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DuPont de Nemours, Inc.

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3297
SEC CIK
0001666700
Parsed reports
797

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2018 Filed Jun 19, 2018 17:47 UTC GrantCommon Stock 566.663 $67.75 $38,391.42
Disclosure

SEC source: 0001127294-18-000005 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,151.8361

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:54 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantDeferred Stock Units · Derivative 4.1732 $67.75 $282.73
Disclosure

SEC source: 0001666700-18-000031 · edgar.xml · derivative · entry 3

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748.2821

Underlying: Common Stock · 4.1732 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock.

F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time.

F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:54 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GrantCommon Stock 1,525.8979 $67.75 $103,379.58
Disclosure

SEC source: 0001666700-18-000031 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,652.4782

F1 · balance_after: Includes unvested RSUs, deferred stock units and direct ownership

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:53 UTC GrantCommon Stock 48.6252 $67.75 $3,294.36
Disclosure

SEC source: 0001713192-18-000005 · edgar.xml · nonDerivative · entry 1

Desmond Jeanmarie F. · CIK 0001713192 · Co-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,294.2908

F1 · balance_after: Includes direct ownership and unvested RSUs

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:52 UTC
FOX STACY LGeneral Counsel & Secretary
GrantCommon Stock 462.0406 $67.75 $31,303.25
Disclosure

SEC source: 0001280220-18-000005 · edgar.xml · nonDerivative · entry 1

FOX STACY L · CIK 0001280220 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,563.2752

F1 · balance_after: Includes direct ownership and unvested restricted stock units

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:50 UTC
Collins James C. Jr.Chief Operating Officer
GrantDeferred Stock Units · Derivative 0.0135 $67.75 $0.91
Disclosure

SEC source: 0001625045-18-000005 · edgar.xml · derivative · entry 2

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.4841

Underlying: Common Stock · 0.0135 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents the right to receive one share of DowDuPont common stock.

F3 · derivative.exercise_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont.

F3 · derivative.expiration_date: Units are payable in shares following termination of the reporting person's employment with DowDuPont.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:50 UTC
Collins James C. Jr.Chief Operating Officer
GrantCommon Stock 699.1756 $67.75 $47,369.15
Disclosure

SEC source: 0001625045-18-000005 · edgar.xml · nonDerivative · entry 1

Collins James C. Jr. · CIK 0001625045 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,853.5112

F1 · balance_after: Includes direct ownership and unvested restricted stock units

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:51 UTC
Doyle Christopher MarcChief Operating Officer
GrantCommon Stock 644.6857 $67.75 $43,677.46
Disclosure

SEC source: 0001660483-18-000005 · edgar.xml · nonDerivative · entry 1

Doyle Christopher Marc · CIK 0001660483 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,013.2199

F1 · balance_after: Includes direct ownership and unvested restricted stock units

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:45 UTC GrantCommon Stock 459.4482 $67.75 $31,127.62
Disclosure

SEC source: 0001188585-18-000005 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,505.6886

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:46 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 26.1027 $67.75 $1,768.46
Disclosure

SEC source: 0001217496-18-000003 · edgar.xml · derivative · entry 2

HEWSON MARILLYN A · CIK 0001217496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,679.9433

Underlying: Common Stock · 26.1027 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont common stock.

F3 · kind: Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Common stock units to be paid in cash upon reporting person's retirement.

F4 · derivative.expiration_date: Common stock units to be paid in cash upon reporting person's retirement.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:46 UTC GrantCommon Stock 325.8507 $67.75 $22,076.38
Disclosure

SEC source: 0001217496-18-000003 · edgar.xml · nonDerivative · entry 1

HEWSON MARILLYN A · CIK 0001217496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,133.6604

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:49 UTC
Ward PatDirector
GrantCommon Stock 88.8876 $67.75 $6,022.13
Disclosure

SEC source: 0001666700-18-000030 · edgar.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941.6038

F1 · balance_after: Includes unvested restricted stock units and direct ownership.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:45 UTC GrantRestricted DowDuPont Common Stock Units · Derivative 23.9602 $67.75 $1,623.30
Disclosure

SEC source: 0001398379-18-000003 · edgar.xml · derivative · entry 3

BROWN ROBERT A · CIK 0001398379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295.8386

Underlying: Common Stock · 23.9602 shares

Expires not disclosed

F2 · derivative.exercise_price: Units convert one-for-one to DowDuPont Common Stock.

