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DCOY

Decoy Therapeutics Inc.

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937
SEC CIK
0001615219
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169

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2022 Filed Mar 9, 2022 16:03 UTC
Rosenblum Mark JExec VP Finance, CFO
PurchaseCommon Stock 76,246 $0.39 $29,812.19
Disclosure

SEC source: 0001615219-22-000019 · wf-form4_164685975971462.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,319

F1 · shares: The Registrant issued these shares to the reporting person as part of his bonus; which shares were issued in lieu of net cash compensation. The shares were issued at the fair market value of the Registrants common stock on the date of grant.

Read SEC document
March 03, 2022 Filed Mar 9, 2022 21:01 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 139,488 $0.39 $54,539.81
Disclosure

SEC source: 0001615219-22-000018 · wf-form4_164685969931166.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,674

F1 · shares: The Registrant issued these shares to the reporting person as part of his bonus; which shares were issued in lieu of net cash compensation. The shares were issued at the fair market value of the Registrants common stock on the date of grant.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:05 UTC
Lammers PaulDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000005 · wf-form4_164279908733608.xml · derivative · entry 1

Lammers Paul · CIK 0001457289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-01-19

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:10 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000010 · wf-form4_164279938563168.xml · derivative · entry 1

Lieber Jonathan I · CIK 0001350090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-01-19

Read SEC document
January 20, 2022 Filed Jan 21, 2022 21:06 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000006 · wf-form4_164279914764399.xml · derivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-01-19

Read SEC document
January 20, 2022 Filed Jan 21, 2022 16:03 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000004 · wf-form4_164279899941926.xml · derivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: 25% of the options are fully vested on January 19, 2023, and 1/36 of the remaining options vest on each monthly anniversary thereafter.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 21:11 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000012 · wf-form4_164279949828430.xml · derivative · entry 1

McCreedy Bruce J Jr. · CIK 0001769750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-01-19

Read SEC document
January 20, 2022 Filed Jan 21, 2022 21:09 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000009 · wf-form4_164279932976878.xml · derivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-01-19

Read SEC document
January 20, 2022 Filed Jan 21, 2022 21:08 UTC
Arthur David J.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000008 · wf-form4_164279927781443.xml · derivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: 25% of the options are fully vested on January 19, 2023, and 1/36 of the remaining options vest on each monthly anniversary thereafter.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 21:07 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001615219-22-000007 · wf-form4_164279920835445.xml · derivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-01-19

Read SEC document
November 03, 2021 Filed Nov 5, 2021 14:54 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 7,787 $0.72 $5,591.07
Disclosure

SEC source: 0001615219-21-000095 · wf-form4_163613842601112.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,073

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuant to the issuer's Employee Stock Purchase Plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 18:58 UTC
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 7,939 $0.72 $5,700.20
Disclosure

SEC source: 0001615219-21-000096 · wf-form4_163613866819461.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,186

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuantto the issuer's Employee Stock Purchase Plan.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 20:08 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 2,000 $0.89 $1,784.00
Disclosure

SEC source: 0001615219-21-000087 · wf-form4_162923091089935.xml · nonDerivative · entry 2

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 102,247

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose

Read SEC document
August 17, 2021 Filed Aug 17, 2021 20:08 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 2,000 $0.90 $1,798.00
Disclosure

SEC source: 0001615219-21-000087 · wf-form4_162923091089935.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 100,247

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:08 UTC PurchaseCommon Stock 7,000 $0.88 $6,167.00
Disclosure

SEC source: 0001615219-21-000085 · wf-form4_162871242411942.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arnold C. Hanish Trust

Disclosed balance after: 18,350

Read SEC document
May 03, 2021 Filed May 5, 2021 17:11 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 9,563 $0.57 $5,422.22
Disclosure

SEC source: 0001615219-21-000042 · wf-form4_162024909680344.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,286

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuant to the issuer's Employee Stock Purchase Plan.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:10 UTC
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 9,822 $0.57 $5,569.07
Disclosure

