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DELL

Dell Technologies Inc.

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2822
SEC CIK
0001571996
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824

Last 12 months

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0 purchase rows · 2665 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 20260293
Apr 2026054
May 202600
Jun 202601116
Jul 20260226
Aug 202601
Sep 20260832
Oct 20260142

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 2, 2020 21:44 UTC
READ RORY PChief Operating Executive
Exercise / conversionClass C Common Stock 10,000 $26.67 $266,700.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 3

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 11:53 UTC
SLP Denali Co-Invest, L.P.Director · 10% owner
SLP Denali Co-Invest GP, L.L.C.Director · 10% owner
Exercise / conversionClass B Common Stock · Derivative 17,650,821 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000006 · doc4.xml · derivative · entry 3

SLP Denali Co-Invest, L.P. · CIK 0001590159 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 0

Underlying: Class C Common Stock · 17,650,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On December 30, 2019, SLP Denali converted its remaining 17,650,821 shares of Class B Common Stock into 17,650,821 shares of Class C Common Stock in connection with the distribution described in footnote (1) above.

F1 · kind: As previously described in a Schedule 13D filed on February 19, 2019 by the Reporting Persons and certain of their affiliates, as amended by Amendment No. 1 filed on July 2, 2019, on January 2, 2020, SLP Denali Co-Invest, L.P. ("SLP Denali"), a co-invest vehicle holding common stock of Dell Technologies Inc. (the "Issuer") solely for the benefit of third party investors co-investing alongside the Silver Lake Partners funds, distributed its remaining 17,650,821 shares of Class C Common Stock, par value $0.01 per share of the Issuer (the "Class C Common Stock"), pro rata to its participants, who will now hold their shares of Class C Common Stock directly and who will have investment discretion over those shares going forward. The pro rata distribution to these co-investors did not involve any sale or distribution of shares of common stock of the Issuer by the Silver Lake Partners funds, who still retain their full interests.

F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On December 30, 2019, SLP Denali converted its remaining 17,650,821 shares of Class B Common Stock into 17,650,821 shares of Class C Common Stock in connection with the distribution described in footnote (1) above.

F2 · price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On December 30, 2019, SLP Denali converted its remaining 17,650,821 shares of Class B Common Stock into 17,650,821 shares of Class C Common Stock in connection with the distribution described in footnote (1) above.

F2 · derivative.exercise_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On December 30, 2019, SLP Denali converted its remaining 17,650,821 shares of Class B Common Stock into 17,650,821 shares of Class C Common Stock in connection with the distribution described in footnote (1) above.

F2 · derivative.expiration_date: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On December 30, 2019, SLP Denali converted its remaining 17,650,821 shares of Class B Common Stock into 17,650,821 shares of Class C Common Stock in connection with the distribution described in footnote (1) above.

F3 · ownership.nature: These securities were directly held by SLP Denali. The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F4 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO of SLG. Each of SLP Denali and SLP Denali GP may have been deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that either of them is or was a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 11:53 UTC
SLP Denali Co-Invest, L.P.Director · 10% owner
SLP Denali Co-Invest GP, L.L.C.Director · 10% owner
Exercise / conversionClass C Common Stock 17,650,821 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000006 · doc4.xml · nonDerivative · entry 1

SLP Denali Co-Invest, L.P. · CIK 0001590159 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Denali Co-Invest, L.P.

Disclosed balance after: 17,650,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: As previously described in a Schedule 13D filed on February 19, 2019 by the Reporting Persons and certain of their affiliates, as amended by Amendment No. 1 filed on July 2, 2019, on January 2, 2020, SLP Denali Co-Invest, L.P. ("SLP Denali"), a co-invest vehicle holding common stock of Dell Technologies Inc. (the "Issuer") solely for the benefit of third party investors co-investing alongside the Silver Lake Partners funds, distributed its remaining 17,650,821 shares of Class C Common Stock, par value $0.01 per share of the Issuer (the "Class C Common Stock"), pro rata to its participants, who will now hold their shares of Class C Common Stock directly and who will have investment discretion over those shares going forward. The pro rata distribution to these co-investors did not involve any sale or distribution of shares of common stock of the Issuer by the Silver Lake Partners funds, who still retain their full interests.

