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Nasdaq · USD

DCOY

Decoy Therapeutics Inc.

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937
SEC CIK
0001615219
Parsed reports
169

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 22:32 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-380584 · ownership.xml · nonDerivative · entry 1

Lieber Jonathan I · CIK 0001350090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,002

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan, 100 percent will vest on August 30, 2027.

F2 · balance_after: Shares beneficially owned following the transaction have been adjusted to reflect the reverse stock splits effective on August 15, 2025 and March 6, 2026.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:50 UTC
PIERCE FREDERICK IIChief Executive Officer
GrantCommon Stock 33,455 $0.00 $0.00
Disclosure

SEC source: 0001229055-26-000002 · ownership.xml · nonDerivative · entry 1

PIERCE FREDERICK II · CIK 0001229055 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,844

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan. 25 percent of the restricted stock vested immediately, and the remainder will vest in approximately equal monthly increments over the next 36 months.

F2 · balance_after: Shares beneficially owned following the transaction have been adjusted to reflect the reverse stock split effective on March 6, 2026.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:49 UTC
Marschel Peter KlausChief Business Officer
GrantCommon Stock 3,900 $0.00 $0.00
Disclosure

SEC source: 0002079859-26-000002 · ownership.xml · nonDerivative · entry 1

Marschel Peter Klaus · CIK 0002079859 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,900

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan. 25 percent of the restricted stock vested immediately, and the remainder will vest in approximately equal monthly increments over the next 36 months.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:48 UTC
Rosenblum Mark JChief Financial Officer
GrantCommon Stock 9,682 $0.00 $0.00
Disclosure

SEC source: 0001329154-26-000003 · ownership.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,363

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan. 25 percent of the restricted stock vested immediately, and the remainder will vest in approximately equal monthly increments over the next 36 months.

F2 · balance_after: Shares beneficially owned following the transaction have been adjusted to reflect the reverse stock splits effective on August 15, 2025 and March 6, 2026.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:46 UTC
Hibner Barbara LouiseChief Scientific Officer
GrantCommon Stock 4,216 $0.00 $0.00
Disclosure

SEC source: 0002079512-26-000002 · ownership.xml · nonDerivative · entry 1

Hibner Barbara Louise · CIK 0002079512 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,216

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan. 25 percent of the restricted stock vested immediately, and the remainder will vest in approximately equal monthly increments over the next 36 months.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:45 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001233253-26-000006 · ownership.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,418

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan, 100 percent will vest on August 30, 2027.

F2 · balance_after: Shares beneficially owned following the transaction have been adjusted to reflect the reverse stock split effective on March 6, 2026.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:42 UTC
Lammers PaulDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001457289-26-000003 · ownership.xml · nonDerivative · entry 1

Lammers Paul · CIK 0001457289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,001

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan, 100 percent will vest on August 30, 2027.

F2 · balance_after: Shares beneficially owned following the transaction have been adjusted to reflect the reverse stock splits effective on August 15, 2025 and March 6, 2026.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:41 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001769749-26-000003 · ownership.xml · nonDerivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,002

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan, 100 percent will vest on August 30, 2027.

F2 · balance_after: Shares beneficially owned following the transaction have been adjusted to reflect the reverse stock splits effective on August 15, 2025 and March 6, 2026.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:40 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001634368-26-000003 · ownership.xml · nonDerivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,002

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan, 100 percent will vest on August 30, 2027.

