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Malone Patrick Shay

Disclosed activity across 2 companies

Tapewire entity
20637
SEC CIK
0001954722

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dakota Gold Corp.DC · Entity 5130CHIEF LEGAL OFFICERMarch 01, 2025March 06, 2025
HECLA MINING CO/DE/HL · Entity 3417VP - SustainabilityAugust 20, 2026August 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dakota Gold Corp.

Report date March 01, 2025 · Filed March 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect243,240 Reported balance After 2025-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-03-01 · Exercise / conversion · Acquired 14,394 · Balance 243,240

F1: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

COMMON STOCKSEC Table I · non-derivativeDirect238,441 Reported balance After 2025-03-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-03-01 · Tax withholding · Disposed 4,799 · Balance 238,441

F2: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

COMMON STOCKSEC Table I · non-derivativeDirect258,883 Reported balance After 2025-03-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2025-03-01 · Exercise / conversion · Acquired 20,442 · Balance 258,883

F3: The Reporting Person was previously granted 88,443 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 20,442 shares of common stock. Upon settlement, 6,816 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 13,626 shares of common stock.

F2: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

COMMON STOCKSEC Table I · non-derivativeDirect252,067 Reported balance After 2025-03-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2025-03-01 · Tax withholding · Disposed 6,816 · Balance 252,067

F4: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

COMMON STOCKSEC Table I · non-derivativeDirect248,606 Reported balance After 2025-03-01 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2025-03-01 · Tax withholding · Disposed 3,461 · Balance 248,606

F5: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

COMMON STOCKSEC Table I · non-derivativeDirect243,691 Reported balance After 2025-03-01 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2025-03-01 · Tax withholding · Disposed 4,915 · Balance 243,691

F6: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

COMMON STOCKSEC Table I · non-derivativeDirect238,134 Reported balance After 2025-03-01 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2025-03-01 · Tax withholding · Disposed 5,557 · Balance 238,134

F7: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

COMMON STOCKSEC Table I · non-derivativeDirect243,849 Reported balance After 2025-03-01 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2025-03-01 · Grant · Acquired 5,715 · Balance 243,849

F8: Represents shares of common stock granted to the Reporting Person pursuant to the Issuers 2022 Stock Incentive Plan.

PERFORMANCE STOCK UNITSSEC Table II · derivative / convertible securityDirect20,760 Reported balance After 2025-03-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-03-01 · Exercise / conversion · Acquired 14,394 · Balance 20,760

F1: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

PERFORMANCE STOCK UNITSSEC Table II · derivative / convertible securityDirect58,962 Reported balance After 2025-03-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-03-01 · Exercise / conversion · Acquired 20,442 · Balance 58,962

F2: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

F2: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F3: The Reporting Person was previously granted 88,443 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 20,442 shares of common stock. Upon settlement, 6,816 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 13,626 shares of common stock.

F4: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F5: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F6: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F7: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F8: Represents shares of common stock granted to the Reporting Person pursuant to the Issuers 2022 Stock Incentive Plan.

HECLA MINING CO/DE/

Report date August 20, 2026 · Filed August 24, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect198,538 Reported balance After 2026-08-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-08-20 · Sale · Disposed 100 · Balance 198,538

F1: Consists of 23,894 shares held directly, 71,417 unvested performance-based units, and 103,227 unvested restricted stock units.

Common StockSEC Table I · non-derivativeDirect174,644 Reported balance After 2026-08-20 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2026-08-20 · Sale · Disposed 23,894 · Balance 174,644

F2: Consists of 71,417 unvested performance-based units and 103,227 unvested restricted stock units.

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) Plan2,275 Reported balance After 2026-08-20 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2026-08-20 · Other · Acquired 2,275 · Balance 2,275

F3: Held as 192.951 units in Mr. Malone's 401(k) account under the Hecla Mining Company Capital Accumulation Plan and estimated to be 2,275 shares.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 23,894 shares held directly, 71,417 unvested performance-based units, and 103,227 unvested restricted stock units.

F2: Consists of 71,417 unvested performance-based units and 103,227 unvested restricted stock units.

F3: Held as 192.951 units in Mr. Malone's 401(k) account under the Hecla Mining Company Capital Accumulation Plan and estimated to be 2,275 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2026 Filed Aug 21, 2026 19:52 UTC HECLA MINING CO/DE/ HL · Entity 3417 SaleCommon Stock 23,894 $20.76 $496,039.44
Disclosure

SEC source: 0001954722-26-000003 · primary_doc.xml · nonDerivative · entry 2

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 20, 2026 Filed Aug 21, 2026 19:52 UTC HECLA MINING CO/DE/ HL · Entity 3417 SaleCommon Stock 100 $20.97 $2,097.00
Disclosure

SEC source: 0001954722-26-000003 · primary_doc.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,894

Read SEC document
August 20, 2026 Filed Aug 24, 2026 15:14 UTC Amendment HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 2,275 $0.00 $0.00
Disclosure

SEC source: 0001954722-26-000004 · primary_doc.xml · nonDerivative · entry 3

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 2,275

F3 · shares: Held as 192.951 units in Mr. Malone's 401(k) account under the Hecla Mining Company Capital Accumulation Plan and estimated to be 2,275 shares.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 15:14 UTC Amendment HECLA MINING CO/DE/ HL · Entity 3417 SaleCommon Stock 23,894 $20.76 $496,039.44
Disclosure

SEC source: 0001954722-26-000004 · primary_doc.xml · nonDerivative · entry 2

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,644

F2 · balance_after: Consists of 71,417 unvested performance-based units and 103,227 unvested restricted stock units.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 15:14 UTC Amendment HECLA MINING CO/DE/ HL · Entity 3417 SaleCommon Stock 100 $20.97 $2,097.00
Disclosure

SEC source: 0001954722-26-000004 · primary_doc.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,538

F1 · balance_after: Consists of 23,894 shares held directly, 71,417 unvested performance-based units, and 103,227 unvested restricted stock units.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:10 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock · Derivative 19,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001954722-26-000001 · primary_doc.xml · derivative · entry 4

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,945

Underlying: Common Stock · 19,548 shares

Expires 2029-01-01

F6 · shares: Mr. Malone was awarded performance rights representing the contingent right to receive between $312,375 and $624,750 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2026 to December 31, 2028) relative to our peers. Examples of the potential grant of shares to Mr. Malone under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($624,750 in stock); 50th percentile rank among peers = target award at grant value ($312,375 in stock), and 0 percentile rank among peers = threshold award below 25% target.

