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McCaffery John Martin JR

Disclosed activity across 2 companies

Tapewire entity
50683
SEC CIK
0001609067

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dime Commercial Bancshares, Inc. /NY/DCOM · Entity 4607SEVP, Chief Risk OfficerFebruary 01, 2021February 03, 2021
NORWOOD FINANCIAL CORPNWFL · Entity 5720EVP & CFOApril 30, 2026April 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dime Commercial Bancshares, Inc. /NY/

Report date February 01, 2021 · Filed February 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,893.5822 Reported balance After 2021-02-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-02-01 · Tax withholding · Disposed 2,339 · Balance 35,893.5822

F1: Reflects witholding of shares to satisfy tax obligations.

Common StockSEC Table I · non-derivativeDirect39,082.5822 Reported balance After 2021-02-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-02-01 · Grant · Acquired 3,189 · Balance 39,082.5822

F2: Reflects earned Performance Share Units that vested on Feburary 1, 2021

Common StockSEC Table I · non-derivativeDirect48,921.2284 Reported balance After 2021-02-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2021-02-01 · Grant · Acquired 9,838.6462 · Balance 48,921.2284

F3: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Common StockSEC Table I · non-derivativeDirect63,232.4544 Reported balance After 2021-02-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2021-02-01 · Grant · Acquired 13,774.1047 · Balance 63,232.4544

F4: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

F5: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $36.19 · Expires 2028-02-13Direct7,592 Reported balance Holding disclosure · report date 2021-02-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,592

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $35.35 · Expires 2029-02-12Direct10,396 Reported balance Holding disclosure · report date 2021-02-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 10,396

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $34.87 · Expires 2030-02-13Direct11,433 Reported balance Holding disclosure · report date 2021-02-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 11,433

Filing footnotes · ownership attribution and instrument terms

F1: Reflects witholding of shares to satisfy tax obligations.

F2: Reflects earned Performance Share Units that vested on Feburary 1, 2021

F3: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

F4: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

F5: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

NORWOOD FINANCIAL CORP

Report date April 30, 2026 · Filed April 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIRA4,000 Reported balance After 2026-04-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-04-30 · Purchase · Acquired 1,000 · Balance 4,000

Common StockSEC Table I · non-derivativeDirect1,500 Reported balance Holding disclosure · report date 2026-04-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,500

Common StockSEC Table I · non-derivativeIndirectRestricted Stock804 Reported balance Holding disclosure · report date 2026-04-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 804

F1: Award vests 200 shares on June 24, 2025 and then 201 shares annually thereafter until such stock award shares are fully earned.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock1,200 Reported balance Holding disclosure · report date 2026-04-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,200

F2: Award vests in five equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Common StockSEC Table I · non-derivativeIndirectRestricted Stock2,000 Reported balance Holding disclosure · report date 2026-04-30 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 2,000

F3: Award vests in five equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Award vests 200 shares on June 24, 2025 and then 201 shares annually thereafter until such stock award shares are fully earned.

F2: Award vests in five equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

F3: Award vests in five equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2026 Filed Apr 30, 2026 20:13 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 1,000 $29.44 $29,440.00
Disclosure

SEC source: 0001437749-26-014208 · rdgdoc.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 4,000

Read SEC document
December 16, 2025 Filed Dec 18, 2025 22:18 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 2,000 $29.80 $59,600.00
Disclosure

SEC source: 0001193125-25-325099 · ownership.xml · nonDerivative · entry 5

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock

Disclosed balance after: 2,000

F3 · balance_after: Award vests in five equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or DIrector Emeritus, as applicable.