F2 · balance_after: Shares beneficially owned following the transaction have been adjusted to reflect the reverse stock splits effective on August 15, 2025 and March 6, 2026.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:39 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0002148287-26-000002 · ownership.xml · nonDerivative · entry 1

Gauthier Patricia G. · CIK 0002148287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: Restricted stock granted under the Decoy Therapeutics Inc. 2026 Equity Incentive Plan, 100 percent will vest on August 30, 2027.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 22:13 UTC SaleCommon Stock 12 $0.64 $7.68
Disclosure

SEC source: 0001615219-26-000004 · wk-form4_1767392031.xml · nonDerivative · entry 2

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 30, 2025 Filed Jan 2, 2026 22:13 UTC SaleCommon Stock 15 $0.64 $9.60
Disclosure

SEC source: 0001615219-26-000004 · wk-form4_1767392031.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arnold C. Hanish Trust

Disclosed balance after: 5,000

Read SEC document
November 20, 2025 Filed Nov 20, 2025 16:42 UTC
Rosenblum Mark JExec VP Finance, CFO
PurchaseCommon Stock 20,000 $0.80 $16,000.00
Disclosure

SEC source: 0001615219-25-000177 · wk-form4_1763674926.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,177

F1 · balance_after: Shares beneficially owned following the transaction is adjusted to reflect the reverse stock splits effective on June 16, 2024 and August 17, 2025.

F2 · balance_after: Includes 20 shares of unvested restricted stock granted on January 3, 2023.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:08 UTC PurchaseCommon Stock 5,000 $0.75 $3,740.50
Disclosure

SEC source: 0001615219-25-000193 · wk-form4_1764022090.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arnold C. Hanish Trust

Disclosed balance after: 5,015

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7437 to $0.75, inclusive. The reporting person undertakes to provide to Salarius Pharmaceuticals, Inc., any security holder of Salarius Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 20:50 UTC
Arthur David J.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 20,500 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001615219-24-000034 · wk-form4_1712955014.xml · derivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2034-04-11

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:16 UTC
Lammers PaulDirector
GrantStock Option (right to buy) · Derivative 20,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001615219-24-000007 · wk-form4_1708636513.xml · derivative · entry 1

Lammers Paul · CIK 0001457289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2034-02-19

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:21 UTC GrantStock Option (right to buy) · Derivative 20,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001615219-24-000009 · wk-form4_1708636836.xml · derivative · entry 1

Lieber Jonathan I · CIK 0001350090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2034-02-19

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:09 UTC GrantStock Option (right to buy) · Derivative 20,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001615219-24-000003 · wk-form4_1708636159.xml · derivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2034-02-19

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:37 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001615219-24-000015 · wk-form4_1708637819.xml · derivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2034-02-19

F1 · derivative.exercise_date: 25% of the options are vested on February 20, 2025, and 1/36 of the remaining options vest on each monthly anniversary thereafter for 36 months.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:29 UTC GrantStock Option (right to buy) · Derivative 20,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001615219-24-000013 · wk-form4_1708637336.xml · derivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2034-02-19

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC GrantStock Option (right to buy) · Derivative 20,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001615219-24-000011 · wk-form4_1708637069.xml · derivative · entry 1

McCreedy Bruce J Jr. · CIK 0001769750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2034-02-19

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:13 UTC GrantStock Option (right to buy) · Derivative 20,500 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001615219-24-000005 · wk-form4_1708636372.xml · derivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2034-02-19

Read SEC document
February 13, 2023 Filed Feb 15, 2023 16:06 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000025 · wf-form4_167649515529108.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,851

F1 · shares: Restricted stock granted under the Salarius Pharmaceuticals, Inc. 2015 Equity Incentive Plan in lieu of cash for performance bonus. The shares of common stock are subject to a six-month holding period pursuant to the terms of the restricted stock agreement

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:04 UTC
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 14,300 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000023 · wf-form4_167649503732734.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,019

F1 · shares: Restricted stock granted under the Salarius Pharmaceuticals, Inc. 2015 Equity Incentive Plan in lieu of cash for performance bonus. The shares of common stock are subject to a six-month holding period pursuant to the terms of the restricted stock agreement.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 18:03 UTC
Lammers PaulDirector
GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000010 · wf-form4_167295975197703.xml · nonDerivative · entry 1

Lammers Paul · CIK 0001457289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 100% of the restricted stock will vest on January 2, 2024

