DE

SEC source: 0000315189-13-000009 · primary_doc.xml · derivative · entry 8

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,219

Underlying: Common Stock · 7,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

SEC source: 0000315189-13-000009 · primary_doc.xml · derivative · entry 7

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

Underlying: Common Stock · 2,000 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.

SEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 6

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F2 · balance_after: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.

SEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 5

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000009 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000010 · primary_doc.xml · derivative · entry 3

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,922 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-13-000010 · primary_doc.xml · nonDerivative · entry 2

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,373.5172

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares.

F2 · balance_after: Includes 153,478 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 47,203 common shares of the Issuer that are directly owned by a limited liability company for the benefit of the reporting persons immediate family.

SEC source: 0000315189-13-000010 · primary_doc.xml · nonDerivative · entry 1

ALLEN SAMUEL R · CIK 0001196901 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,295.5172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares.

SEC source: 0000315189-13-000011 · primary_doc.xml · derivative · entry 6

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 17,021 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012.

SEC source: 0000315189-13-000011 · primary_doc.xml · derivative · entry 5

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,787 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012.

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 4

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,601

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 3

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,775

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

F3 · balance_after: Includes 40,775 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

SEC source: 0000315189-13-000008 · primary_doc.xml · derivative · entry 6

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 32,560 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

SEC source: 0000315189-13-000008 · primary_doc.xml · derivative · entry 5

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,237 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

SEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 4

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 23,000

F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012.

SEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 3

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 55,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012.

SEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 2

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,539

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012.

F3 · balance_after: Includes 46,017 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 1

Mack Michael J · CIK 0001349264 · President, WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012.

SEC source: 0000315189-13-000007 · primary_doc.xml · derivative · entry 9

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,242

Underlying: Common Stock · 7,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.

SEC source: 0000315189-13-000007 · primary_doc.xml · derivative · entry 8

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,219

Underlying: Common Stock · 7,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

SEC source: 0000315189-13-000007 · primary_doc.xml · derivative · entry 7

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,090

Underlying: Common Stock · 3,257 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.

SEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 6

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F2 · balance_after: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.

SEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 5

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000007 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000004 · primary_doc.xml · derivative · entry 3

Field James M. · CIK 0001411742 · Pres.Ag&Turf, Americas, Austr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,086 shares

Expires 2005-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012.

F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 7, 2006, 2007 and 2008.

SEC source: 0000315189-13-000004 · primary_doc.xml · nonDerivative · entry 2

Field James M. · CIK 0001411742 · Pres.Ag&Turf, Americas, Austr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,412

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012.

F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F3 · balance_after: Includes 40,572 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust.

SEC source: 0000315189-13-000004 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · Pres.Ag&Turf, Americas, Austr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012.

F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

SEC source: 0000315189-13-000005 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,242

Underlying: Common Stock · 7,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.

SEC source: 0000315189-13-000005 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F2 · balance_after: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.

SEC source: 0000315189-13-000005 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

SEC source: 0000315189-13-000001 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,706.322

Underlying: Common Stock · 332.678 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 9,201 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000002 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,324.489

Underlying: Common Stock · 347.142 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-13-000003 · primary_doc.xml · derivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,529.291

Underlying: Common Stock · 289.285 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 9,201 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-12-000059 · primary_doc.xml · derivative · entry 4

ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,899

Underlying: Common Stock · 0 shares

Expires 2022-12-12

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.

SEC source: 0000315189-12-000059 · primary_doc.xml · nonDerivative · entry 2

ALLEN SAMUEL R · CIK 0001196901 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,373.5172

F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F3 · balance_after: Includes 153,478 restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

SEC source: 0000315189-12-000060 · primary_doc.xml · derivative · entry 4

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,130

Underlying: Common Stock · 25,130 shares

Expires 2022-12-12

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.

SEC source: 0000315189-12-000060 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226

F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F3 · balance_after: Includes 62,227 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-12-000061 · primary_doc.xml · derivative · entry 2

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,130

Underlying: Common Stock · 25,130 shares

Expires 2022-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.

SEC source: 0000315189-12-000061 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,775

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 40,775 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 19,601 shares directly owned by a family trust.

SEC source: 0000315189-12-000062 · primary_doc.xml · derivative · entry 2

Field James M. · CIK 0001411742 · President, Ag & Turf Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,036

Underlying: Common Stock · 23,036 shares

Expires 2022-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.

SEC source: 0000315189-12-000062 · primary_doc.xml · nonDerivative · entry 1

Field James M. · CIK 0001411742 · President, Ag & Turf Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,412

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 40,572 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust.

SEC source: 0000315189-12-000064 · primary_doc.xml · derivative · entry 2

Mack Michael J · CIK 0001349264 · President WW C&F Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,989

Underlying: Common Stock · 21,989 shares

Expires 2022-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.