person · Reporting owner

Penn Kevin S.

Disclosed activity across 4 companies

Tapewire entity: 54203
SEC CIK: 0001626076

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Blue Bird CorpBLBD · Entity 4539	Director	April 01, 2026	April 03, 2026
SOLV Energy, Inc.MWH · Entity 3900	Director	February 11, 2026	February 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Blue Bird Corp

Report date April 01, 2026 · Filed April 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	Direct	6,396	Reported balance After 2026-04-01 transaction · row 1 1 source row Row 1 · 2026-04-01 · Grant · Acquired 2,297 · Balance 6,396 F1: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation. F2: The RSUs will vest on March 31, 2027; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of common stock will be issued in settlement of the RSUs upon vesting and the earlier of the reporting person's compliance with the Company's applicable minimum stock ownership guidelines, termination of service as a director or a change in control event.

Filing footnotes · ownership attribution and instrument terms

F1: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F2: The RSUs will vest on March 31, 2027; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of common stock will be issued in settlement of the RSUs upon vesting and the earlier of the reporting person's compliance with the Company's applicable minimum stock ownership guidelines, termination of service as a director or a change in control event.

SOLV Energy, Inc.

Report date February 11, 2026 · Filed February 11, 2026

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dauch Corp

Report date November 10, 2017 · Filed November 14, 2017

Jointly reported with AMERICAN SECURITIES LLC, ASP MD Investco LP, American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P., American Securities Partners VI(D), L.P., American Securities Associates VI, LLC, Easton Loren S.

Section 16 reporting ended · disclosed 2017-11-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative	IndirectSee Footnote	10,682,679	Reported balance After 2017-11-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-11-10 · Sale · Disposed 15,000,000 · Balance 10,682,679 F4: The shares were sold by Investco in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on November 7, 2017. F5: This amount represents the $17.37 price per share of the Issuer's common stock purchased by the underwriter. F1: Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor. F3: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.
Common StockSEC Table I · non-derivative	Direct	8,670	Reported balance Holding disclosure · report date 2017-11-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 8,670 F2: Shares directly owned by ASL. F3: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor.

F2: Shares directly owned by ASL.

F3: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.

F4: The shares were sold by Investco in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on November 7, 2017.

F5: This amount represents the $17.37 price per share of the Issuer's common stock purchased by the underwriter.

Metaldyne Performance Group Inc.

Report date April 06, 2017 · Filed April 10, 2017

Jointly reported with ASP MD Investco LP, American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P., American Securities Partners VI(D), L.P., American Securities Associates VI, LLC, AMERICAN SECURITIES LLC, Easton Loren S., Fisch Michael G.

Section 16 reporting ended · disclosed 2017-04-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative	Direct	Reported balance After 2017-04-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-04-06 · Disposition to issuer · Disposed 51,368,003 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: Represents (A) 51,365,358 shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by: (i) American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco; and (ii) American Securities Associates VI, LLC, the general partner of each Sponsor. American Securities LLC ("ASL") provides investment advisory services to each Sponsor, and (B) 2,645 shares of common stock granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer; pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL, such shares of common stock were assigned to and held for the benefit of ASL.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-04-06 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-04-06 · Disposition to issuer · Disposed 5,290 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4: Reflects disposition of shares of restricted stock under the Merger Agreement, pursuant to which each share of restricted stock of the Issuer was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-04-06 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-04-06 · Disposition to issuer · Disposed 3,135 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F6: Kevin Penn is a managing director of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Penn and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-04-06 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2017-04-06 · Disposition to issuer · Disposed 3,135 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F7: Loren Easton is a managing director of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Easton and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-04-06 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2017-04-06 · Disposition to issuer · Disposed 3,135 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F8: Michael G. Fisch is President and Chief Executive Officer of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Fisch and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00.

F2: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: Represents (A) 51,365,358 shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by: (i) American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco; and (ii) American Securities Associates VI, LLC, the general partner of each Sponsor. American Securities LLC ("ASL") provides investment advisory services to each Sponsor, and (B) 2,645 shares of common stock granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer; pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL, such shares of common stock were assigned to and held for the benefit of ASL.

F4: Reflects disposition of shares of restricted stock under the Merger Agreement, pursuant to which each share of restricted stock of the Issuer was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL.

F5: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL.

F6: Kevin Penn is a managing director of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Penn and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL.

F7: Loren Easton is a managing director of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Easton and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL.

