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DELL

Dell Technologies Inc.

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2822
SEC CIK
0001571996
Parsed reports
824

Last 12 months

Inside the activity.

0 purchase rows · 2665 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 20260293
Apr 2026054
May 202600
Jun 202601116
Jul 20260226
Aug 202601
Sep 20260832
Oct 20260142

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 14, 2021 21:28 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 200,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000976 · edgar.xml · derivative · entry 4

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,818

Underlying: Class C Common Stock · 200,000 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 381,818 time-based options and 100,000 performance-based options.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:28 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 10,002 $104.53 $1,045,509.06
Disclosure

SEC source: 0001123292-21-000976 · edgar.xml · nonDerivative · entry 3

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,968

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $104.53. These shares were sold in multiple transactions at prices ranging from $104.48 to $104.60, inclusive.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:28 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 189,998 $104.05 $19,769,291.90
Disclosure

SEC source: 0001123292-21-000976 · edgar.xml · nonDerivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,970

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $104.051. These shares were sold in multiple transactions at prices ranging from $103.48 to $104.475, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:28 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 200,000 $13.75 $2,750,000.00
Disclosure

SEC source: 0001123292-21-000976 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:54 UTC
Dew AllisonChief Marketing Officer
Tax withholdingClass C Common Stock 29,658 $98.64 $2,925,465.12
Disclosure

SEC source: 0001123292-21-000936 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,643

F1 · kind: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on June 1, 2018.

F1 · price: Represents shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of a restricted stock award granted on June 1, 2018.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:55 UTC
ELIAS HOWARD DPresident, Services & Digital
SaleClass C Common Stock 4,106 $102.69 $421,645.14
Disclosure

SEC source: 0001123292-21-000937 · edgar.xml · nonDerivative · entry 4

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,923

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 represents a weighted average sales price of $102.69. These shares were sold in multiple transations at prices ranging from $102.57 to $102.80, inclusive.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:55 UTC
ELIAS HOWARD DPresident, Services & Digital
SaleClass C Common Stock 20,391 $102.16 $2,083,144.56
Disclosure

SEC source: 0001123292-21-000937 · edgar.xml · nonDerivative · entry 3

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,029

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $102.158. These shares were sold in multiple transactions at prices ranging from $101.56 to $102.52, inclusive.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:55 UTC
ELIAS HOWARD DPresident, Services & Digital
SaleClass C Common Stock 10,684 $100.96 $1,078,656.64
Disclosure

SEC source: 0001123292-21-000937 · edgar.xml · nonDerivative · entry 2

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,420

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $100.957. These shares were sold in multiple transactions at prices ranging form $100.55 to $101.53, inclusive.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:55 UTC
ELIAS HOWARD DPresident, Services & Digital
SaleClass C Common Stock 6,390 $100.31 $640,980.90
Disclosure

SEC source: 0001123292-21-000937 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,104

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $100.309. These shares were sold in multiple transactions at prices ranging from $99.55 to $100.53, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3,4 and 5.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:56 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 13,289 $102.36 $1,360,262.04
Disclosure

SEC source: 0001123292-21-000938 · edgar.xml · nonDerivative · entry 3

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,024

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 represents a weighted average sales price of $102.36. These shares were sold in multiple transactions at prices ranging from $102.07 to $102.84, inclusive.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:56 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 8,292 $101.68 $843,130.56
Disclosure

SEC source: 0001123292-21-000938 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,313

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $101.68. These shares were sold in multiple transactions at prices ranging from $101.07 to $102.05, inclusive.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:56 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 8,419 $100.62 $847,119.78
Disclosure

SEC source: 0001123292-21-000938 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,605

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $100.624. These shares were sold in multiple transactions at prices ranging from $100.07 to $101.06, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3, and 4.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 21:59 UTC
Saavedra Jennifer D.Chief Human Resources Officer
Tax withholdingClass C Common Stock 3,211 $89.08 $286,035.88
Disclosure

SEC source: 0001123292-21-000594 · edgar.xml · nonDerivative · entry 1

Saavedra Jennifer D. · CIK 0001850336 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,845

F1 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on April 10, 2019.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:15 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 200,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000533 · edgar.xml · derivative · entry 4

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,818

Underlying: Class C Common Stock · 200,000 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

F5 · balance_after: Consists of 381,818 time-based options and 300,000 performance-based options.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:15 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 66,491 $88.07 $5,855,862.37
Disclosure

