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Dakota Gold Corp.

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Tapewire entity
5130
SEC CIK
0001852353
Parsed reports
158

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202602
Mar 202600
Apr 202601
May 202611
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2025 Filed Mar 6, 2025 01:13 UTC
CAMPBELL SHAWNCHIEF FINANCIAL OFFICER
Tax withholdingCOMMON STOCK 6,601 $3.03 $20,001.03
Disclosure

SEC source: 0001062993-25-004710 · form4.xml · nonDerivative · entry 4

CAMPBELL SHAWN · CIK 0001868424 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,819

F4 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:13 UTC
CAMPBELL SHAWNCHIEF FINANCIAL OFFICER
Exercise / conversionCOMMON STOCK 12,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004710 · form4.xml · nonDerivative · entry 3

CAMPBELL SHAWN · CIK 0001868424 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Reporting Person was previously granted 53,381 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 12,337 shares of common stock. Upon settlement, 6,601 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 5,736 shares of common stock.

F2 · price: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:13 UTC
CAMPBELL SHAWNCHIEF FINANCIAL OFFICER
Tax withholdingCOMMON STOCK 2,585 $3.03 $7,832.55
Disclosure

SEC source: 0001062993-25-004710 · form4.xml · nonDerivative · entry 2

CAMPBELL SHAWN · CIK 0001868424 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,083

F2 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:13 UTC
CAMPBELL SHAWNCHIEF FINANCIAL OFFICER
Exercise / conversionCOMMON STOCK 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004710 · form4.xml · nonDerivative · entry 1

CAMPBELL SHAWN · CIK 0001868424 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person was previously granted 20,897 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 4,830 shares of common stock. Upon settlement, 2,585 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 2,245 shares of common stock.

F1 · price: The Reporting Person was previously granted 20,897 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 4,830 shares of common stock. Upon settlement, 2,585 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 2,245 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:08 UTC
QUARTERMAIN ROBERTDirector · PRESIDENT AND CHIEF EXECUTIVE
GrantCOMMON STOCK 82,508 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004708 · form4.xml · nonDerivative · entry 3

QUARTERMAIN ROBERT · CIK 0001238270 · Director · PRESIDENT AND CHIEF EXECUTIVE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,678,247

F3 · security: Represents RSUs granted under the Issuer???s 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer???s common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:08 UTC
QUARTERMAIN ROBERTDirector · PRESIDENT AND CHIEF EXECUTIVE
Tax withholdingCOMMON STOCK 12,618 $3.03 $38,232.54
Disclosure

SEC source: 0001062993-25-004708 · form4.xml · nonDerivative · entry 2

QUARTERMAIN ROBERT · CIK 0001238270 · Director · PRESIDENT AND CHIEF EXECUTIVE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,595,739

F2 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:08 UTC
QUARTERMAIN ROBERTDirector · PRESIDENT AND CHIEF EXECUTIVE
Tax withholdingCOMMON STOCK 9,520 $3.03 $28,845.60
Disclosure

SEC source: 0001062993-25-004708 · form4.xml · nonDerivative · entry 1

QUARTERMAIN ROBERT · CIK 0001238270 · Director · PRESIDENT AND CHIEF EXECUTIVE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,608,357

F1 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 20,442 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · derivative · entry 10

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,962

Underlying: COMMON STOCK · 20,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F2 · derivative.exercise_date: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F2 · derivative.expiration_date: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 14,394 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · derivative · entry 9

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,760

Underlying: COMMON STOCK · 14,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

F1 · derivative.exercise_date: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

F1 · derivative.expiration_date: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
GrantCOMMON STOCK 5,715 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 8

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,849

F8 · security: Represents shares of common stock granted to the Reporting Person pursuant to the Issuers 2022 Stock Incentive Plan.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Tax withholdingCOMMON STOCK 5,557 $3.03 $16,837.71
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 7

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,134

F7 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Tax withholdingCOMMON STOCK 4,915 $3.03 $14,892.45
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 6

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,691

F6 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Tax withholdingCOMMON STOCK 3,461 $3.03 $10,486.83
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 5

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,606

F5 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Tax withholdingCOMMON STOCK 6,816 $3.03 $20,652.48
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 4

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,067

F4 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Exercise / conversionCOMMON STOCK 20,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 3

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Reporting Person was previously granted 88,443 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 20,442 shares of common stock. Upon settlement, 6,816 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 13,626 shares of common stock.