SEC source: 0001615219-21-000040 · wf-form4_162024898808755.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,247

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuant to the issuer's Employee Stock Purchase Plan.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:55 UTC
Lammers PaulDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000115 · wf-form4_160711890918329.xml · derivative · entry 1

Lammers Paul · CIK 0001457289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-01

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:59 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000118 · wf-form4_160711914801088.xml · derivative · entry 1

Lieber Jonathan I · CIK 0001350090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-01

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:00 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000119 · wf-form4_160711921909433.xml · derivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-01

Read SEC document
December 02, 2020 Filed Dec 4, 2020 17:02 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000120 · wf-form4_160711931578964.xml · derivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2030-12-01

F1 · derivative.exercise_date: 25% of the options are fully vested on December 1, 2021, and 1/36 of the remaining options vest on each monthly anniversary thereafter.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:07 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000123 · wf-form4_160711965088199.xml · derivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-01

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:05 UTC
Arthur David J.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 275,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000122 · wf-form4_160711949187470.xml · derivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2030-12-01

F1 · derivative.exercise_date: 25% of the options are fully vested on December 1, 2021, and 1/36 of the remaining options vest on each monthly anniversary thereafter.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:03 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000121 · wf-form4_160711942230730.xml · derivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-01

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:56 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001615219-20-000116 · wf-form4_160711898936549.xml · derivative · entry 1

McCreedy Bruce J Jr. · CIK 0001769750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-01

Read SEC document
November 03, 2020 Filed Nov 5, 2020 17:42 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 4,723 $0.56 $2,649.60
Disclosure

SEC source: 0001615219-20-000104 · wf-form4_160461612138517.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,723

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuant to the issuer's Employee Stock Purchase Plan.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 22:44 UTC
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 4,879 $0.56 $2,737.12
Disclosure

SEC source: 0001615219-20-000106 · wf-form4_160461622928134.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,425

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuant to the issuer's Employee Stock Purchase Plan.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 12:08 UTC PurchaseCommon Stock 4,000 $0.98 $3,920.00
Disclosure

SEC source: 0001615219-20-000099 · wf-form4_159827081943052.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,350

Read SEC document
August 21, 2020 Filed Jun 7, 2022 00:31 UTC Amendment PurchaseCommon Stock 4,000 $0.98 $3,920.00
Disclosure

SEC source: 0001615219-22-000093 · wf-form4a_165456185934953.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arnold C. Hanish Trust

Disclosed balance after: 11,350

F1 · security: This Form 4/A is being filed to amend the Form 4 filed by the Reporting Person on August 24, 2020 to reflect that the securities reported are indirectly beneficially owned as indicated herein.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 11:59 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 1,000 $1.01 $1,010.00
Disclosure

SEC source: 0001615219-20-000095 · wf-form4_159792476762012.xml · nonDerivative · entry 2

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 2,000

Read SEC document
August 19, 2020 Filed Aug 20, 2020 11:59 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 1,000 $1.01 $1,010.00
Disclosure

SEC source: 0001615219-20-000095 · wf-form4_159792476762012.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 1,000

Read SEC document
August 17, 2020 Filed Aug 18, 2020 08:35 UTC
Rosenblum Mark JExec VP Finance, CFO
PurchaseCommon Stock 5,000 $1.00 $5,000.00
Disclosure

SEC source: 0001615219-20-000092 · wf-form4_159775410165354.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
July 14, 2020 Filed Jul 16, 2020 08:33 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001615219-20-000077 · wf-form4_159490281747698.xml · derivative · entry 1

Lieber Jonathan I · CIK 0001350090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2030-07-13

F1 · derivative.exercise_date: Options fully vested on December 31, 2020.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 20:55 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantStock Option (right to buy) · Derivative 49,955 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001615219-20-000080 · wf-form4_159494732561482.xml · derivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,955

Underlying: Common Stock · 49,955 shares

Expires 2030-07-13

F1 · derivative.exercise_date: 25% of the options are fully vested on July 14, 2021, and 1/36 of the remaining options vest on each monthly anniversary thereafter.