SEC source: 0001123292-21-000533 · edgar.xml · nonDerivative · entry 3

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,968

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $88.073. These shares were sold in multiple transactions at prices ranging from $87.96 to $88.28, inclusive.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:15 UTC
Sweet Thomas WChief Financial Officer
SaleClass C Common Stock 133,509 $87.57 $11,691,383.13
Disclosure

SEC source: 0001123292-21-000533 · edgar.xml · nonDerivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,459

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $87.572. These shares were sold in multiple transactions at prices ranging from $86.96 to $87.955, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 21:15 UTC
Sweet Thomas WChief Financial Officer
Exercise / conversionClass C Common Stock 200,000 $13.75 $2,750,000.00
Disclosure

SEC source: 0001123292-21-000533 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:28 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 177,471 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000527 · edgar.xml · derivative · entry 3

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 177,471 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:28 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 177,471 $90.00 $15,972,390.00
Disclosure

SEC source: 0001123292-21-000527 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,024

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Represents multiple sales transactions effected at the price of $90.00.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:28 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionClass C Common Stock 177,471 $13.75 $2,440,226.25
Disclosure

SEC source: 0001123292-21-000527 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F1 · price: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:51 UTC
Dew AllisonChief Marketing Officer
Tax withholdingClass C Common Stock 5,546 $88.82 $492,595.72
Disclosure

SEC source: 0001123292-21-000518 · edgar.xml · nonDerivative · entry 2

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,301

F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:51 UTC
Dew AllisonChief Marketing Officer
GrantClass C Common Stock 14,782 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000518 · edgar.xml · nonDerivative · entry 1

Dew Allison · CIK 0001736762 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,847

F1 · price: Represents a grant of 14,782 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:53 UTC
ELIAS HOWARD DPresident, Services & Digital
Tax withholdingClass C Common Stock 9,636 $88.82 $855,869.52
Disclosure

SEC source: 0001123292-21-000519 · edgar.xml · nonDerivative · entry 2

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,494

F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:53 UTC
ELIAS HOWARD DPresident, Services & Digital
GrantClass C Common Stock 16,630 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000519 · edgar.xml · nonDerivative · entry 1

ELIAS HOWARD D · CIK 0001114638 · President, Services & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,130

F1 · price: Represents a grant of 16,630 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:58 UTC
Scannell William FPresident, Global Sales
GrantClass C Common Stock 20,157 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000521 · edgar.xml · nonDerivative · entry 1

Scannell William F · CIK 0001554376 · President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,456

F1 · price: Represents a grant of 20,157 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:56 UTC
Rios BrunildaChief Accounting Officer
Tax withholdingClass C Common Stock 670 $88.82 $59,509.40
Disclosure

SEC source: 0001123292-21-000520 · edgar.xml · nonDerivative · entry 2

Rios Brunilda · CIK 0001803866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,635

F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 00:56 UTC
Rios BrunildaChief Accounting Officer
GrantClass C Common Stock 3,928 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000520 · edgar.xml · nonDerivative · entry 1

Rios Brunilda · CIK 0001803866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,305

F1 · price: Represents a grant of 3,928 restricted stock units ("RSUs"). The RSUs vest in three equal installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:01 UTC
Sweet Thomas WChief Financial Officer
Tax withholdingClass C Common Stock 10,358 $88.82 $919,997.56
Disclosure

SEC source: 0001123292-21-000522 · edgar.xml · nonDerivative · entry 2

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,968

F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:01 UTC
Sweet Thomas WChief Financial Officer
GrantClass C Common Stock 20,157 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000522 · edgar.xml · nonDerivative · entry 1

Sweet Thomas W · CIK 0001399072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,326

F1 · price: Represents a grant of 20,157 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:04 UTC
Saavedra Jennifer D.Chief Human Resources Officer
Tax withholdingClass C Common Stock 1,534 $88.82 $136,249.88
Disclosure

SEC source: 0001123292-21-000523 · edgar.xml · nonDerivative · entry 2

Saavedra Jennifer D. · CIK 0001850336 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,056

F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:04 UTC
Saavedra Jennifer D.Chief Human Resources Officer
GrantClass C Common Stock 37,793 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000523 · edgar.xml · nonDerivative · entry 1

Saavedra Jennifer D. · CIK 0001850336 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,590

F1 · price: Represents grants of 37,793 restricted stock units ("RSUs"). The RSUs vest in three equal installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:06 UTC
CLARKE JEFFREY WCOO & Vice Chairman
GrantClass C Common Stock 35,523 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000524 · edgar.xml · nonDerivative · entry 1

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,968

F1 · price: Represents a grant of 35,523 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:09 UTC
Rothberg Richard JGeneral Counsel & Secretary
Tax withholdingClass C Common Stock 7,565 $88.82 $671,923.30
Disclosure

SEC source: 0001123292-21-000525 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,024

F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019 and March 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 18, 2021 01:09 UTC
Rothberg Richard JGeneral Counsel & Secretary
GrantClass C Common Stock 15,811 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000525 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,589

F1 · price: Represents a grant of 15,811 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:27 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 177,474 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000206 · edgar.xml · derivative · entry 3

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,471

Underlying: Class C Common Stock · 177,474 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options are fully vested.

