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Dauch Corp

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4703
SEC CIK
0001062231
Parsed reports
299

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2018 Filed Nov 6, 2018 21:33 UTC
Barnes David EugeneVP & General Counsel
PurchaseCommon Stock 1,000 $11.76 $11,760.00
Disclosure

SEC source: 0001127602-18-032283 · form4.xml · nonDerivative · entry 1

Barnes David Eugene · CIK 0001703426 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,656

F1 · ownership.direct: Includes 25,691 RSUs granted before the insider became a reporting person. These RSUs will be settled in common stock upon vesting.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 22:42 UTC
DAUCH DAVID CDirector · Chairman & CEO
PurchaseCommon Stock 88,100 $11.47 $1,010,507.00
Disclosure

SEC source: 0001127602-18-032110 · form4.xml · nonDerivative · entry 1

DAUCH DAVID C · CIK 0001077695 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family/UGMA Trusts

Disclosed balance after: 481,136

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.53, inclusive. The reporting person undertakes to provide the Company, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each price within this range.

F2 · ownership.direct: Includes 95,684 shares that were contributed to a personal trust as described in footnote 3.

Read SEC document
May 31, 2018 Filed May 31, 2018 20:17 UTC
WILLEMSE NORMANPres, Metal Form Products
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,700 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001127602-18-019329 · form4.xml · derivative · entry 3

WILLEMSE NORMAN · CIK 0001420140 · Pres, Metal Form Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,700 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three approximately equal installments on June 25, 2009, June 25, 2010 and March 14, 2011.

Read SEC document
May 31, 2018 Filed May 31, 2018 20:17 UTC
WILLEMSE NORMANPres, Metal Form Products
SaleCommon Stock 9,700 $15.66 $151,902.00
Disclosure

SEC source: 0001127602-18-019329 · form4.xml · nonDerivative · entry 2

WILLEMSE NORMAN · CIK 0001420140 · Pres, Metal Form Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,351

F1 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $15.65 to $15.67, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or SEC staff, upon request, full information regarding the number of shares sold at each price within this range.

Read SEC document
May 31, 2018 Filed May 31, 2018 20:17 UTC
WILLEMSE NORMANPres, Metal Form Products
Exercise / conversionCommon Stock 9,700 $10.08 $97,776.00
Disclosure

SEC source: 0001127602-18-019329 · form4.xml · nonDerivative · entry 1

WILLEMSE NORMAN · CIK 0001420140 · Pres, Metal Form Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:22 UTC GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016511 · form4.xml · nonDerivative · entry 1

Valenti Samuel III · CIK 0001399771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,044

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:20 UTC GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016510 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,057

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:19 UTC GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016508 · form4.xml · nonDerivative · entry 1

MCCASLIN JAMES A · CIK 0001244511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,057

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:17 UTC GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016507 · form4.xml · nonDerivative · entry 1

Lyons Peter David · CIK 0001640321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,585

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:16 UTC GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016506 · form4.xml · nonDerivative · entry 1

Kozyra William Lawrence · CIK 0001640576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,585

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:15 UTC GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016505 · form4.xml · nonDerivative · entry 1

Chappell Elizabeth Anne · CIK 0001305040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,133

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:13 UTC GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016504 · form4.xml · nonDerivative · entry 1

MILLER WILLIAM P II · CIK 0001227286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,107

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 00:23 UTC SaleCommon Stock 52,255 $14.92 $779,644.60
Disclosure

SEC source: 0001127602-18-011745 · form4.xml · nonDerivative · entry 3

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,549

F3 · price: The price reported in Column 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $14.80 to $15.13, inclusive. See footnote 1 regarding the reporting person's undertaking with respect to this report.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 00:23 UTC SaleCommon Stock 2,008 $15.12 $30,360.96
Disclosure

SEC source: 0001127602-18-011745 · form4.xml · nonDerivative · entry 2

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,804

F2 · price: The price reported in Column 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $15.10 to $15.14, inclusive. See footnote 1 regarding the reporting person's undertaking with respect to this report.

Read SEC document
March 13, 2018 Filed Mar 13, 2018 20:19 UTC
Lynch Michael JosephVP & Controller
SaleCommon Stock 16,337 $15.68 $256,164.16
Disclosure

SEC source: 0001127602-18-011377 · form4.xml · nonDerivative · entry 1

Lynch Michael Joseph · CIK 0001557649 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,565

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.62 to $15.77, inclusive. The reporting person undertakes to provide American Axle & Manufacturing Holdings, Inc., any security holder of American Axle & Manufacturing Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 20:10 UTC
Satine Alberto LPresident Driveline
SaleCommon Stock 25,349 $15.01 $380,488.49
Disclosure

SEC source: 0001127602-18-011540 · form4.xml · nonDerivative · entry 1

Satine Alberto L · CIK 0001312463 · President Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,453

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.02, inclusive. The reporting person undertakes to provide American Axle & Manufacturing Holdings, Inc., any security holder of American Axle & Manufacturing Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 13, 2018 Filed Mar 16, 2018 00:23 UTC SaleCommon Stock 116,901 $15.79 $1,845,866.79
Disclosure