Read SEC document
August 01, 2025 Filed Aug 1, 2025 13:32 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 500 $24.10 $12,050.00
Disclosure

SEC source: 0000950170-25-101140 · ownership.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 3,000

Read SEC document
April 30, 2025 Filed May 2, 2025 17:42 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 500 $25.00 $12,497.50
Disclosure

SEC source: 0000950170-25-062542 · ownership.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 2,500

Read SEC document
December 24, 2024 Filed Dec 26, 2024 22:45 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,500 $27.25 $40,875.00
Disclosure

SEC source: 0000950170-24-140537 · ownership.xml · nonDerivative · entry 4

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Restricted Stock

Disclosed balance after: 1,500

F2 · balance_after: Award vests in five equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Read SEC document
December 19, 2024 Filed Dec 24, 2024 02:02 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 GrantCommon Stock 1,000 $26.00 $26,000.00
Disclosure

SEC source: 0000950170-24-139886 · ownership.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
August 14, 2024 Filed Aug 15, 2024 19:11 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 200 $25.00 $5,000.00
Disclosure

SEC source: 0000950170-24-097509 · ownership.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 200

Read SEC document
August 13, 2024 Filed Aug 13, 2024 22:10 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 200 $25.15 $5,030.00
Disclosure

SEC source: 0000950170-24-096514 · ownership.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 200

Read SEC document
August 12, 2024 Filed Aug 13, 2024 22:10 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 145 $25.50 $3,697.50
Disclosure

SEC source: 0000950170-24-096514 · ownership.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 145

Read SEC document
August 09, 2024 Filed Aug 13, 2024 22:10 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 224 $25.80 $5,779.20
Disclosure

SEC source: 0000950170-24-096514 · ownership.xml · nonDerivative · entry 4

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 224

Read SEC document
August 09, 2024 Filed Aug 13, 2024 22:10 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 26 $25.90 $673.40
Disclosure

SEC source: 0000950170-24-096514 · ownership.xml · nonDerivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 26

Read SEC document
August 08, 2024 Filed Aug 8, 2024 22:13 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 100 $25.75 $2,575.00
Disclosure

SEC source: 0000950170-24-094248 · ownership.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 100

Read SEC document
August 08, 2024 Filed Aug 8, 2024 22:13 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 205 $25.74 $5,276.70
Disclosure

SEC source: 0000950170-24-094248 · ownership.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 205

Read SEC document
August 06, 2024 Filed Aug 8, 2024 22:13 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 250 $25.60 $6,400.00
Disclosure

SEC source: 0000950170-24-094248 · ownership.xml · nonDerivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 250

Read SEC document
August 05, 2024 Filed Aug 6, 2024 18:09 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 250 $26.76 $6,690.00
Disclosure

SEC source: 0000950170-24-091561 · ownership.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 250

Read SEC document
August 05, 2024 Filed Aug 6, 2024 18:09 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 150 $25.29 $3,793.50
Disclosure

SEC source: 0000950170-24-091561 · ownership.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 150

Read SEC document
August 02, 2024 Filed Aug 6, 2024 18:09 UTC NORWOOD FINANCIAL CORP NWFL · Entity 5720 PurchaseCommon Stock 250 $27.00 $6,750.00
Disclosure

SEC source: 0000950170-24-091561 · ownership.xml · nonDerivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · IRA

Disclosed balance after: 250

F2 · balance_after: Shares purchased on this date not required to be reported previously pursuant to Rule 16a-6 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon Stock 13,774.1047 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 4

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,232.4544

F4 · shares: Vests in equal installments on the 2nd, 3rd, and 4th anniversary following the closing date of the Merger on February 1, 2021

F5 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon Stock 9,838.6462 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,921.2284

F3 · shares: Cliff Vests on the 1 year anniversary of the closing date of the Merger effective February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 GrantCommon Stock 3,189 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,082.5822

F2 · shares: Reflects earned Performance Share Units that vested on Feburary 1, 2021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 Tax withholdingCommon Stock 2,339 $25.41 $59,433.99
Disclosure

SEC source: 0001562180-21-000859 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · SEVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,893.5822

F1 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:06 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon Stock 7,505 $25.98 $194,979.90
Disclosure

SEC source: 0001562180-21-000320 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,232.5822

F1 · shares: Represents a Restricted Stock Award. Vests ratably over 4 years.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:40 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon Stock 1,591 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007311 · primarydocument.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,727.5822

