Fund V.

F1 · price: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock ("Class B Common Stock") of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III"), at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share. Silver Lake Group, L.L.C. and Mr. Durban may be deemed to have acquired additional pecuniary interest in such shares in connection with Fund V's purchase as a result of their indirect interests in Fund V.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · ownership.nature: These shares of Class B Common Stock are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").

F9 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization, that the Reporting Persons engaged in a transaction subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

SEC source: 0000899243-19-000197 · doc4a.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 4,181,882

Underlying: Class C Common Stock · 4,181,882 shares

Expires 2023-11-25

F1 · kind: This amended Form 4 is being filed for the purpose of filing a corrected Exhibit 24 and otherwise restates the reporting person's previous Form 4 filed on 1/2/2019 in its entirety. The reporting person transferred these options to a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

F2 · derivative.exercise_date: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

F2 · derivative.underlying_shares: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

F1 · ownership.nature: This amended Form 4 is being filed for the purpose of filing a corrected Exhibit 24 and otherwise restates the reporting person's previous Form 4 filed on 1/2/2019 in its entirety. The reporting person transferred these options to a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

SEC source: 0000899243-19-000197 · doc4a.xml · derivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 4,181,882 shares

Expires 2023-11-25

F1 · kind: This amended Form 4 is being filed for the purpose of filing a corrected Exhibit 24 and otherwise restates the reporting person's previous Form 4 filed on 1/2/2019 in its entirety. The reporting person transferred these options to a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

F2 · derivative.exercise_date: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

F2 · derivative.underlying_shares: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

SEC source: 0001123292-19-000004 · edgar.xml · derivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 4,181,882

Underlying: Class C Common Stock · 4,181,882 shares

Expires 2023-11-25

F1 · kind: The reporting person transferred these options to a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

F2 · derivative.exercise_date: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

F2 · derivative.underlying_shares: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

F1 · ownership.nature: The reporting person transferred these options to a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

SEC source: 0001123292-19-000004 · edgar.xml · derivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 4,181,882 shares

Expires 2023-11-25

F1 · kind: The reporting person transferred these options to a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

F2 · derivative.exercise_date: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

F2 · derivative.underlying_shares: Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.

SEC source: 0001123292-19-000010 · edgar.xml · derivative · entry 6

DORMAN DAVID W · CIK 0001082870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,829

Underlying: Class C Common Stock · 5,829 shares

Expires 2027-09-28

F2 · kind: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F2 · shares: On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.

F4 · derivative.exercise_date: The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date.