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NYSE · USD

DCBG

Dime Commercial Bancshares, Inc. /NY/

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Tapewire entity
4607
SEC CIK
0000846617
Parsed reports
560

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202501
Jan 202601
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 2026021
Jul 2026010
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2017 Filed Jun 5, 2017 21:30 UTC PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 2,666 $33.68 $89,790.88
Disclosure

SEC source: 0001140361-17-023826 · doc1.xml · nonDerivative · entry 1

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 34,628

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
May 23, 2017 Filed May 24, 2017 17:33 UTC PurchaseCommon 4,195 $34.51 $144,759.80
Disclosure

SEC source: 0001140361-17-022090 · doc1.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,179.482

Read SEC document
May 22, 2017 Filed May 23, 2017 20:49 UTC SaleCommon 500 $34.05 $17,022.50
Disclosure

SEC source: 0001140361-17-021959 · doc1.xml · nonDerivative · entry 5

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,550.356

Read SEC document
May 22, 2017 Filed May 23, 2017 20:49 UTC SaleCommon 300 $33.85 $10,155.00
Disclosure

SEC source: 0001140361-17-021959 · doc1.xml · nonDerivative · entry 4

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,050.356

Read SEC document
May 22, 2017 Filed May 23, 2017 20:49 UTC SaleCommon 200 $33.88 $6,775.00
Disclosure

SEC source: 0001140361-17-021959 · doc1.xml · nonDerivative · entry 3

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,350.356

Read SEC document
May 22, 2017 Filed May 23, 2017 20:49 UTC SaleCommon 250 $33.83 $8,457.50
Disclosure

SEC source: 0001140361-17-021959 · doc1.xml · nonDerivative · entry 2

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,550.356

Read SEC document
May 22, 2017 Filed May 23, 2017 20:49 UTC SaleCommon 750 $33.90 $25,425.00
Disclosure

SEC source: 0001140361-17-021959 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,800.356

Read SEC document
May 17, 2017 Filed May 18, 2017 18:47 UTC SaleCommon 1,000 $34.46 $34,455.10
Disclosure

SEC source: 0001140361-17-021334 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daughter 2

Disclosed balance after: 3,500

Read SEC document
May 15, 2017 Filed May 15, 2017 21:04 UTC
SANTACROCE KEVINChief Lending Officer
SaleCommon 1,266 $35.00 $44,310.00
Disclosure

SEC source: 0001140361-17-020774 · doc1.xml · nonDerivative · entry 2

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,886.2721

F1 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange act of 1934, as amended.

Read SEC document
May 12, 2017 Filed May 15, 2017 21:04 UTC
SANTACROCE KEVINChief Lending Officer
SaleCommon 900 $35.00 $31,500.00
Disclosure

SEC source: 0001140361-17-020774 · doc1.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,534.3419

Read SEC document
May 08, 2017 Filed May 10, 2017 19:13 UTC
Manseau James J.Chief Retail Banking Officer
SaleCommon 2,045 $36.35 $74,345.77
Disclosure

SEC source: 0001140361-17-019301 · doc1.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,523.2814

F1 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:52 UTC GrantCommon 1,646.54 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019180 · doc1.xml · nonDerivative · entry 1

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,239.74

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:51 UTC GrantCommon 823.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019178 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,550.356

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:52 UTC GrantCommon 1,646.54 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019179 · doc1.xml · nonDerivative · entry 1

Yegen Christian · CIK 0001645722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,090.35

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:50 UTC
Rubin DanielDirector
GrantCommon 823.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019177 · doc1.xml · nonDerivative · entry 1

Rubin Daniel · CIK 0001646607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,326.3219

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:49 UTC GrantCommon 1,920.96 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019176 · doc1.xml · nonDerivative · entry 1

Santoro Rudolph J. · CIK 0001467079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,925.694

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:46 UTC GrantCommon 823.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019175 · doc1.xml · nonDerivative · entry 1

MASSOUD CHARLES I · CIK 0001178831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,459.983

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:45 UTC GrantCommon 2,744.24 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019174 · doc1.xml · nonDerivative · entry 1

HEFTER MARCIA · CIK 0001064483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,667.673

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:45 UTC GrantCommon 1,920.96 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019173 · doc1.xml · nonDerivative · entry 1

Arturi Emanuel · CIK 0001425523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,103.092

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 9, 2017 21:44 UTC GrantCommon 823.27 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019172 · doc1.xml · nonDerivative · entry 1

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,854.666

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 05, 2017 Filed May 10, 2017 16:58 UTC GrantCommon 1,646.54 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019273 · doc1.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,984.482

F1 · shares: Represents a restricted stock unit award. This award vests 12 months from date of grant.

