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NYSE · USD

DCBG

Dime Commercial Bancshares, Inc. /NY/

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4607
SEC CIK
0000846617
Parsed reports
560

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202501
Jan 202601
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 2026021
Jul 2026010
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2020 Filed Jun 3, 2020 21:32 UTC GrantCommon 1,433.83 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004206 · primarydocument.xml · nonDerivative · entry 1

TOBIN THOMAS J · CIK 0001063538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,710.216

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:31 UTC GrantCommon 3,345.6005 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004205 · primarydocument.xml · nonDerivative · entry 1

Santoro Rudolph J. · CIK 0001467079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,626.719

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:31 UTC GrantCommon 1,433.83 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004204 · primarydocument.xml · nonDerivative · entry 1

MASSOUD CHARLES I · CIK 0001178831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,190.777

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:31 UTC GrantCommon 3,345.6005 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004203 · primarydocument.xml · nonDerivative · entry 1

Arturi Emanuel · CIK 0001425523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,326.5642

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:31 UTC GrantCommon 2,867.6576 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004202 · primarydocument.xml · nonDerivative · entry 1

McCOY JR. ALBERT E · CIK 0001433545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,256.1281

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:31 UTC GrantCommon 4,779.4293 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004201 · primarydocument.xml · nonDerivative · entry 1

HEFTER MARCIA · CIK 0001064483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,538.1522

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 19:17 UTC
SANTACROCE KEVINChief Lending Officer
SaleCommon Stock 2,000 $20.94 $41,873.00
Disclosure

SEC source: 0001562180-20-004126 · primarydocument.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,648.5822

F1 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 00:12 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
GrantCommon Stock, par value $0.01 per share ("Common Stock") 1,433.8288 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011741 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,416.16

F2 · shares: See Exhibit 99.1

F1 · ownership.direct: See Exhibit 99.1

F3 · ownership.direct: See Exhibit 99.1

Read SEC document
June 02, 2020 Filed Jun 4, 2020 14:36 UTC GrantCommon 2,867.6576 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004264 · primarydocument.xml · nonDerivative · entry 1

NIELSEN RAYMOND A · CIK 0001194348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,041.6469

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 13:49 UTC GrantCommon 1,433.83 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004262 · primarydocument.xml · nonDerivative · entry 1

SUSKIND DENNIS A · CIK 0001178780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,826.5832

F1 · shares: Represents a restricted stock unit award. This award vests April 30, 2021.

F2 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 19:20 UTC PurchaseCommon 1,449 $21.00 $30,429.00
Disclosure

SEC source: 0001562180-20-004129 · primarydocument.xml · nonDerivative · entry 1

MASSOUD CHARLES I · CIK 0001178831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,756.947

F1 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 19:18 UTC SaleCommon Stock 1,000 $21.22 $21,220.00
Disclosure

SEC source: 0001562180-20-004128 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,015.5822

F1 · balance_after: Reflects transactions not required to be reported pursuant to the Securities Exchange Act of 1934, as amended.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:40 UTC
SANTACROCE KEVINChief Lending Officer
Tax withholdingCommon Stock 2,043 $31.39 $64,129.77
Disclosure

SEC source: 0001562180-20-001303 · primarydocument.xml · nonDerivative · entry 2

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,083.9686

F2 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:40 UTC
Manseau James J.Chief Retail Banking Officer
Tax withholdingCommon Stock 1,983 $31.39 $62,246.37
Disclosure

SEC source: 0001562180-20-001304 · primarydocument.xml · nonDerivative · entry 2

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,446.7286

F2 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:40 UTC Tax withholdingCommon Stock 1,784 $31.39 $55,999.76
Disclosure

SEC source: 0001562180-20-001302 · primarydocument.xml · nonDerivative · entry 2

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,450.9686

F2 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:39 UTC
NOLAN HOWARD HDirector · SEVP & COO
Tax withholdingCommon Stock 1,182 $31.39 $37,102.98
Disclosure

SEC source: 0001562180-20-001301 · primarydocument.xml · nonDerivative · entry 2

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,595.0011

F2 · shares: Reflects witholding of shares to satisfy tax obligations.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantStock Options · Derivative 25,610 $0.00 Strike: $34.87 $0.00
Disclosure

SEC source: 0001562180-20-001300 · primarydocument.xml · derivative · entry 3

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,610

Underlying: Common Stock · 25,610 shares

Expires 2030-02-13

F3 · shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · derivative.underlying_shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · balance_after: Represents Stock Options. These Stock Options vest ratably at 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantCommon Stock 3,657 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001300 · primarydocument.xml · nonDerivative · entry 2

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,929.263

F2 · shares: Represents a restricted stock award. These shares vest ratably over 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantCommon Stock 6,625 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001300 · primarydocument.xml · nonDerivative · entry 1

