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person · Reporting owner

Smith John F.

Disclosed activity across 3 companies

Tapewire entity
30490
SEC CIK
0001551998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dauch CorpAXL · Entity 4703DirectorMay 02, 2024May 06, 2024
Xos, Inc.XOS · Entity 7263DirectorJuly 10, 2026July 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dauch Corp

Report date May 02, 2024 · Filed May 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect171,036 Reported balance After 2024-05-02 transaction · row 1
1 source row

Row 1 · 2024-05-02 · Grant · Acquired 20,492 · Balance 171,036

F1: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

Xos, Inc.

Report date July 10, 2026 · Filed July 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,562 Reported balance After 2026-07-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-10 · Grant · Acquired 60,584 · Balance 113,562

F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day before the Company's 2027 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2: Includes 60,584 unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day before the Company's 2027 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2: Includes 60,584 unvested RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Covisint Corp

Report date July 26, 2017 · Filed July 28, 2017

Section 16 reporting ended · disclosed 2017-07-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-07-26 · Disposition to issuer · Acquired 36,408 · Balance 0

F2: Pursuant to the Merger Agreement, these options were cancelled and converted into the right to receive an amount in cash equal to product of: (i) the excess, if any, of the per share Merger Consideration over the exercise price of such options; and (ii) the number of shares of the Issuer's common stock that may be acquired upon exercise of such options immediately prior to the Closing.

F1: On June 5, 2017, Covisint Corporation (the "Issuer") entered in an Agreement and Plan of Merger (the "Merger Agreement"), among Open Text Corporation ("OpenText"), Cypress Merger Sub, Inc., a wholly owned subsidiary of OpenText ("Merger Sub"), and Issuer. Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stock, stock options and restricted stock units ("RSUs") were converted into the right to receive $2.45 in cash, without interest (the "Merger Consideration"). Pursuant to the Merger Agreement, these RSUs were cancelled and converted into the right to receive the per share Merger Consideration in respect of each share underlying the RSU, subject to, and in accordance with, the terms and conditions applicable to such award.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.14Direct0 Reported balance After 2017-07-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-26 · Disposition to issuer · Acquired 40,000 · Balance 0

F2: Pursuant to the Merger Agreement, these options were cancelled and converted into the right to receive an amount in cash equal to product of: (i) the excess, if any, of the per share Merger Consideration over the exercise price of such options; and (ii) the number of shares of the Issuer's common stock that may be acquired upon exercise of such options immediately prior to the Closing.

Filing footnotes · ownership attribution and instrument terms

F1: On June 5, 2017, Covisint Corporation (the "Issuer") entered in an Agreement and Plan of Merger (the "Merger Agreement"), among Open Text Corporation ("OpenText"), Cypress Merger Sub, Inc., a wholly owned subsidiary of OpenText ("Merger Sub"), and Issuer. Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stock, stock options and restricted stock units ("RSUs") were converted into the right to receive $2.45 in cash, without interest (the "Merger Consideration"). Pursuant to the Merger Agreement, these RSUs were cancelled and converted into the right to receive the per share Merger Consideration in respect of each share underlying the RSU, subject to, and in accordance with, the terms and conditions applicable to such award.

F2: Pursuant to the Merger Agreement, these options were cancelled and converted into the right to receive an amount in cash equal to product of: (i) the excess, if any, of the per share Merger Consideration over the exercise price of such options; and (ii) the number of shares of the Issuer's common stock that may be acquired upon exercise of such options immediately prior to the Closing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2026 Filed Jul 14, 2026 22:02 UTC Xos, Inc. XOS · Entity 7263 GrantCommon Stock 60,584 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-303478 · ownership.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,562

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day before the Company's 2027 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 21:01 UTC Xos, Inc. XOS · Entity 7263 GrantCommon Stock 52,978 $0.00 $0.00
Disclosure

SEC source: 0001551998-25-000003 · wk-form4_1760475676.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,978

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) July 10, 2026 and (ii) the day before the Company's 2026 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.