F2 · balance_after: Reflects Transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:47 UTC SaleCommon 500 $36.20 $18,100.00
Disclosure

SEC source: 0001140361-17-018155 · doc1.xml · nonDerivative · entry 4

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,320.8768

Read SEC document
May 01, 2017 Filed May 3, 2017 21:47 UTC SaleCommon 500 $36.42 $18,210.00
Disclosure

SEC source: 0001140361-17-018155 · doc1.xml · nonDerivative · entry 3

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daughter 2

Disclosed balance after: 4,500

Read SEC document
April 28, 2017 Filed May 3, 2017 21:47 UTC SaleCommon 500 $36.35 $18,175.00
Disclosure

SEC source: 0001140361-17-018155 · doc1.xml · nonDerivative · entry 2

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,820.8768

Read SEC document
April 28, 2017 Filed May 3, 2017 21:47 UTC SaleCommon 500 $36.15 $18,075.00
Disclosure

SEC source: 0001140361-17-018155 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,320.8768

Read SEC document
April 27, 2017 Filed May 1, 2017 18:24 UTC SaleCommon 1,000 $36.35 $36,350.00
Disclosure

SEC source: 0001140361-17-017543 · doc1.xml · nonDerivative · entry 5

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daughter 2

Disclosed balance after: 5,000

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:13 UTC SaleCommon 500 $36.25 $18,125.00
Disclosure

SEC source: 0001140361-17-010468 · doc1.xml · nonDerivative · entry 3

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,820.8768

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:13 UTC SaleCommon 500 $36.35 $18,175.00
Disclosure

SEC source: 0001140361-17-010468 · doc1.xml · nonDerivative · entry 2

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,320.8768

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:13 UTC SaleCommon 1,000 $36.50 $36,500.00
Disclosure

SEC source: 0001140361-17-010468 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,820.8768

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:00 UTC
TOBIN THOMAS JDirector · President and CEO
SaleCommon 1,700 $35.50 $60,350.00
Disclosure

SEC source: 0001140361-17-010008 · doc1.xml · nonDerivative · entry 3

TOBIN THOMAS J · CIK 0001063538 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,447.2652

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:00 UTC
TOBIN THOMAS JDirector · President and CEO
SaleCommon 3,196 $35.90 $114,729.37
Disclosure

SEC source: 0001140361-17-010008 · doc1.xml · nonDerivative · entry 1

TOBIN THOMAS J · CIK 0001063538 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147.2652

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:38 UTC SaleCommon 100 $36.10 $3,610.00
Disclosure

SEC source: 0001140361-17-009977 · doc1.xml · nonDerivative · entry 6

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,820.8768

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:38 UTC SaleCommon 200 $36.05 $7,210.00
Disclosure

SEC source: 0001140361-17-009977 · doc1.xml · nonDerivative · entry 5

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,920.8768

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:38 UTC SaleCommon 597 $36.00 $21,492.00
Disclosure

SEC source: 0001140361-17-009977 · doc1.xml · nonDerivative · entry 4

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,120.8768

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:38 UTC SaleCommon 8 $36.40 $291.20
Disclosure

SEC source: 0001140361-17-009977 · doc1.xml · nonDerivative · entry 3

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,717.8768

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:38 UTC SaleCommon 95 $36.45 $3,462.75
Disclosure

SEC source: 0001140361-17-009977 · doc1.xml · nonDerivative · entry 2

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,725.8768

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:38 UTC SaleCommon 2,000 $36.36 $72,712.40
Disclosure

SEC source: 0001140361-17-009977 · doc1.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,820.8768

Read SEC document
February 27, 2017 Filed May 1, 2017 18:24 UTC SaleCommon 1,000 $36.35 $36,350.00
Disclosure

SEC source: 0001140361-17-017543 · doc1.xml · nonDerivative · entry 4

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daughter 2

Disclosed balance after: 6,000

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:13 UTC
Manseau James J.Chief Retail Banking Officer
GrantCommon 1,866 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004370 · doc1.xml · nonDerivative · entry 2

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,614.3219

F2 · shares: Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3,4, and 5.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:13 UTC
Manseau James J.Chief Retail Banking Officer
GrantCommon 1,177 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004370 · doc1.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,748.3219

F1 · shares: Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:11 UTC
SANTACROCE KEVINChief Lending Officer
GrantCommon 1,959 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004367 · doc1.xml · nonDerivative · entry 2

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,434.3419

F2 · shares: Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3,4, and 5.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:11 UTC
SANTACROCE KEVINChief Lending Officer
GrantCommon 1,235 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004367 · doc1.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,475.3419

F1 · shares: Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:06 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantCommon 5,597 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004365 · doc1.xml · nonDerivative · entry 2

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,942.8015

F2 · shares: Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3,4, and 5.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:06 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantCommon 2,857 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004365 · doc1.xml · nonDerivative · entry 1

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,345.8015

F1 · shares: Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:03 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantCommon 2,052 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004362 · doc1.xml · nonDerivative · entry 2

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,769.0959

F2 · shares: Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3, 4, and 5.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:03 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantCommon 1,294 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004362 · doc1.xml · nonDerivative · entry 1

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,717.0959

F1 · shares: Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:01 UTC
McCaffery John Martin JREVP and Treasurer
GrantCommon 1,896 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004359 · doc1.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,827.3419

F2 · shares: Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3,4, and 5.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:01 UTC
McCaffery John Martin JREVP and Treasurer
GrantCommon 1,235 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004359 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,931.3419

F1 · shares: Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 23:31 UTC
Manseau James J.Chief Retail Banking Officer
ConversionConvertible Trust Preferred Securities · Derivative 100 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0001140361-17-002335 · doc1.xml · derivative · entry 2

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,448 shares

Expires 2039-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 23:31 UTC
Manseau James J.Chief Retail Banking Officer
ConversionCommon 3,448 $29.00 $99,992.00
Disclosure

SEC source: 0001140361-17-002335 · doc1.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,571.3219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.