Read SEC document
July 14, 2020 Filed Jul 17, 2020 00:56 UTC
Arthur David J.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 339,584 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001615219-20-000081 · wf-form4_159494738307174.xml · derivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,584

Underlying: Common Stock · 339,584 shares

Expires 2030-07-13

F1 · derivative.exercise_date: 25% of the options are fully vested on July 14, 2021, and 1/36 of the remaining options vest on each monthly anniversary thereafter.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 18:01 UTC
Lammers PaulDirector
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000024 · wf-form4_158517370098647.xml · derivative · entry 1

Lammers Paul · CIK 0001457289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: Options granted are fully vested on March 23, 2021.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:02 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000026 · wf-form4_158517374401896.xml · derivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: Options granted are fully vested on March 23, 2021.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 18:03 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock · Derivative 30,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000027 · wf-form4_158517376702567.xml · derivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: 25% of the options granted are fully vested on March 23, 2021, and quarterly vesting of the remaining options over 3 years

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:04 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000031 · wf-form4_158517386437979.xml · derivative · entry 1

Northrup Jonathan P · CIK 0001770559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: Options granted are fully vested on March 23, 2021.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:04 UTC GrantCommon Stock · Derivative 6,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000030 · wf-form4_158517384022844.xml · derivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Stock Option (right to buy) · 6,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: Options granted are fully vested on March 23, 2021.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:03 UTC GrantCommon Stock · Derivative 6,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000029 · wf-form4_158517381504869.xml · derivative · entry 1

McCreedy Bruce J Jr. · CIK 0001769750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: Options granted are fully vested on March 23, 2021.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:02 UTC
Arthur David J.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000025 · wf-form4_158517372311926.xml · derivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: 25% of the options granted are fully vested on March 23, 2021, and quarterly vesting of the remaining options over 3 years.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:03 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001615219-20-000028 · wf-form4_158517379260454.xml · derivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-22

F1 · derivative.exercise_date: Options granted are fully vested on March 23, 2021.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:07 UTC
Rosenblum Mark JExec VP Finance, CFO
PurchaseCommon Stock 2,000 $0.95 $1,900.00
Disclosure

SEC source: 0001615219-20-000005 · wf-form4_158223286008604.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:48 UTC
Jordan ScottChief Business Officer
PurchaseCommon Stock 11,300 $0.90 $10,170.00
Disclosure

SEC source: 0001615219-20-000003 · wf-form4_158206246390469.xml · nonDerivative · entry 1

Jordan Scott · CIK 0001769747 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,609

F1 · balance_after: Includes 2,538 shares of unvested Common Stock which will become fully vested on June 30, 2020.

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February 13, 2020 Filed Feb 13, 2020 17:57 UTC
Rosenblum Mark JExec VP Finance, CFO
PurchaseCommon Stock 5,000 $0.86 $4,295.00
Disclosure

SEC source: 0001615219-20-000001 · wf-form4_158163463653747.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

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February 11, 2020 Filed Feb 13, 2020 02:33 UTC PurchaseCommon Stock 4,350 $1.15 $5,002.50
Disclosure

SEC source: 0000899243-20-004418 · doc4.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,350

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February 11, 2020 Filed Feb 13, 2020 02:34 UTC PurchaseCommon Stock 8,700 $1.15 $10,005.00
Disclosure

SEC source: 0000899243-20-004420 · doc4.xml · nonDerivative · entry 1

Northrup Jonathan P · CIK 0001770559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,713

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February 11, 2020 Filed Feb 13, 2020 02:36 UTC PurchaseCommon Stock 8,700 $1.15 $10,005.00
Disclosure

SEC source: 0000899243-20-004422 · doc4.xml · nonDerivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

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February 11, 2020 Filed Feb 13, 2020 02:34 UTC PurchaseCommon Stock 4,350 $1.15 $5,002.50
Disclosure

SEC source: 0000899243-20-004419 · doc4.xml · nonDerivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.