F2 · shares: Reflects earned Performance Share Units that vested on December 14, 2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:40 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 Tax withholdingCommon Stock 4,879 $24.16 $117,876.64
Disclosure

SEC source: 0001562180-20-007311 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136.5822

F1 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 19:18 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 SaleCommon Stock 1,000 $21.22 $21,220.00
Disclosure

SEC source: 0001562180-20-004128 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,015.5822

F1 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:40 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 Tax withholdingCommon Stock 1,784 $31.39 $55,999.76
Disclosure

SEC source: 0001562180-20-001302 · primarydocument.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,450.9686

F2 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantStock Options · Derivative 11,433 $0.00 Strike: $34.87 $0.00
Disclosure

SEC source: 0001562180-20-001302 · primarydocument.xml · derivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,433

Underlying: Common Stock · 11,433 shares

Expires 2030-02-13

F3 · shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · derivative.underlying_shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · balance_after: Represents Stock Options. These Stock Options vest ratably at 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon Stock 2,957 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001302 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,234.9686

F1 · shares: Represents a restricted stock unit award. This award vests ratably over 3 years.

Read SEC document
February 02, 2020 Filed Feb 15, 2020 01:10 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon Stock 1,049.6965 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001260 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,277.9686

F1 · shares: Reflects Earned Performance Share Units which cliff vest on February 15, 2022.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:17 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 Tax withholdingCommon 1,362 $33.13 $45,123.06
Disclosure

SEC source: 0001567619-19-004988 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,228.2721

F1 · shares: Reflects withholding of shares to satisfy tax obligations.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:51 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantStock Options · Derivative 10,396 $0.00 Strike: $35.35 $0.00
Disclosure

SEC source: 0001567619-19-004532 · doc1.xml · derivative · entry 4

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,396

Underlying: Common Stock · 10,396 shares

Expires 2029-02-12

F3 · shares: Represents Stock Options. These stock options vest ratably at 3 years

F3 · derivative.underlying_shares: Represents Stock Options. These stock options vest ratably at 3 years

F3 · balance_after: Represents Stock Options. These stock options vest ratably at 3 years

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:51 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 810 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004532 · doc1.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,590.2721

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:51 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 2,178 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004532 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,780.2721

F1 · shares: Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 19:34 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 PurchaseCommon 2,000 $32.29 $64,580.00
Disclosure

SEC source: 0001567619-18-003872 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,602.2721

Read SEC document
August 29, 2018 Filed Aug 30, 2018 21:26 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 PurchaseCommon 1,000 $34.45 $34,450.50
Disclosure

SEC source: 0001567619-18-001945 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,602.2721

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:09 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 Tax withholdingCommon 614 $33.95 $20,845.30
Disclosure

SEC source: 0001140361-18-009027 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,602.2721

F1 · shares: Reflects withholding of shares to satisfy tax obligations.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:23 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantStock Options · Derivative 7,592 $0.00 Strike: $36.19 $0.00
Disclosure

SEC source: 0001140361-18-008728 · doc1.xml · derivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,592

Underlying: Common Stock · 7,592 shares

Expires 2028-02-13

F3 · shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · derivative.underlying_shares: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

F3 · balance_after: Represents Incentive Stock Options. These stock options cliff vest at 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:23 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 903 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008728 · doc1.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,640.3419

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:23 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 2,006 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-008728 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,737.3419

F1 · shares: Represents a restricted stock unit award. This award vests ratably 5 years from the date of grant.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 19:14 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 SaleCommon 1,096 $34.25 $37,538.00
Disclosure

SEC source: 0001140361-17-023924 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,731.3419

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:01 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 1,896 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004359 · doc1.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,827.3419

F2 · shares: Represents a restricted stock award. These shares vest over 5 years with one third vesting in years 3,4, and 5.

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February 02, 2017 Filed Feb 3, 2017 21:01 UTC Dime Commercial Bancshares, Inc. /NY/ BDGE · Entity 4607 GrantCommon 1,235 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004359 · doc1.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,931.3419

F1 · shares: Represents a restricted stock unit award. This award vests 5 years from the date of grant and is subject to a 2 year holding period thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.