F2 · kind: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On December 30, 2019, SLP Denali converted its remaining 17,650,821 shares of Class B Common Stock into 17,650,821 shares of Class C Common Stock in connection with the distribution described in footnote (1) above.

F1 · price: As previously described in a Schedule 13D filed on February 19, 2019 by the Reporting Persons and certain of their affiliates, as amended by Amendment No. 1 filed on July 2, 2019, on January 2, 2020, SLP Denali Co-Invest, L.P. ("SLP Denali"), a co-invest vehicle holding common stock of Dell Technologies Inc. (the "Issuer") solely for the benefit of third party investors co-investing alongside the Silver Lake Partners funds, distributed its remaining 17,650,821 shares of Class C Common Stock, par value $0.01 per share of the Issuer (the "Class C Common Stock"), pro rata to its participants, who will now hold their shares of Class C Common Stock directly and who will have investment discretion over those shares going forward. The pro rata distribution to these co-investors did not involve any sale or distribution of shares of common stock of the Issuer by the Silver Lake Partners funds, who still retain their full interests.

F2 · price: Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On December 30, 2019, SLP Denali converted its remaining 17,650,821 shares of Class B Common Stock into 17,650,821 shares of Class C Common Stock in connection with the distribution described in footnote (1) above.

F3 · ownership.nature: These securities were directly held by SLP Denali. The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F4 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO of SLG. Each of SLP Denali and SLP Denali GP may have been deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that either of them is or was a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 21:44 UTC
READ RORY PChief Operating Executive
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 60,000 $0.00 Strike: $26.67 $0.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · derivative · entry 6

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,500

Underlying: Class C Common Stock · 60,000 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The performance-based options are fully vested.

F3 · balance_after: Consists of 82,600 time-based options and 288,900 performance-based options.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 21:44 UTC
READ RORY PChief Operating Executive
SaleClass C Common Stock 60,000 $50.99 $3,059,400.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F1 · price: The price reported in Column 4 represents a weighted average sales price of $50.985. These shares were sold in multiple transactions at prices ranging from $50.96 to $51.12, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 21:44 UTC
READ RORY PChief Operating Executive
Exercise / conversionClass C Common Stock 60,000 $26.67 $1,600,200.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:14 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 141,454 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001361 · edgar.xml · derivative · entry 3

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,730

Underlying: Class C Common Stock · 141,454 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · balance_after: Consists of 687,273 time-based options and 161,457 performance-based options.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:14 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 141,454 $51.06 $7,222,641.24
Disclosure

SEC source: 0001123292-19-001361 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,554

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.059. These shares were sold in multiple transactions at prices ranging from $50.73 to $51.57, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:14 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionClass C Common Stock 141,454 $13.75 $1,944,992.50
Disclosure

SEC source: 0001123292-19-001361 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:20 UTC
Scannell William FPres., Global Enterprise Sales
GrantClass C Common Stock 167,890 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-001347 · edgar.xml · nonDerivative · entry 1

Scannell William F · CIK 0001554376 · Pres., Global Enterprise Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,074

F1 · price: Represents a grant of 167,890 restricted stock units. The restricted stock units vest in two approximately equal annual installments on December 9, 2021 and December 9, 2022, contingent on the reporting person's continued service on the applicable vesting dates.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:33 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock · Derivative 7,700,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-19-001343 · edgar.xml · derivative · entry 2

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,624,990

Underlying: Class C Common Stock · 7,700,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F1 · kind: On December 11, 2019, the reporting person exercised in part, for cash, a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. As of that date, the option was fully vested, and the remaining 3,209,091 shares underlying the option may be purchased at any time prior to the expiration of the option. The reporting person continues to hold the 7,700,000 shares after the partial exercise of the option.