F3 · kind: Dividend equivalents credited as restricted stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.

F5 · price: Price used to calculate dividend equivalents.

F4 · derivative.exercise_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

F4 · derivative.expiration_date: Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:45 UTC GrantCommon Stock 254.5438 $67.75 $17,245.34
Disclosure

SEC source: 0001398379-18-000003 · edgar.xml · nonDerivative · entry 1

BROWN ROBERT A · CIK 0001398379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,637.0921

F1 · balance_after: Includes unvested RSUs

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:44 UTC GrantCommon Stock 120.1198 $67.75 $8,138.12
Disclosure

SEC source: 0001666700-18-000028 · edgar.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,536.2116

F1 · balance_after: Represents unvested RSUs

Read SEC document
June 12, 2018 Filed Jun 13, 2018 21:38 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 26,098 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-18-010626 · doc4.xml · derivative · entry 9

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,694

Underlying: Common Stock · 26,098 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F5 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 21:38 UTC
LIVERIS ANDREW NFormer Executive Chairman
SaleCommon Stock 26,098 $69.58 $1,815,898.84
Disclosure

SEC source: 0001225208-18-010626 · doc4.xml · nonDerivative · entry 4

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,618.089

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: The price represents the weighted average sale price. All sales occurred at a range of $69.55 to $69.65.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 21:38 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionCommon Stock 26,098 $9.53 $248,713.94
Disclosure

SEC source: 0001225208-18-010626 · doc4.xml · nonDerivative · entry 3

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,716.089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 21:38 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 73,902 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-18-010626 · doc4.xml · derivative · entry 8

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,792

Underlying: Common Stock · 73,902 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F5 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 21:38 UTC
LIVERIS ANDREW NFormer Executive Chairman
SaleCommon Stock 73,902 $69.57 $5,141,066.53
Disclosure

SEC source: 0001225208-18-010626 · doc4.xml · nonDerivative · entry 2

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,618.089

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $69.55 to $69.60.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 21:38 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionCommon Stock 73,902 $9.53 $704,286.06
Disclosure

SEC source: 0001225208-18-010626 · doc4.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,520.089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 68,406 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · derivative · entry 12

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,694

Underlying: Common Stock · 68,406 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F6 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
SaleCommon Stock 68,406 $69.50 $4,754,217.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · nonDerivative · entry 6

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,618.089

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · price: All trades occurred at a price of $69.50.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionCommon Stock 68,406 $9.53 $651,909.18
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · nonDerivative · entry 5

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,024.089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · derivative · entry 11

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,100

Underlying: Common Stock · 100,000 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F6 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · derivative · entry 10

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,100

Underlying: Common Stock · 100,000 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F6 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
SaleCommon Stock 100,000 $68.21 $6,820,700.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · nonDerivative · entry 4

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,618.089

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: The price represents the weighted average sale price. All sales occurred at a range of $68.20 to 68.24.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
SaleCommon Stock 100,000 $69.28 $6,927,700.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · nonDerivative · entry 3

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,618.089

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $69.25 to $69.49.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionCommon Stock 100,000 $9.53 $953,000.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · nonDerivative · entry 2

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,618.089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 22:02 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionCommon Stock 100,000 $9.53 $953,000.00
Disclosure

SEC source: 0001225208-18-010428 · doc4.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,618.089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:17 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 9,610 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001225208-18-010346 · doc4.xml · derivative · entry 8

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,645

Underlying: Common Stock · 9,610 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F3 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:17 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 10,231 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001225208-18-010346 · doc4.xml · derivative · entry 7

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,231 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F2 · derivative.exercise_date: The options vested in three annual installments beginning on February 10, 2013.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:17 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
SaleCommon Stock 10,231 $68.40 $699,800.40
Disclosure

SEC source: 0001225208-18-010346 · doc4.xml · nonDerivative · entry 4

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,848.7416

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:17 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
SaleCommon Stock 9,610 $68.40 $657,324.00
Disclosure

SEC source: 0001225208-18-010346 · doc4.xml · nonDerivative · entry 3

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,079.7416

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:17 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionCommon Stock 9,610 $32.16 $309,057.60
Disclosure