SEC source: 0001127602-18-011745 · form4.xml · nonDerivative · entry 1

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,812

F1 · price: The price reported in Column 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $15.50 to $15.86, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range shown herein.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:06 UTC
DAUCH DAVID CDirector · Chairman & CEO
Tax withholdingCommon Stock 75,110 $14.28 $1,072,570.80
Disclosure

SEC source: 0001127602-18-010136 · form4.xml · nonDerivative · entry 3

DAUCH DAVID C · CIK 0001077695 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,723

F2 · ownership.direct: Excludes 99,744 shares that were previously owned directly. These shares were contributed to the insider's personal trust on March 14, 2017 and are how held indirectly.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:06 UTC
DAUCH DAVID CDirector · Chairman & CEO
GrantCommon Stock 112,724 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010136 · form4.xml · nonDerivative · entry 2

DAUCH DAVID C · CIK 0001077695 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,833

F2 · ownership.direct: Excludes 99,744 shares that were previously owned directly. These shares were contributed to the insider's personal trust on March 14, 2017 and are how held indirectly.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:06 UTC
DAUCH DAVID CDirector · Chairman & CEO
GrantCommon Stock 136,904 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010136 · form4.xml · nonDerivative · entry 1

DAUCH DAVID C · CIK 0001077695 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,109

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

F2 · ownership.direct: Excludes 99,744 shares that were previously owned directly. These shares were contributed to the insider's personal trust on March 14, 2017 and are how held indirectly.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:40 UTC
Barnes David EugeneVP & General Counsel
Tax withholdingCommon Stock 2,940 $14.28 $41,983.20
Disclosure

SEC source: 0001127602-18-010199 · form4.xml · nonDerivative · entry 2

Barnes David Eugene · CIK 0001703426 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,656

F2 · ownership.direct: Includes 25,691 RSUs granted before the insider became a reporting person. These RSUs will be settled in common stock upon vesting.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:40 UTC
Barnes David EugeneVP & General Counsel
GrantCommon Stock 11,905 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010199 · form4.xml · nonDerivative · entry 1

Barnes David Eugene · CIK 0001703426 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,596

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

F2 · ownership.direct: Includes 25,691 RSUs granted before the insider became a reporting person. These RSUs will be settled in common stock upon vesting.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:20 UTC
Lynch Michael JosephVP & Controller
Tax withholdingCommon Stock 4,203 $14.28 $60,018.84
Disclosure

SEC source: 0001127602-18-010169 · form4.xml · nonDerivative · entry 3

Lynch Michael Joseph · CIK 0001557649 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,902

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:20 UTC
Lynch Michael JosephVP & Controller
GrantCommon Stock 6,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010169 · form4.xml · nonDerivative · entry 2

Lynch Michael Joseph · CIK 0001557649 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,105

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:20 UTC
Lynch Michael JosephVP & Controller
GrantCommon Stock 16,251 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010169 · form4.xml · nonDerivative · entry 1

Lynch Michael Joseph · CIK 0001557649 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,857

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:18 UTC
WILLEMSE NORMANPres, Metal Form Products
Tax withholdingCommon Stock 5,077 $14.28 $72,499.56
Disclosure

SEC source: 0001127602-18-010166 · form4.xml · nonDerivative · entry 3

WILLEMSE NORMAN · CIK 0001420140 · Pres, Metal Form Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,351

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:18 UTC
WILLEMSE NORMANPres, Metal Form Products
GrantCommon Stock 10,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010166 · form4.xml · nonDerivative · entry 2

WILLEMSE NORMAN · CIK 0001420140 · Pres, Metal Form Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,428

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:18 UTC
WILLEMSE NORMANPres, Metal Form Products
GrantCommon Stock 25,239 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010166 · form4.xml · nonDerivative · entry 1

WILLEMSE NORMAN · CIK 0001420140 · Pres, Metal Form Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,710

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:15 UTC Tax withholdingCommon Stock 2,826 $14.28 $40,355.28
Disclosure

SEC source: 0001127602-18-010156 · form4.xml · nonDerivative · entry 2

May Christopher John · CIK 0001650230 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,085

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:15 UTC GrantCommon Stock 32,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010156 · form4.xml · nonDerivative · entry 1

May Christopher John · CIK 0001650230 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,911

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:17 UTC Tax withholdingCommon Stock 19,534 $14.28 $278,945.52
Disclosure

SEC source: 0001127602-18-010160 · form4.xml · nonDerivative · entry 3

SIMONTE MICHAEL K · CIK 0001286946 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,701

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:17 UTC GrantCommon Stock 30,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010160 · form4.xml · nonDerivative · entry 2

SIMONTE MICHAEL K · CIK 0001286946 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,235

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:17 UTC GrantCommon Stock 53,572 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010160 · form4.xml · nonDerivative · entry 1

SIMONTE MICHAEL K · CIK 0001286946 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,075

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:14 UTC
Kemp Terri M.VP Human Resources
Tax withholdingCommon Stock 4,208 $14.28 $60,090.24
Disclosure