F8: Michael G. Fisch is President and Chief Executive Officer of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Fisch and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 01, 2026 Filed Apr 3, 2026 01:56 UTC	Blue Bird Corp BLBD · Entity 4539	GrantCommon Stock, par value $0.0001 per share	2,297	$0.00	$0.00	Disclosure SEC source: 0001626076-26-000005 · wk-form4_1775181372.xml · nonDerivative · entry 1 Penn Kevin S. · CIK 0001626076 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,396 F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation. F2 · shares: The RSUs will vest on March 31, 2027; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of common stock will be issued in settlement of the RSUs upon vesting and the earlier of the reporting person's compliance with the Company's applicable minimum stock ownership guidelines, termination of service as a director or a change in control event. Read SEC document
April 01, 2025 Filed Apr 3, 2025 15:49 UTC	Blue Bird Corp BLBD · Entity 4539	GrantCommon Stock, par value $0.0001 per share	4,099	$0.00	$0.00	Disclosure SEC source: 0001589526-25-000061 · wk-form4_1743695351.xml · nonDerivative · entry 1 Penn Kevin S. · CIK 0001626076 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,099 F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation. F2 · shares: The RSUs will vest on March 31, 2026; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of common stock will be issued in settlement of the RSUs upon vesting and the earlier of the reporting person's compliance with the Company's applicable minimum stock ownership guidelines, termination of service as a director or a change in control event. Read SEC document
November 10, 2017 Filed Nov 14, 2017 23:02 UTC	Dauch Corp AXL · Entity 4703	SaleCommon Stock, par value $0.01 per share ("Common Stock")	15,000,000	$17.37	$260,550,000.00	Disclosure SEC source: 0001140361-17-042890 · form4.xml · nonDerivative · entry 1 AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner ASP MD Investco LP · CIK 0001626084 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,682,679 F4 · shares: The shares were sold by Investco in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on November 7, 2017. F5 · price: This amount represents the $17.37 price per share of the Issuer's common stock purchased by the underwriter. F1 · ownership.direct: Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer. F1 · ownership.nature: Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer. Read SEC document
May 04, 2017 Filed May 23, 2017 21:02 UTC	Dauch Corp AXL · Entity 4703	GrantCommon Stock	7,513	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-034632 · a4.xml · nonDerivative · entry 4 AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner ASP MD Investco LP · CIK 0001626084 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,513 F4 · shares: Represents the grant of restricted stock units from the Issuer that will be settled in the Issuer's common stock upon vesting, which generally is on the one-year anniversary of the date of grant. F6 · shares: Loren Easton is a managing director of ASL and a director of the Issuer. Pursuant to an arrangement between Mr. Easton and ASL, all director fees received by him from the Issuer are paid over to or held for the benefit of ASL. F7 · price: Not applicable. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · ownership.direct: Represents the grant of restricted stock units from the Issuer that will be settled in the Issuer's common stock upon vesting, which generally is on the one-year anniversary of the date of grant. F6 · ownership.direct: Loren Easton is a managing director of ASL and a director of the Issuer. Pursuant to an arrangement between Mr. Easton and ASL, all director fees received by him from the Issuer are paid over to or held for the benefit of ASL. Read SEC document
May 04, 2017 Filed May 23, 2017 21:02 UTC	Dauch Corp AXL · Entity 4703	GrantCommon Stock	7,513	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-034632 · a4.xml · nonDerivative · entry 3 AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner ASP MD Investco LP · CIK 0001626084 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,513 F4 · shares: Represents the grant of restricted stock units from the Issuer that will be settled in the Issuer's common stock upon vesting, which generally is on the one-year anniversary of the date of grant. F5 · shares: Kevin Penn is a managing director of ASL and a director of the Issuer. Pursuant to an arrangement between Mr. Penn and ASL, all director fees received by him from the Issuer are paid over to or held for the benefit of ASL. F7 · price: Not applicable. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · ownership.direct: Represents the grant of restricted stock units from the Issuer that will be settled in the Issuer's common stock upon vesting, which generally is on the one-year anniversary of the date of grant. F5 · ownership.direct: Kevin Penn is a managing director of ASL and a director of the Issuer. Pursuant to an arrangement between Mr. Penn and ASL, all director fees received by him from the Issuer are paid over to or held for the benefit of ASL. Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:23 UTC	Metaldyne Performance Group Inc. MPG · Entity 177041	Disposition to issuerCommon Stock	3,135	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-009882 · doc4.xml · nonDerivative · entry 5 ASP MD Investco LP · CIK 0001626084 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Fisch Michael G. · CIK 0001626077 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2 · kind: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · price: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · ownership.direct: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F8 · ownership.direct: Michael G. Fisch is President and Chief Executive Officer of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Fisch and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL. Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:23 UTC	Metaldyne Performance Group Inc. MPG · Entity 177041	Disposition to issuerCommon Stock	3,135	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-009882 · doc4.xml · nonDerivative · entry 4 ASP MD Investco LP · CIK 0001626084 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Fisch Michael G. · CIK 0001626077 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2 · kind: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · price: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · ownership.direct: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F7 · ownership.direct: Loren Easton is a managing director of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Easton and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL. Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:23 UTC	Metaldyne Performance Group Inc. MPG · Entity 177041	Disposition to issuerCommon Stock	3,135	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-009882 · doc4.xml · nonDerivative · entry 3 ASP MD Investco LP · CIK 0001626084 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Fisch Michael G. · CIK 0001626077 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2 · kind: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · price: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · ownership.direct: Reflects disposition under the Merger Agreement, pursuant to which each restricted stock unit of the Issuer became fully vested immediately prior to the Merger and was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F6 · ownership.direct: Kevin Penn is a managing director of ASL (and was a director of Issuer). Pursuant to an arrangement between Mr. Penn and ASL, all director fees received by him from the Issuer were paid over to or held for the benefit of ASL. Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:23 UTC	Metaldyne Performance Group Inc. MPG · Entity 177041	Disposition to issuerCommon Stock	5,290	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-009882 · doc4.xml · nonDerivative · entry 2 ASP MD Investco LP · CIK 0001626084 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Fisch Michael G. · CIK 0001626077 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2 · kind: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · price: Reflects disposition of shares of restricted stock under the Merger Agreement, pursuant to which each share of restricted stock of the Issuer was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · ownership.direct: Reflects disposition of shares of restricted stock under the Merger Agreement, pursuant to which each share of restricted stock of the Issuer was canceled in exchange for the Merger Consideration; such shares had been granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer and were assigned to and held for the benefit of ASL pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL. Read SEC document
April 06, 2017 Filed Apr 10, 2017 21:23 UTC	Metaldyne Performance Group Inc. MPG · Entity 177041	Disposition to issuerCommon Stock, par value $0.001 per share ("Common Stock")	51,368,003	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-009882 · doc4.xml · nonDerivative · entry 1 ASP MD Investco LP · CIK 0001626084 · 10% owner American Securities Partners VI, L.P. · CIK 0001504662 · 10% owner American Securities Partners VI(B), L.P. · CIK 0001504663 · 10% owner American Securities Partners VI(C), L.P. · CIK 0001532680 · 10% owner American Securities Partners VI(D), L.P. · CIK 0001532681 · 10% owner American Securities Associates VI, LLC · CIK 0001627455 · 10% owner AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner Penn Kevin S. · CIK 0001626076 · Director Easton Loren S. · CIK 0001626074 · Director Fisch Michael G. · CIK 0001626077 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2 · kind: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · shares: Represents (A) 51,365,358 shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by: (i) American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco; and (ii) American Securities Associates VI, LLC, the general partner of each Sponsor. American Securities LLC ("ASL") provides investment advisory services to each Sponsor, and (B) 2,645 shares of common stock granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer; pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL, such shares of common stock were assigned to and held for the benefit of ASL. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 3, 2016 (the "Merger Agreement"), by and among the Issuer, American Axle & Manufacturing Holdings, Inc. ("AAM") and Alpha SPV I, Inc., a wholly-owned subsidiary of AAM ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of AAM and each share of Common Stock was exchanged for $13.50 in cash (the "Cash Consideration") and 0.5 of a share of common stock of AAM (the "Share Consideration" and, together with the Cash Consideration, the "Merger Consideration"). The closing price of a share of Common Stock on April 5, 2017 (the last trading day prior to the effectiveness of the Merger) was $21.90, and the closing price of a share of AAM common stock on April 6, 2017 (the effective date of the Merger) was $17.00. F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: Represents (A) 51,365,358 shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by: (i) American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco; and (ii) American Securities Associates VI, LLC, the general partner of each Sponsor. American Securities LLC ("ASL") provides investment advisory services to each Sponsor, and (B) 2,645 shares of common stock granted to Kevin Penn, Loren Easton and Michael Fisch in their capacity as directors of the Issuer; pursuant to an arrangement between each of Mr. Penn, Mr. Easton, and Mr. Fisch and ASL, such shares of common stock were assigned to and held for the benefit of ASL. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.