F2 · price: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Tax withholdingCOMMON STOCK 4,799 $3.03 $14,540.97
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 2

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,441

F2 · security: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC
Malone Patrick ShayCHIEF LEGAL OFFICER
Exercise / conversionCOMMON STOCK 14,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

F1 · price: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:04 UTC GrantCOMMON STOCK 82,508 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004706 · form4.xml · nonDerivative · entry 1

O'Rourke Stephen T. · CIK 0001816004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,056,209

F1 · security: Represents restricted stock units ("RSUs") granted under the Issuer???s 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer???s common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Koenig AmyDirector
GrantCOMMON STOCK 33,003 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004698 · form4.xml · nonDerivative · entry 1

Koenig Amy · CIK 0001882418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,049

F1 · security: Represents restricted stock units ("RSUs") granted under the Issuer???s 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer???s common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
GrantSTOCK OPTIONS · Derivative 58,495 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · derivative · entry 15

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,495

Underlying: COMMON STOCK · 58,495 shares

Expires 2030-03-01

F12 · derivative.exercise_date: The options are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
GrantPERFORMANCE STOCK UNITS · Derivative 57,755 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · derivative · entry 14

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,755

Underlying: COMMON STOCK · 57,755 shares

Expires not disclosed

F11 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer???s common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Index. The PSUs are scheduled to vest in three equal tranches in 2026, 2027 and 2028.

F4 · derivative.exercise_date: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F4 · derivative.expiration_date: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 19,079 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · derivative · entry 13

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,032

Underlying: COMMON STOCK · 19,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was previously granted 82,547 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Index. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 19,079 shares of common stock. Upon settlement, 5,320 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 13,759 shares of common stock.

F3 · derivative.exercise_date: The Reporting Person was previously granted 29,255 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,014 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 10,380 shares of common stock.

F3 · derivative.expiration_date: The Reporting Person was previously granted 29,255 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,014 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 10,380 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 14,394 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · derivative · entry 12

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,760

Underlying: COMMON STOCK · 14,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was previously granted 29,255 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,014 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 10,380 shares of common stock.

F2 · derivative.exercise_date: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F2 · derivative.expiration_date: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 6,762 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · derivative · entry 11

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,886 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,876 shares of common stock.

F1 · derivative.exercise_date: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,886 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,876 shares of common stock.

F1 · derivative.expiration_date: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,886 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,876 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
GrantCOMMON STOCK 28,877 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 10

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,138

F10 · security: Represents RSUs granted pursuant to the Issuer???s 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer???s common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
GrantCOMMON STOCK 5,224 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 9

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,261

F9 · security: Represents shares of common stock granted to the Reporting Person pursuant to the Issuers 2022 Stock Incentive Plan.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Tax withholdingCOMMON STOCK 3,836 $3.03 $11,623.08
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 8

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,037

F8 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Tax withholdingCOMMON STOCK 2,894 $3.03 $8,768.82
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 7

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,873

F7 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Tax withholdingCOMMON STOCK 5,320 $3.03 $16,119.60
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 6

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,767

F6 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Exercise / conversionCOMMON STOCK 19,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 5

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The Reporting Person was previously granted 82,547 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Index. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 19,079 shares of common stock. Upon settlement, 5,320 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 13,759 shares of common stock.

F3 · price: The Reporting Person was previously granted 29,255 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,014 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 10,380 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Tax withholdingCOMMON STOCK 4,014 $3.03 $12,162.42
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 4

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,008

F4 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Exercise / conversionCOMMON STOCK 14,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 3

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Reporting Person was previously granted 29,255 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,014 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 10,380 shares of common stock.