SEC source: 0001127602-18-010152 · form4.xml · nonDerivative · entry 3

Kemp Terri M. · CIK 0001557691 · VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,489

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:14 UTC
Kemp Terri M.VP Human Resources
GrantCommon Stock 6,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010152 · form4.xml · nonDerivative · entry 2

Kemp Terri M. · CIK 0001557691 · VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,697

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:14 UTC
Kemp Terri M.VP Human Resources
GrantCommon Stock 16,251 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010152 · form4.xml · nonDerivative · entry 1

Kemp Terri M. · CIK 0001557691 · VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,449

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:11 UTC
Deveson GregoryPresident Powertrain
GrantCommon Stock 25,238 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010146 · form4.xml · nonDerivative · entry 1

Deveson Gregory · CIK 0001704722 · President Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,798

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:09 UTC
Bowes Timothy Earl JosephPresident - Casting
GrantCommon Stock 17,322 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010142 · form4.xml · nonDerivative · entry 1

Bowes Timothy Earl Joseph · CIK 0001476389 · President - Casting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,198

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:08 UTC
Buckley David MatthewVP Strategic & Busiiness Dev
GrantCommon Stock 16,071 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010139 · form4.xml · nonDerivative · entry 1

Buckley David Matthew · CIK 0001316833 · VP Strategic & Busiiness Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,071

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:05 UTC
Satine Alberto LPresident Driveline
Tax withholdingCommon Stock 6,997 $14.28 $99,917.16
Disclosure

SEC source: 0001127602-18-010133 · form4.xml · nonDerivative · entry 3

Satine Alberto L · CIK 0001312463 · President Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,802

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:05 UTC
Satine Alberto LPresident Driveline
GrantCommon Stock 14,540 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010133 · form4.xml · nonDerivative · entry 2

Satine Alberto L · CIK 0001312463 · President Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,799

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:05 UTC
Satine Alberto LPresident Driveline
GrantCommon Stock 29,047 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010133 · form4.xml · nonDerivative · entry 1

Satine Alberto L · CIK 0001312463 · President Driveline

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,259

F1 · shares: These shares represent a grant of restricted stock units (RSUs) that will settle in common stock upon vesting. These RSUs will vest on the third anniversary of the grant date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:43 UTC SaleCommon Stock 100,000 $17.21 $1,721,000.00
Disclosure

SEC source: 0001127602-17-035150 · form4.xml · nonDerivative · entry 1

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.16 to $17.28, inclusive. The reporting person undertakes to provide American Axle & Manufacturing Holdings, Inc., any security holder of American Axle & Manufacturing Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 05, 2017 Filed Dec 5, 2017 23:23 UTC SaleCommon Stock 108,800 $17.39 $1,892,032.00
Disclosure

SEC source: 0001127602-17-033984 · form4.xml · nonDerivative · entry 1

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.26 to $17.51, inclusive.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 23:23 UTC SaleCommon Stock 150,000 $17.64 $2,646,000.00
Disclosure

SEC source: 0001127602-17-033984 · form4.xml · nonDerivative · entry 2

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,813

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.80, inclusive.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 23:23 UTC SaleCommon Stock 96,131 $17.69 $1,700,557.39
Disclosure

SEC source: 0001127602-17-033984 · form4.xml · nonDerivative · entry 3

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,813

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.60 to $17.78, inclusive. The reporting person undertakes to provide American Axle & Manufacturing Holdings, Inc., any security holder of American Axle & Manufacturing Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) , (2) and (3) to this Form 4.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 23:02 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 15,000,000 $17.37 $260,550,000.00
Disclosure

SEC source: 0001140361-17-042890 · form4.xml · nonDerivative · entry 1

AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner

ASP MD Investco LP · CIK 0001626084 · 10% owner

American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner

American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner

American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner

American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner

American Securities Associates VI, LLC · CIK 0001627455 · 10% owner

Penn Kevin S. · CIK 0001626076 · Director

Easton Loren S. · CIK 0001626074 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,682,679

F4 · shares: The shares were sold by Investco in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on November 7, 2017.

F5 · price: This amount represents the $17.37 price per share of the Issuer's common stock purchased by the underwriter.

F1 · ownership.direct: Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor.

F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.

F1 · ownership.nature: Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 22:15 UTC SaleCommon Stock 516 $15.27 $7,879.32
Disclosure

SEC source: 0001127602-17-027401 · form4.xml · nonDerivative · entry 28

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,644

Read SEC document
September 12, 2017 Filed Sep 13, 2017 22:15 UTC SaleCommon Stock 5,900 $15.24 $89,916.00
Disclosure

SEC source: 0001127602-17-027401 · form4.xml · nonDerivative · entry 27

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,160

Read SEC document
September 12, 2017 Filed Sep 13, 2017 22:15 UTC SaleCommon Stock 2,900 $15.23 $44,167.00
Disclosure

SEC source: 0001127602-17-027401 · form4.xml · nonDerivative · entry 26

Thanopoulos George · CIK 0001576030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,060

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.