F2 · price: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.exercise_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

F2 · derivative.expiration_date: Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 22:33 UTC
DELL MICHAEL SDirector · Chief Executive Officer · 10% owner
Exercise / conversionOption to Acquire Class A Common Stock · Derivative 7,700,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001343 · edgar.xml · derivative · entry 1

DELL MICHAEL S · CIK 0000908724 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,209,091

Underlying: Class A Common Stock · 7,700,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 11, 2019, the reporting person exercised in part, for cash, a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. As of that date, the option was fully vested, and the remaining 3,209,091 shares underlying the option may be purchased at any time prior to the expiration of the option. The reporting person continues to hold the 7,700,000 shares after the partial exercise of the option.

F1 · derivative.exercise_date: On December 11, 2019, the reporting person exercised in part, for cash, a stock option (the "option") awarded to him under the Stock Option Agreement, dated as of November 25, 2013, between the reporting person and the issuer, for 7,700,000 shares of Dell Technologies Inc. Class A common stock. As of that date, the option was fully vested, and the remaining 3,209,091 shares underlying the option may be purchased at any time prior to the expiration of the option. The reporting person continues to hold the 7,700,000 shares after the partial exercise of the option.

Read SEC document
December 09, 2019 Filed Mar 12, 2020 21:25 UTC
Dew AllisonChief Marketing Officer
GrantClass C Common Stock 3,684 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000550 · edgar.xml · nonDerivative · entry 2

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,715

F2 · kind: The reporting person's spouse received a grant of 3,684 restricted stock units on December 9, 2019. The restricted stock units vest in three approximately equal installments on December 9, 2020, December 9, 2021 and December 9, 2022, in each case contingent on continued service by the grantee on the applicable vesting date.

F2 · price: The reporting person's spouse received a grant of 3,684 restricted stock units on December 9, 2019. The restricted stock units vest in three approximately equal installments on December 9, 2020, December 9, 2021 and December 9, 2022, in each case contingent on continued service by the grantee on the applicable vesting date.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC
Haas MariusPres. & Chief Commercial Off.
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · derivative · entry 5

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 2,927,318

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 1,713,886 time-based options and 1,213,432 performance-based options.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC
Haas MariusPres. & Chief Commercial Off.
SaleClass C Common Stock 2,200 $48.51 $106,722.00
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 3

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $48.511. These shares were sold in multiple transactions at prices ranging from $48.35 to $48.64, inclusive.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC
Haas MariusPres. & Chief Commercial Off.
SaleClass C Common Stock 165,075 $47.86 $7,900,489.50
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 2,200

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $47.864. These shares were sold in multiple transactions at prices ranging from $47.34 to $48.34, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 and 4.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:34 UTC
Haas MariusPres. & Chief Commercial Off.
Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001318 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:16 UTC
ELIAS HOWARD DPresident, Services & Digital
SaleClass C Common Stock 7,702 $55.65 $428,616.30
Disclosure

SEC source: 0001123292-19-001284 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,368

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:45 UTC
CLARKE JEFFREY WVice Chairman, Products & Ops.
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 614,312 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001268 · edgar.xml · derivative · entry 3

CLARKE JEFFREY W · CIK 0001215588 · Vice Chairman, Products & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,927,318

Underlying: Class C Common Stock · 614,312 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are fully vested.