F2 · balance_after: Includes 52,978 unvested RSUs.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:37 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 20,492 $7.32 $150,001.44
Disclosure

SEC source: 0001062231-24-000067 · wk-form4_1715027837.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,036

F1 · shares: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

F1 · price: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 04, 2023 Filed May 8, 2023 22:10 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 20,030 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014927 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,544

F1 · shares: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

F1 · price: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 05, 2022 Filed May 9, 2022 16:59 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 19,095 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013782 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,514

F1 · shares: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

F1 · price: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:39 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 12,808 $9.76 $125,006.08
Disclosure

SEC source: 0001127602-21-015886 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,419

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:50 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 29,343 $4.26 $125,001.18
Disclosure

SEC source: 0001127602-20-015954 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,611

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 14:01 UTC Dauch Corp AXL · Entity 4703 PurchaseCommon Stock 1,400 $6.07 $8,498.00
Disclosure

SEC source: 0001127602-20-009270 · form4.xml · nonDerivative · entry 2

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,268

Read SEC document
March 03, 2020 Filed Mar 4, 2020 14:01 UTC Dauch Corp AXL · Entity 4703 PurchaseCommon Stock 5,100 $6.09 $31,059.00
Disclosure

SEC source: 0001127602-20-009270 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,868

Read SEC document
May 02, 2019 Filed Sep 25, 2019 21:03 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029103 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,768

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:20 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016510 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,057

F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:04 UTC Covisint Corp COVS · Entity 174167 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0000899243-17-019311 · doc4.xml · derivative · entry 2

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, these options were cancelled and converted into the right to receive an amount in cash equal to product of: (i) the excess, if any, of the per share Merger Consideration over the exercise price of such options; and (ii) the number of shares of the Issuer's common stock that may be acquired upon exercise of such options immediately prior to the Closing.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, these options were cancelled and converted into the right to receive an amount in cash equal to product of: (i) the excess, if any, of the per share Merger Consideration over the exercise price of such options; and (ii) the number of shares of the Issuer's common stock that may be acquired upon exercise of such options immediately prior to the Closing.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:04 UTC Covisint Corp COVS · Entity 174167 Disposition to issuerRestricted Stock Units · Derivative 36,408 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-019311 · doc4.xml · derivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,408 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, these options were cancelled and converted into the right to receive an amount in cash equal to product of: (i) the excess, if any, of the per share Merger Consideration over the exercise price of such options; and (ii) the number of shares of the Issuer's common stock that may be acquired upon exercise of such options immediately prior to the Closing.

F1 · derivative.exercise_date: On June 5, 2017, Covisint Corporation (the "Issuer") entered in an Agreement and Plan of Merger (the "Merger Agreement"), among Open Text Corporation ("OpenText"), Cypress Merger Sub, Inc., a wholly owned subsidiary of OpenText ("Merger Sub"), and Issuer. Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stock, stock options and restricted stock units ("RSUs") were converted into the right to receive $2.45 in cash, without interest (the "Merger Consideration"). Pursuant to the Merger Agreement, these RSUs were cancelled and converted into the right to receive the per share Merger Consideration in respect of each share underlying the RSU, subject to, and in accordance with, the terms and conditions applicable to such award.

F1 · derivative.expiration_date: On June 5, 2017, Covisint Corporation (the "Issuer") entered in an Agreement and Plan of Merger (the "Merger Agreement"), among Open Text Corporation ("OpenText"), Cypress Merger Sub, Inc., a wholly owned subsidiary of OpenText ("Merger Sub"), and Issuer. Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stock, stock options and restricted stock units ("RSUs") were converted into the right to receive $2.45 in cash, without interest (the "Merger Consideration"). Pursuant to the Merger Agreement, these RSUs were cancelled and converted into the right to receive the per share Merger Consideration in respect of each share underlying the RSU, subject to, and in accordance with, the terms and conditions applicable to such award.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:19 UTC Dauch Corp AXL · Entity 4703 GrantCommon Stock 7,513 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017072 · form4.xml · nonDerivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,346

F1 · shares: These shares represent restricted stock units (RSUs) that will settle in common stock upon vesting. The shares will vest on the one-year anniversary of the date of grant.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 19:37 UTC Covisint Corp COVS · Entity 174167 GrantRestricted Stock Unit · Derivative 36,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001563699-16-000170 · wf-form4_147742425773349.xml · derivative · entry 1

Smith John F. · CIK 0001551998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,408

Underlying: Common stock · 36,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: Units vest on the day immediately preceding the first annual meeting of shareholders following the award date.

F2 · derivative.expiration_date: Units vest on the day immediately preceding the first annual meeting of shareholders following the award date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.