DE

SEC source: 0000315189-16-000117 · primary_doc.xml · nonDerivative · entry 1

Reed Cory J · CIK 0001687890 · Pres., John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · security: Intra-plan transfer out of units in the company stock fund of the Deere & Company 401(k) Savings and Investment Plan. The information provided by the trustee is as of November 29, 2016 when the per unit value was $145.43.

F1 · price: Intra-plan transfer out of units in the company stock fund of the Deere & Company 401(k) Savings and Investment Plan. The information provided by the trustee is as of November 29, 2016 when the per unit value was $145.43.

SEC source: 0000315189-16-000114 · primary_doc.xml · derivative · entry 6

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,090 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 27, 2016.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012.

SEC source: 0000315189-16-000114 · primary_doc.xml · nonDerivative · entry 4

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,115

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 27, 2016.

F2 · balance_after: Includes 29,865 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

SEC source: 0000315189-16-000114 · primary_doc.xml · nonDerivative · entry 3

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 27, 2016.

SEC source: 0000315189-16-000113 · primary_doc.xml · derivative · entry 12

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,411 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F6 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F9 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.

SEC source: 0000315189-16-000113 · primary_doc.xml · derivative · entry 11

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,422 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F6 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F8 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 8

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,320

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.00 to $102.33, inclusive.

F5 · balance_after: Includes 15,480 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 7

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 6

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,320

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.345, inclusive.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 5

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

SEC source: 0000315189-16-000114 · primary_doc.xml · derivative · entry 5

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,312 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 27, 2016.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010.

SEC source: 0000315189-16-000114 · primary_doc.xml · nonDerivative · entry 2

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,115

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 27, 2016.

SEC source: 0000315189-16-000114 · primary_doc.xml · nonDerivative · entry 1

Guinn Max A · CIK 0001555500 · President, WW C&F, Lbr Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 27, 2016.

SEC source: 0000315189-16-000113 · primary_doc.xml · derivative · entry 10

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422

Underlying: Common Stock · 3,175 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F6 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F8 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.

SEC source: 0000315189-16-000113 · primary_doc.xml · derivative · entry 9

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,606 shares

Expires 2017-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F6 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 4

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,320

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.00 to $93.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, and 4.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 3

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 2

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,320

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.00 to $93.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, and 4.

SEC source: 0000315189-16-000113 · primary_doc.xml · nonDerivative · entry 1

May John C II · CIK 0001556144 · President, Ag Solutions & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted March 3, 2016.

SEC source: 0000315189-16-000103 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,038.11

Underlying: Common Stock · 395.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from the line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 14,724 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Stock Ownership Plan.

SEC source: 0000315189-16-000104 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,567.76

Underlying: Common Stock · 468.66 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000105 · primary_doc.xml · derivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143.32

Underlying: Common Stock · 351.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000106 · primary_doc.xml · derivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617.81

Underlying: Common Stock · 351.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,986 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000107 · primary_doc.xml · derivative · entry 2

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466.87

Underlying: Common Stock · 395.43 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F4 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting.

SEC source: 0000315189-16-000108 · primary_doc.xml · derivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046.95

Underlying: Common Stock · 351.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of the phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,470 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0001225208-16-037982 · doc4.xml · nonDerivative · entry 2

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,423,573

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.8450 to $77.8400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001225208-16-037982 · doc4.xml · nonDerivative · entry 1

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

GATES WILLIAM H III · CIK 0000902012 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,471,992

F1 · price: This transaction was executed in multiple trades at prices ranging from $77.8500 to $78.2200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000315189-16-000107 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,276

F1 · balance_after: Includes 5,176 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000097 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,331.2

Underlying: Common Stock · 416.46 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from the line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 14,724 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Stock Ownership Plan.

SEC source: 0000315189-16-000098 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,906.75

Underlying: Common Stock · 493.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000099 · primary_doc.xml · derivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,732.11

Underlying: Common Stock · 370.19 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000100 · primary_doc.xml · derivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248.94

Underlying: Common Stock · 370.19 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,986 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000102 · primary_doc.xml · derivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682.46

Underlying: Common Stock · 370.19 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of the phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,470 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000101 · primary_doc.xml · derivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047.9

Underlying: Common Stock · 416.46 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 3,750 $1 par common shares of the Issuer and 5,176 restricted stock units. The restricted stock units were acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000092 · primary_doc.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,240.61

Underlying: Common Stock · 497.8958 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000091 · primary_doc.xml · derivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,632.62

Underlying: Common Stock · 438.3686 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from the line-item reporting. The reporting person also directly beneficially owns 22,716 $1 par common shares of the Issuer and 14,724 restricted stock units. The stock units and 19,916 of the shares are restricted units and shares acquired under the Issuer's Nonemployee Stock Ownership Plan.

SEC source: 0000315189-16-000093 · primary_doc.xml · derivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,309.89

Underlying: Common Stock · 389.661 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000094 · primary_doc.xml · derivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865.48

Underlying: Common Stock · 389.661 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially own 2,986 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000095 · primary_doc.xml · derivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612.84

Underlying: Common Stock · 422.1327 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially own 3,750 $1 par common shares of the Issuer and 5,176 restricted stock units. The restricted stock units were acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000096 · primary_doc.xml · derivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303

Underlying: Common Stock · 389.661 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.

F3 · balance_after: The reported holdings of the phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 2,470 restricted stock units acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-16-000081 · primary_doc.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,440

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 19,916 restricted stock shares and 14,724 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-16-000082 · primary_doc.xml · nonDerivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,256

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 6,532 restricted stock shares and 14,724 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000083 · primary_doc.xml · nonDerivative · entry 1

JAIN DIPAK C · CIK 0001231918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,958

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 13,234 restricted stock shares and 14,724 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000084 · primary_doc.xml · nonDerivative · entry 1

Johanns Michael O. · CIK 0001630280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,986

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 2,986 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000085 · primary_doc.xml · nonDerivative · entry 1

JONES CLAYTON M · CIK 0001191566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,548

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 824 restricted stock shares and 14,724 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000086 · primary_doc.xml · nonDerivative · entry 1

Krzanich Brian M · CIK 0001538580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

F1 · security: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 1,656 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions area as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000087 · primary_doc.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,926

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 5,176 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000088 · primary_doc.xml · nonDerivative · entry 1

SMITH SHERRY M · CIK 0001214552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,326

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 7,326 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000089 · primary_doc.xml · nonDerivative · entry 1

STOCKTON DMITRI L · CIK 0001614734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 2,470 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-16-000090 · primary_doc.xml · nonDerivative · entry 1

Talton Sheila · CIK 0001490478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470

F1 · shares: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2 · balance_after: Includes 2,470 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.