SEC source: 0001225208-18-010346 · doc4.xml · nonDerivative · entry 2

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,689.7416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:17 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionCommon Stock 10,231 $34.00 $347,854.00
Disclosure

SEC source: 0001225208-18-010346 · doc4.xml · nonDerivative · entry 1

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,079.7416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 16:39 UTC GrantCommon Stock 272.9683 $64.11 $17,500.00
Disclosure

SEC source: 0001127294-18-000004 · edgar.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,585.1731

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:34 UTC GrantCommon Stock 721.4163 $64.11 $46,250.00
Disclosure

SEC source: 0001188585-18-000004 · edgar.xml · nonDerivative · entry 1

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,046.2404

F1 · balance_after: Includes direct ownership, unvested RSUs and vested deferred stock units.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:56 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 91,035 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001225208-18-009816 · doc4.xml · derivative · entry 8

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,255

Underlying: Common Stock · 91,035 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F6 · derivative.exercise_date: The options vested in three annual installments beginning on February 15, 2014.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:56 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 38,813 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001225208-18-009816 · doc4.xml · derivative · entry 7

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,231

Underlying: Common Stock · 38,813 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F5 · derivative.exercise_date: The options vested in three annual installments beginning on February 10, 2013.

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May 22, 2018 Filed May 24, 2018 18:56 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
SaleCommon Stock 91,035 $68.41 $6,227,613.32
Disclosure

SEC source: 0001225208-18-009816 · doc4.xml · nonDerivative · entry 4

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,848.7416

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: The price represents the weighted average sale price. All sales occurred at a range of $68.30 to $68.72.

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May 22, 2018 Filed May 24, 2018 18:56 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
SaleCommon Stock 38,813 $68.43 $2,656,012.40
Disclosure

SEC source: 0001225208-18-009816 · doc4.xml · nonDerivative · entry 3

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,883.7416

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $68.30 to $68.66.

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May 22, 2018 Filed May 24, 2018 18:56 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionCommon Stock 38,813 $34.00 $1,319,642.00
Disclosure

SEC source: 0001225208-18-009816 · doc4.xml · nonDerivative · entry 2

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,696.7416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:56 UTC
KALIL CHARLES JSpecial Counsellor · General Counsel-MatCo
Exercise / conversionCommon Stock 91,035 $32.16 $2,927,685.60
Disclosure

SEC source: 0001225208-18-009816 · doc4.xml · nonDerivative · entry 1

KALIL CHARLES J · CIK 0001308007 · Special Counsellor · General Counsel-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,883.7416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:59 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001225208-18-009783 · doc4.xml · derivative · entry 6

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,100

Underlying: Common Stock · 100,000 shares

Expires 2019-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.

F4 · derivative.exercise_date: The options vested in three annual installments beginning on February 13, 2010.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:59 UTC
LIVERIS ANDREW NFormer Executive Chairman
SaleCommon Stock 100,000 $68.50 $6,850,000.00
Disclosure

SEC source: 0001225208-18-009783 · doc4.xml · nonDerivative · entry 2

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,618.089

F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: All sales occurred at a price of $68.50.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:59 UTC
LIVERIS ANDREW NFormer Executive Chairman
Exercise / conversionCommon Stock 100,000 $9.53 $953,000.00
Disclosure

SEC source: 0001225208-18-009783 · doc4.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Former Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,618.089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:32 UTC
Fitterling James RChief Operating Officer-MatCo
GiftCommon Stock 8,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009734 · doc4.xml · nonDerivative · entry 1

Fitterling James R · CIK 0001490029 · Chief Operating Officer-MatCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,842.949

Read SEC document
May 15, 2018 Filed Feb 8, 2019 22:16 UTC
BREEN EDWARD DDirector · Chief Executive Officer
GiftCommon Stock 3,906 $0.00 $0.00
Disclosure

SEC source: 0000030554-19-000002 · edgar.xml · nonDerivative · entry 1

BREEN EDWARD D · CIK 0001223619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family trust (GRAT)

Disclosed balance after: 260,761.9527

F1 · balance_after: Includes direct ownership and unvested restricted stock units.

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April 25, 2018 Filed Apr 26, 2018 17:18 UTC GrantCommon Stock 2,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008098 · doc4.xml · nonDerivative · entry 1

RINGLER JAMES M · CIK 0001009139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

F1 · shares: Award of stock with transfer restrictions exempt under Rule 16b-3

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.