F3 · balance_after: Consists of 1,199,720 time-based options and 1,727,598 performance-based options.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:45 UTC
CLARKE JEFFREY WVice Chairman, Products & Ops.
SaleClass C Common Stock 614,312 $55.00 $33,787,160.00
Disclosure

SEC source: 0001123292-19-001268 · edgar.xml · nonDerivative · entry 2

CLARKE JEFFREY W · CIK 0001215588 · Vice Chairman, Products & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,155

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:45 UTC
CLARKE JEFFREY WVice Chairman, Products & Ops.
Exercise / conversionClass C Common Stock 614,312 $13.75 $8,446,790.00
Disclosure

SEC source: 0001123292-19-001268 · edgar.xml · nonDerivative · entry 1

CLARKE JEFFREY W · CIK 0001215588 · Vice Chairman, Products & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:33 UTC
CLARKE JEFFREY WVice Chairman, Products & Ops.
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 12,970 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001261 · edgar.xml · derivative · entry 3

CLARKE JEFFREY W · CIK 0001215588 · Vice Chairman, Products & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,541,630

Underlying: Class C Common Stock · 12,970 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options are fully vested.

F3 · balance_after: Consists of 1,456,803 time-based options and 2,084,827 performance-based options.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:33 UTC
CLARKE JEFFREY WVice Chairman, Products & Ops.
SaleClass C Common Stock 12,970 $55.00 $713,350.00
Disclosure

SEC source: 0001123292-19-001261 · edgar.xml · nonDerivative · entry 2

CLARKE JEFFREY W · CIK 0001215588 · Vice Chairman, Products & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,155

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:33 UTC
CLARKE JEFFREY WVice Chairman, Products & Ops.
Exercise / conversionClass C Common Stock 12,970 $13.75 $178,337.50
Disclosure

SEC source: 0001123292-19-001261 · edgar.xml · nonDerivative · entry 1

CLARKE JEFFREY W · CIK 0001215588 · Vice Chairman, Products & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:52 UTC
Haas MariusPres. & Chief Commercial Off.
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001252 · edgar.xml · derivative · entry 4

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,094,593

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 1,713,886 time-based options and 1,380,707 performance-based options.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:52 UTC
Haas MariusPres. & Chief Commercial Off.
SaleClass C Common Stock 167,275 $53.12 $8,885,648.00
Disclosure

SEC source: 0001123292-19-001252 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $53.12. These shares were sold in multiple transactions at prices ranging from $52.80 to $53.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:52 UTC
Haas MariusPres. & Chief Commercial Off.
Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001252 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:18 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 204,999 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001250 · edgar.xml · derivative · entry 4

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,666

Underlying: Class C Common Stock · 204,999 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 338,332 time-based options and 618,334 performance-based options.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:18 UTC
Price Steven HChief Human Resources Officer
SaleClass C Common Stock 2,300 $53.31 $122,613.00
Disclosure

SEC source: 0001123292-19-001250 · edgar.xml · nonDerivative · entry 3

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,767

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $53.314. These shares were sold in multiple transactions at prices ranging from $53.18 to $53.52, inclusive.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:18 UTC
Price Steven HChief Human Resources Officer
SaleClass C Common Stock 202,699 $52.63 $10,668,048.37
Disclosure

SEC source: 0001123292-19-001250 · edgar.xml · nonDerivative · entry 2

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,067

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $52.63. These shares were sold in multiple transactions at prices ranging from $52.18 to $53.17, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:18 UTC
Price Steven HChief Human Resources Officer
Exercise / conversionClass C Common Stock 204,999 $13.75 $2,818,736.25
Disclosure

SEC source: 0001123292-19-001250 · edgar.xml · nonDerivative · entry 1

Price Steven H · CIK 0001493424 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:45 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 141,454 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001244 · edgar.xml · derivative · entry 3

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,184

Underlying: Class C Common Stock · 141,454 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · balance_after: Consists of 687,273 time-based options and 302,911 performance-based options.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:45 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 141,454 $51.86 $7,335,804.44
Disclosure

SEC source: 0001123292-19-001244 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,554

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.859. These shares were sold in multiple transactions at prices ranging from $51.48 to $52.42, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:45 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionClass C Common Stock 141,454 $13.75 $1,944,992.50
Disclosure

SEC source: 0001123292-19-001244 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 20:36 UTC
Dew AllisonChief Marketing Officer
SaleClass C Common Stock 4,926 $50.66 $249,551.16
Disclosure