Read SEC document
January 03, 2023 Filed Jan 5, 2023 18:12 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000015 · wf-form4_167296030411994.xml · nonDerivative · entry 1

Lieber Jonathan I · CIK 0001350090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,940

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 100% of the restricted stock will vest on January 2, 2024

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:06 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000011 · wf-form4_167295996189260.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 100% of the restricted stock will vest on January 2, 2024

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:35 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000004 · wf-form4_167295812977872.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,419

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 25% of the shares of restricted stock will vest on January 2, 2024, and 1/36 of the remaining shares of restricted stock will vest on monthly anniversary thereafter.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:47 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000008 · wf-form4_167295879982131.xml · nonDerivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 100% of the restricted stock will vest on January 2, 2024

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:08 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000013 · wf-form4_167296009433418.xml · nonDerivative · entry 1

McCreedy Bruce J Jr. · CIK 0001769750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 100% of the restricted stock will vest on January 2, 2024

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:44 UTC GrantCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000006 · wf-form4_167295864858566.xml · nonDerivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 100% of the restricted stock will vest on January 2, 2024

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:33 UTC
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001615219-23-000002 · wf-form4_167295795521891.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,719

F1 · kind: Restricted stock granted under the Salarius Pharmaceuticals, Inc.2015 Equity Incentive Plan. 25% of the shares of restricted stock will vest on January 2, 2024, and 1/36 of the remaining shares of restricted stock will vest on monthly anniversary thereafter.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 16:33 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 7,314 $1.73 $12,682.48
Disclosure

SEC source: 0001615219-22-000141 · wf-form4_166785680873414.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,633

F1 · kind: These shares were acquired under the Salarius Pharmaceuticals, Inc. 2015 Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule Rule 16b-3(c).

Read SEC document
November 03, 2022 Filed Nov 7, 2022 21:34 UTC
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 10,000 $1.73 $17,340.00
Disclosure

SEC source: 0001615219-22-000142 · wf-form4_166785687791752.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,674

F1 · kind: These shares were acquired under the Salarius Pharmaceuticals, Inc. 2015 Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 03, 2022 Filed Nov 8, 2022 17:40 UTC Amendment
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 7,314 $1.73 $12,682.48
Disclosure

SEC source: 0001615219-22-000143 · wf-form4a_166794723949586.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,245

F1 · kind: These shares were acquired under the Salarius Pharmaceuticals, Inc. 2015 Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule Rule 16b-3(c)

Read SEC document
November 03, 2022 Filed Nov 8, 2022 22:42 UTC Amendment
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 10,000 $1.73 $17,340.00
Disclosure

SEC source: 0001615219-22-000144 · wf-form4a_166794733755240.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,026

F1 · kind: These shares were acquired under the Salarius Pharmaceuticals, Inc. 2015 Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule Rule 16b-3(c)

Read SEC document
November 03, 2022 Filed Dec 12, 2022 18:29 UTC Amendment
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 1,488 $1.73 $2,580.19
Disclosure

SEC source: 0001615219-22-000153 · wf-form4a_167088775808803.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

F1 · shares: The Reporting Person's previous Form 4 filed on November 7, 2022 and amended on November 8, 2022 incorrectly reported the Reporting Person acquiring 7,314 shares of common stock under the Salarius Pharmaceuticals, Inc. 2015 Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule Rule 16b-3(c), when it should have been reported as 1,488 shares of common stock.