F2 · price: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Tax withholdingCOMMON STOCK 1,886 $3.03 $5,714.58
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 2

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,628

F2 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 00:56 UTC
Berry James McCoyVICE PRESIDENT OF EXPLORATION
Exercise / conversionCOMMON STOCK 6,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004697 · form4.xml · nonDerivative · entry 1

Berry James McCoy · CIK 0001891506 · VICE PRESIDENT OF EXPLORATION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,886 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,876 shares of common stock.

F1 · price: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,886 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,876 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:57 UTC GrantCOMMON STOCK 33,003 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004678 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,049

F1 · security: Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:52 UTC GrantCOMMON STOCK 33,003 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004674 · form4.xml · nonDerivative · entry 1

SCHROEDER ALICE D. · CIK 0001743916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,352

F1 · security: Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 21,805 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · derivative · entry 12

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,894

Underlying: COMMON STOCK · 21,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was previously granted 94,340 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Index. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 21,805 shares of common stock. Upon settlement, 6,080 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 15,725 shares of common stock.

F3 · derivative.exercise_date: The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock.

F3 · derivative.expiration_date: The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 16,450 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · derivative · entry 11

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,726

Underlying: COMMON STOCK · 16,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock.

F2 · derivative.exercise_date: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F2 · derivative.expiration_date: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 6,762 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · derivative · entry 10

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,836 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,926 shares of common stock.

F1 · derivative.exercise_date: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,836 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,926 shares of common stock.

F1 · derivative.expiration_date: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,836 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,926 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
GrantCOMMON STOCK 82,508 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 9

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,464,661

F9 · security: Represents RSUs granted pursuant to the Issuer???s 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer???s common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Tax withholdingCOMMON STOCK 4,269 $3.03 $12,935.07
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 8

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,382,153

F8 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Tax withholdingCOMMON STOCK 3,221 $3.03 $9,759.63
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 7

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,386,422

F7 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Tax withholdingCOMMON STOCK 6,080 $3.03 $18,422.40
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 6

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,389,643

F6 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Exercise / conversionCOMMON STOCK 21,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 5

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,395,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The Reporting Person was previously granted 94,340 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Index. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 21,805 shares of common stock. Upon settlement, 6,080 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 15,725 shares of common stock.

F3 · price: The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Tax withholdingCOMMON STOCK 4,467 $3.03 $13,535.01
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 4

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373,918

F4 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Exercise / conversionCOMMON STOCK 16,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 3

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,378,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock.

F2 · price: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Tax withholdingCOMMON STOCK 1,836 $3.03 $5,563.08
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 2

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,361,935

F2 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:47 UTC
ABERLE GERALD MICHAELCHIEF OPERATING OFFICER
Exercise / conversionCOMMON STOCK 6,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004669 · form4.xml · nonDerivative · entry 1

ABERLE GERALD MICHAEL · CIK 0001559818 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,363,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,836 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,926 shares of common stock.

F1 · price: The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,836 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,926 shares of common stock.

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November 21, 2024 Filed Nov 22, 2024 14:31 UTC
QUARTERMAIN ROBERTDirector · President and CEO
PurchaseCommon Stock 5,000 $2.21 $11,065.00
Disclosure

SEC source: 0001062993-24-019564 · form4.xml · nonDerivative · entry 4

QUARTERMAIN ROBERT · CIK 0001238270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,617,877

Read SEC document
November 21, 2024 Filed Nov 22, 2024 14:31 UTC
QUARTERMAIN ROBERTDirector · President and CEO
PurchaseCommon Stock 15,000 $2.21 $33,090.00
Disclosure

SEC source: 0001062993-24-019564 · form4.xml · nonDerivative · entry 3

QUARTERMAIN ROBERT · CIK 0001238270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,612,877

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.