SEC source: 0001123292-19-001234 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,753

F1 · price: The price reported in Column 4 represents a weighted average sales price of $50.656. These shares were sold in multiple transactions at prices ranging from $50.65 to $50.67, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:36 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 42,909 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001235 · edgar.xml · derivative · entry 6

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 42,909 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:36 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 57,091 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001235 · edgar.xml · derivative · entry 5

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,818

Underlying: Class C Common Stock · 57,091 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 781,818 time-based options and 800,000 performance-based options.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:36 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 42,909 $50.52 $2,167,762.68
Disclosure

SEC source: 0001123292-19-001235 · edgar.xml · nonDerivative · entry 4

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,889

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $50.52. These shares were sold in multiple transactions at prices ranging from $50.22 to $50.93, inclusive.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:36 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 42,909 $13.75 $589,998.75
Disclosure

SEC source: 0001123292-19-001235 · edgar.xml · nonDerivative · entry 3

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:36 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 57,091 $50.51 $2,883,666.41
Disclosure

SEC source: 0001123292-19-001235 · edgar.xml · nonDerivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,889

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.512. These shares were sold in multiple transactions at prices ranging from $50.20 to $50.93, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:36 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 57,091 $13.75 $785,001.25
Disclosure

SEC source: 0001123292-19-001235 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:39 UTC
Quintos Karen HChief Customer Officer
GiftClass C Common Stock 165,095 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-001236 · edgar.xml · nonDerivative · entry 3

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 165,095

F2 · kind: Represents the contribution of these shares to a family trust of which the reporting person and her spouse serve as trustees.

F2 · ownership.nature: Represents the contribution of these shares to a family trust of which the reporting person and her spouse serve as trustees.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:39 UTC
Quintos Karen HChief Customer Officer
GiftClass C Common Stock 165,095 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-001236 · edgar.xml · nonDerivative · entry 2

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

F2 · kind: Represents the contribution of these shares to a family trust of which the reporting person and her spouse serve as trustees.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:39 UTC
Quintos Karen HChief Customer Officer
GiftClass C Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-001236 · edgar.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,697

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:30 UTC
ELIAS HOWARD DPresident, Services & Digital
SaleClass C Common Stock 7,702 $50.35 $387,795.70
Disclosure

SEC source: 0001123292-19-001224 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,070

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:44 UTC
Haas MariusPres. & Chief Commercial Off.
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 167,275 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · derivative · entry 5

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 3,261,868

Underlying: Class C Common Stock · 167,275 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Consists of 1,713,886 time-based options and 1,547,982 performance-based options.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:44 UTC
Haas MariusPres. & Chief Commercial Off.
SaleClass C Common Stock 19,248 $52.65 $1,013,407.20
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 3

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $52.65. These shares were sold in multiple transactions at prices ranging from $52.42 to $52.89, inclusive.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:44 UTC
Haas MariusPres. & Chief Commercial Off.
SaleClass C Common Stock 148,027 $51.78 $7,664,838.06
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 2

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 19,248

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.781. These shares were sold in multiple transactions at prices ranging from $51.40 to $52.39, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 3 and 4.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:44 UTC
Haas MariusPres. & Chief Commercial Off.
Exercise / conversionClass C Common Stock 167,275 $13.75 $2,300,031.25
Disclosure

SEC source: 0001123292-19-001200 · edgar.xml · nonDerivative · entry 1

Haas Marius · CIK 0001556683 · Pres. & Chief Commercial Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 167,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 20:32 UTC GrantOptions to Acquire Class C Common Stock · Derivative 5,842 $0.00 Strike: $50.95 $0.00
Disclosure

SEC source: 0001123292-19-001160 · edgar.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,842

Underlying: Class C Common Stock · 5,842 shares

Expires 2019-09-27

F2 · derivative.exercise_date: These stock options vest in full on the first anniversary of the 2019 Annual Meeting, contingent on the reporting person's continued service on such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.