Read SEC document
November 03, 2022 Filed Dec 12, 2022 23:34 UTC Amendment
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 2,693 $1.73 $4,669.66
Disclosure

SEC source: 0001615219-22-000155 · wf-form4a_167088805437684.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,719

F1 · shares: The Reporting Person's previous Form 4 filed on November 7, 2022 and amended on November 8, 2022 incorrectly reported the Reporting Person acquiring 10,000 shares of common stock under the Salarius Pharmaceuticals, Inc. 2015 Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule Rule 16b-3(c), when it should have been reported as 2,693 shares of common stock.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 15:12 UTC PurchaseCommon Stock 37,500 $0.19 $7,016.25
Disclosure

SEC source: 0001615219-22-000099 · wf-form4_165471551887755.xml · nonDerivative · entry 1

Lieber Jonathan I · CIK 0001350090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Read SEC document
June 07, 2022 Filed Jun 8, 2022 19:14 UTC PurchaseCommon Stock 27,700 $0.18 $4,986.00
Disclosure

SEC source: 0001615219-22-000101 · wf-form4_165471565849028.xml · nonDerivative · entry 1

Burleson Tess · CIK 0001769749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,050

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:33 UTC PurchaseCommon Stock 26,553 $0.19 $4,999.93
Disclosure

SEC source: 0001615219-22-000097 · wf-form4_165463398025988.xml · nonDerivative · entry 1

McVicar William K. · CIK 0001634368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · McVicar Family Trust

Disclosed balance after: 26,553

Read SEC document
June 03, 2022 Filed Jun 7, 2022 00:33 UTC PurchaseCommon Stock 28,000 $0.18 $5,152.00
Disclosure

SEC source: 0001615219-22-000095 · wf-form4_165456196752108.xml · nonDerivative · entry 1

HANISH ARNOLD C · CIK 0001233253 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arnold C. Hanish Trust

Disclosed balance after: 46,350

Read SEC document
May 31, 2022 Filed May 31, 2022 17:13 UTC
Rosenblum Mark JExec VP Finance, CFO
PurchaseCommon Stock 28,000 $0.18 $5,040.00
Disclosure

SEC source: 0001615219-22-000085 · wf-form4_165403159108429.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,319

Read SEC document
May 26, 2022 Filed May 31, 2022 21:17 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 10,800 $0.18 $1,990.44
Disclosure

SEC source: 0001615219-22-000087 · wf-form4_165403182105530.xml · nonDerivative · entry 5

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 303,574

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 26, 2022 Filed May 31, 2022 21:17 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 10,392 $0.18 $1,869.52
Disclosure

SEC source: 0001615219-22-000087 · wf-form4_165403182105530.xml · nonDerivative · entry 4

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 292,774

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 26, 2022 Filed May 31, 2022 21:17 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 708 $0.18 $127.44
Disclosure

SEC source: 0001615219-22-000087 · wf-form4_165403182105530.xml · nonDerivative · entry 3

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 282,382

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 26, 2022 Filed May 31, 2022 21:17 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 18,600 $0.18 $3,385.20
Disclosure

SEC source: 0001615219-22-000087 · wf-form4_165403182105530.xml · nonDerivative · entry 2

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,674

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May 26, 2022 Filed May 31, 2022 21:17 UTC
Arthur David J.Director · Chief Executive Officer
PurchaseCommon Stock 3,400 $0.18 $612.00
Disclosure

SEC source: 0001615219-22-000087 · wf-form4_165403182105530.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,074

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May 03, 2022 Filed May 5, 2022 16:03 UTC
Rosenblum Mark JExec VP Finance, CFO
GrantCommon Stock 10,000 $0.19 $1,863.00
Disclosure

SEC source: 0001615219-22-000067 · wf-form4_165178098962212.xml · nonDerivative · entry 1

Rosenblum Mark J · CIK 0001329154 · Exec VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,319

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuant to the issuer's Employee Stock Purchase Plan.

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May 03, 2022 Filed May 5, 2022 20:06 UTC
Arthur David J.Director · Chief Executive Officer
GrantCommon Stock 10,000 $0.19 $1,863.00
Disclosure

SEC source: 0001615219-22-000069 · wf-form4_165178116032585.xml · nonDerivative · entry 1

Arthur David J. · CIK 0001769331 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,674

F1 · kind: The reporting person voluntarily agreed to receive a percentage of his base salary in issuer shares and receive these shares in lieu of net cash compensation. Shares are purchased at a price determined pursuant to the issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.