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,272.263

F1 · shares: Represents a restricted stock unit award. This award vests ratably over 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
SANTACROCE KEVINChief Lending Officer
GrantStock Options · Derivative 11,128 $0.00 Strike: $34.87 $0.00
Disclosure

SEC source: 0001562180-20-001303 · primarydocument.xml · derivative · entry 4

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,128

Underlying: Common Stock · 11,128 shares

Expires 2030-02-13

F3 · shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · derivative.underlying_shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · balance_after: Represents Stock Options. These Stock Options vest ratably at 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
SANTACROCE KEVINChief Lending Officer
GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001303 · primarydocument.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,126.9686

F1 · shares: Represents a restricted stock unit award. This award vests ratably over 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
Manseau James J.Chief Retail Banking Officer
GrantStock Options · Derivative 10,061 $0.00 Strike: $34.87 $0.00
Disclosure

SEC source: 0001562180-20-001304 · primarydocument.xml · derivative · entry 3

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,061

Underlying: Common Stock · 10,061 shares

Expires 2030-02-13

F3 · shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · derivative.underlying_shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · balance_after: Represents Stock Options. These Stock Options vest ratably at 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
Manseau James J.Chief Retail Banking Officer
GrantCommon Stock 2,603 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001304 · primarydocument.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,429.7286

F1 · shares: Represents a restricted stock unit award. This award vests ratably over 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC GrantStock Options · Derivative 11,433 $0.00 Strike: $34.87 $0.00
Disclosure

SEC source: 0001562180-20-001302 · primarydocument.xml · derivative · entry 3

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,433

Underlying: Common Stock · 11,433 shares

Expires 2030-02-13

F3 · shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · derivative.underlying_shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · balance_after: Represents Stock Options. These Stock Options vest ratably at 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC GrantCommon Stock 2,957 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001302 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,234.9686

F1 · shares: Represents a restricted stock unit award. This award vests ratably over 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantStock Options · Derivative 11,128 $0.00 Strike: $34.87 $0.00
Disclosure

SEC source: 0001562180-20-001301 · primarydocument.xml · derivative · entry 3

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,128

Underlying: Common Stock · 11,128 shares

Expires 2030-02-13

F3 · shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · derivative.underlying_shares: Represents Stock Options. These Stock Options vest ratably at 3 years.

F3 · balance_after: Represents Stock Options. These Stock Options vest ratably at 3 years.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001301 · primarydocument.xml · nonDerivative · entry 1

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,777.0011

F1 · shares: Represents a restricted stock unit award. This award vests ratably over 3 years.

Read SEC document
February 02, 2020 Filed Feb 15, 2020 01:10 UTC
Manseau James J.Chief Retail Banking Officer
GrantCommon Stock 999.4472 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001261 · primarydocument.xml · nonDerivative · entry 1

Manseau James J. · CIK 0001463192 · Chief Retail Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,826.7286

F1 · shares: Reflects Earned Performance Share Units which cliff vest on February 15, 2022.

Read SEC document
February 02, 2020 Filed Feb 15, 2020 01:10 UTC GrantCommon Stock 1,049.6965 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001260 · primarydocument.xml · nonDerivative · entry 1

McCaffery John Martin JR · CIK 0001609067 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,277.9686

F1 · shares: Reflects Earned Performance Share Units which cliff vest on February 15, 2022.

Read SEC document
February 02, 2020 Filed Feb 14, 2020 22:42 UTC
O'Connor Kevin MDirector · President/CEO Designee
GrantCommon Stock 2,427.4615 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001254 · primarydocument.xml · nonDerivative · entry 1

O'Connor Kevin M · CIK 0001414859 · Director · President/CEO Designee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,647.263

F1 · shares: Reflects Earned Performance Share Units which cliff vest on February 15, 2022.

Read SEC document
February 02, 2020 Filed Feb 14, 2020 22:03 UTC
SANTACROCE KEVINChief Lending Officer
GrantCommon Stock 1,049.6965 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001248 · primarydocument.xml · nonDerivative · entry 1

SANTACROCE KEVIN · CIK 0001433544 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,247.9686

F1 · shares: Reflects Earned Performance Share Units which cliff vest on February 15, 2022.