F4 · balance_after: Consists of 173,184 time-based options and 4,287 performance-based options.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:27 UTC
Rothberg Richard JGeneral Counsel & Secretary
SaleClass C Common Stock 177,474 $80.00 $14,197,920.00
Disclosure

SEC source: 0001123292-21-000206 · edgar.xml · nonDerivative · entry 2

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,778

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Represents multiple sales transactions effected at the price of $80.00.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:27 UTC
Rothberg Richard JGeneral Counsel & Secretary
Exercise / conversionClass C Common Stock 177,474 $13.75 $2,440,267.50
Disclosure

SEC source: 0001123292-21-000206 · edgar.xml · nonDerivative · entry 1

Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 23:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 13,946 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000187 · edgar.xml · derivative · entry 7

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Common Stock · 13,946 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

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February 03, 2021 Filed Feb 4, 2021 23:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
SaleClass C Common Stock 13,946 $76.75 $1,070,355.50
Disclosure

SEC source: 0001123292-21-000187 · edgar.xml · nonDerivative · entry 5

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,445

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Represents multiple sales transactions effected at the price of $76.75.

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February 03, 2021 Filed Feb 4, 2021 23:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionClass C Common Stock 13,946 $13.75 $191,757.50
Disclosure

SEC source: 0001123292-21-000187 · edgar.xml · nonDerivative · entry 4

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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February 02, 2021 Filed Feb 4, 2021 23:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 100,000 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000187 · edgar.xml · derivative · entry 6

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

Underlying: Class C Common Stock · 100,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

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February 02, 2021 Filed Feb 4, 2021 23:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
SaleClass C Common Stock 4,250 $77.54 $329,545.00
Disclosure

SEC source: 0001123292-21-000187 · edgar.xml · nonDerivative · entry 3

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,445

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $77.535. These shares were sold in multiple transactions at prices ranging from $77.51 to $77.59, inclusive.

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February 02, 2021 Filed Feb 4, 2021 23:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
SaleClass C Common Stock 95,750 $77.07 $7,379,452.50
Disclosure

SEC source: 0001123292-21-000187 · edgar.xml · nonDerivative · entry 2

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,695

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $77.074. These shares were sold in multiple transactions at prices ranging from $76.505 to $77.50, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

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February 02, 2021 Filed Feb 4, 2021 23:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionClass C Common Stock 100,000 $13.75 $1,375,000.00
Disclosure

SEC source: 0001123292-21-000187 · edgar.xml · nonDerivative · entry 1

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 22:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 19,239 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000146 · edgar.xml · derivative · entry 6

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,946

Underlying: Class C Common Stock · 19,239 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

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January 28, 2021 Filed Jan 29, 2021 22:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
SaleClass C Common Stock 19,239 $75.05 $1,443,886.95
Disclosure

SEC source: 0001123292-21-000146 · edgar.xml · nonDerivative · entry 4

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,445

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 represents a weighted average sales price of $75.045. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.13, inclusive.

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January 28, 2021 Filed Jan 29, 2021 22:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionClass C Common Stock 19,239 $13.75 $264,536.25
Disclosure

SEC source: 0001123292-21-000146 · edgar.xml · nonDerivative · entry 3

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 42,337 $0.00 Strike: $13.75 $0.00
Disclosure

SEC source: 0001123292-21-000146 · edgar.xml · derivative · entry 5

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,185

Underlying: Class C Common Stock · 42,337 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
SaleClass C Common Stock 42,337 $75.31 $3,188,399.47
Disclosure

SEC source: 0001123292-21-000146 · edgar.xml · nonDerivative · entry 2

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,445

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 represents a weighted average sales price of $75.306. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.73, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.

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January 27, 2021 Filed Jan 29, 2021 22:55 UTC
CLARKE JEFFREY WCOO & Vice Chairman
Exercise / conversionClass C Common Stock 42,337 $13.75 $582,133.75
Disclosure

SEC source: 0001123292-21-000146 · edgar.xml · nonDerivative · entry 1

CLARKE JEFFREY W · CIK 0001215588 · COO & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.