Read SEC document
February 02, 2020 Filed Feb 14, 2020 22:01 UTC
NOLAN HOWARD HDirector · SEVP & COO
GrantCommon Stock 1,099.9457 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001247 · primarydocument.xml · nonDerivative · entry 1

NOLAN HOWARD H · CIK 0001267026 · Director · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,898.0011

F1 · shares: Reflects Earned Performance Share Units which cliff vest on February 15, 2022.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 23:12 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 3,488 $33.80 $117,894.40
Disclosure

SEC source: 0001567619-19-023288 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,648

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
December 16, 2019 Filed Dec 17, 2019 23:12 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 3,265 $33.80 $110,357.00
Disclosure

SEC source: 0001567619-19-023288 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 280,084

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:12 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.01 per share ("Common Stock") 21,842 $32.95 $719,693.90
Disclosure

SEC source: 0001567619-19-023288 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 283,349

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
December 12, 2019 Filed Dec 12, 2019 23:42 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 51,275 $33.10 $1,697,202.50
Disclosure

SEC source: 0001567619-19-023002 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 305,191

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
December 11, 2019 Filed Dec 12, 2019 23:42 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
SaleCommon Stock 58,252 $32.66 $1,902,510.32
Disclosure

SEC source: 0001567619-19-023002 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 356,466

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
December 10, 2019 Filed Dec 12, 2019 23:42 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.01 per share ("Common Stock") 60,231 $32.74 $1,971,962.94
Disclosure

SEC source: 0001567619-19-023002 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 414,718

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
December 06, 2019 Filed Dec 10, 2019 19:35 UTC
Rubin DanielDirector
SaleCommon 1,409 $33.10 $46,637.90
Disclosure

SEC source: 0001567619-19-022814 · doc1.xml · nonDerivative · entry 4

Rubin Daniel · CIK 0001646607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,314.4879

Read SEC document
December 06, 2019 Filed Dec 10, 2019 19:35 UTC
Rubin DanielDirector
SaleCommon 500 $33.05 $16,525.00
Disclosure

SEC source: 0001567619-19-022814 · doc1.xml · nonDerivative · entry 3

Rubin Daniel · CIK 0001646607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,723.4879

Read SEC document
December 05, 2019 Filed Dec 10, 2019 19:35 UTC
Rubin DanielDirector
SaleCommon 191 $32.82 $6,268.62
Disclosure

SEC source: 0001567619-19-022814 · doc1.xml · nonDerivative · entry 2

Rubin Daniel · CIK 0001646607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,223.4879

Read SEC document
December 05, 2019 Filed Dec 10, 2019 19:35 UTC
Rubin DanielDirector
SaleCommon 500 $32.80 $16,400.00
Disclosure

SEC source: 0001567619-19-022814 · doc1.xml · nonDerivative · entry 1

Rubin Daniel · CIK 0001646607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,414.4879

Read SEC document
December 02, 2019 Filed Dec 4, 2019 15:45 UTC
Rubin DanielDirector
SaleCommon 500 $32.75 $16,375.00
Disclosure

SEC source: 0001567619-19-022620 · doc1.xml · nonDerivative · entry 1

Rubin Daniel · CIK 0001646607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,914.4879

Read SEC document
October 11, 2019 Filed Oct 16, 2019 20:11 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
OtherCommon Stock 329 $29.63 $9,748.27
Disclosure

SEC source: 0001567619-19-019628 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 21,926

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
October 11, 2019 Filed Oct 16, 2019 20:11 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
OtherCommon Stock 3,735 $29.63 $110,668.05
Disclosure

SEC source: 0001567619-19-019628 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 37,676

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
October 11, 2019 Filed Oct 16, 2019 20:11 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
OtherCommon Stock 68,721 $29.63 $2,036,203.23
Disclosure

SEC source: 0001567619-19-019628 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 474,949

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
October 11, 2019 Filed Oct 16, 2019 20:11 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT FUND LPDirector · 10% owner · Director-by-Deputization
BASSWOOD ENHANCED LONG SHORT GP, LLCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.Director · 10% owner · Director-by-Deputization
OtherCommon Stock, par value $0.01 per share ("Common Stock") 64,657 $29.63 $1,915,786.91
Disclosure

SEC source: 0001567619-19-019628 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT FUND LP · CIK 0001525955 · Director · 10% owner · Director-by-Deputization

BASSWOOD ENHANCED LONG SHORT GP, LLC · CIK 0001541970 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 746,999

F2 · kind: See Exhibit 99.1

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:49 UTC PurchaseCommon Stock 3,055 $27.34 $83,523.70
Disclosure

SEC source: 0001567619-19-015994 · doc1.xml · nonDerivative · entry 3

Lindenbaum Nathan · CIK 0001646643 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,055

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:49 UTC PurchaseCommon Stock 875 $27.13 $23,738.75
Disclosure

SEC source: 0001567619-19-015994 · doc1.xml · nonDerivative · entry 2

Lindenbaum Nathan · CIK 0001646643 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,890

Read SEC document
August 05, 2019 Filed Aug 7, 2019 23:49 UTC PurchaseCommon Stock, par value $0.01 per share ("Common Stock") 3,000 $27.17 $81,510.00
Disclosure

SEC source: 0001567619-19-015994 · doc1.xml · nonDerivative · entry 1

Lindenbaum Nathan · CIK 0001646643 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,015

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.