F7 · balance_after: See footnote 2.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:10 UTC HECLA MINING CO/DE/ HL · Entity 3417 OtherCommon Stock 2,307 $0.00 $0.00
Disclosure

SEC source: 0001954722-26-000001 · primary_doc.xml · nonDerivative · entry 3

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in 401(k) Plan

Disclosed balance after: 2,307

F5 · shares: Held as 192.951 units in Mr. Malone's 401(k) account under the Hecla Mining Company Capital Accumulation Plan and estimated to be 2,307 shares.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:10 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 19,548 $15.98 $312,377.04
Disclosure

SEC source: 0001954722-26-000001 · primary_doc.xml · nonDerivative · entry 2

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,945

F3 · shares: Award of restricted stock units that vest as follows: 6,516 shares on June 21, 2027, 6,516 shares on June 21, 2028, and 6,516 shares on June 21, 2029.

F4 · balance_after: See footnote 2.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:10 UTC HECLA MINING CO/DE/ HL · Entity 3417 Tax withholdingCommon Stock 17,846 $15.98 $285,179.08
Disclosure

SEC source: 0001954722-26-000001 · primary_doc.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,945

F1 · shares: Mr. Malone was awarded 51,869 restricted stock units on June 23, 2025, and 73,650 restricted stock units on July 15, 2025. One-third of those restricted stock units vested on June 22, 2026. To cover his tax liability on those vested units, Hecla Mining Company withheld 17,846 shares.

F2 · balance_after: Consists of 23,994 shares held directly, 2,307 shares in 401(k) Plan, 71,417 unvested performance-based rights, and 103,227 unvested restricted stock units.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 21:31 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 73,650 $6.11 $450,001.50
Disclosure

SEC source: 0001954722-25-000003 · primary_doc.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,388

F1 · shares: One-time award of restricted stock units that vest as follows: 24,550 shares on June 21, 2026; 24,550 shares on June 21, 2027; and 24,550 shares on June 21, 2028.

F2 · balance_after: Consists of 51,869 performance-based units, and 125,519 unvested restricted stock units.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 22:12 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantPerformance rights · Derivative 51,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001954722-25-000002 · primary_doc.xml · derivative · entry 2

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,738

Underlying: Common Stock · 51,869 shares

Expires 2028-01-01

F3 · shares: Mr. Malone was awarded performance rights representing the contingent right to receive between $301,875 and $603,750 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2025 to December 31, 2027) relative to our peers. Examples of the potential grant of shares to Mr. Malone under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($603,750 in stock); 50th percentile rank among peers = target award at grant value ($301,875 in stock), and 0 percentile rank among peers = threshold award below 25% of target.

F4 · balance_after: See footnote 2.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 22:12 UTC HECLA MINING CO/DE/ HL · Entity 3417 GrantCommon Stock 51,869 $5.82 $301,877.58
Disclosure

SEC source: 0001954722-25-000002 · primary_doc.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · VP - Sustainability

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,738

F1 · shares: Award of restricted stock units that vest as follows: 17,290 shares on June 21, 2026; 17,290 shares on June 21, 2027; and 17,289 shares on June 21, 2028.

F2 · balance_after: Consists of 51,869 performance-based units, and 51,869 unvested restricted stock units.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 20,442 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · derivative · entry 10

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,962

Underlying: COMMON STOCK · 20,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F2 · derivative.exercise_date: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

F2 · derivative.expiration_date: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionPERFORMANCE STOCK UNITS · Derivative 14,394 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · derivative · entry 9

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,760

Underlying: COMMON STOCK · 14,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

F1 · derivative.exercise_date: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

F1 · derivative.expiration_date: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 GrantCOMMON STOCK 5,715 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 8

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,849

F8 · security: Represents shares of common stock granted to the Reporting Person pursuant to the Issuers 2022 Stock Incentive Plan.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Tax withholdingCOMMON STOCK 5,557 $3.03 $16,837.71
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 7

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,134

F7 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Tax withholdingCOMMON STOCK 4,915 $3.03 $14,892.45
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 6

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,691

F6 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Tax withholdingCOMMON STOCK 3,461 $3.03 $10,486.83
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 5

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,606

F5 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Tax withholdingCOMMON STOCK 6,816 $3.03 $20,652.48
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 4

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,067

F4 · security: Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

Read SEC document
March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionCOMMON STOCK 20,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 3

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Reporting Person was previously granted 88,443 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 20,442 shares of common stock. Upon settlement, 6,816 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 13,626 shares of common stock.

F2 · price: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

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March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Tax withholdingCOMMON STOCK 4,799 $3.03 $14,540.97
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 2

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,441

F2 · security: Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American.

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March 01, 2025 Filed Mar 6, 2025 01:01 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionCOMMON STOCK 14,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-004701 · form4.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

F1 · price: The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock.

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July 11, 2024 Filed Jul 15, 2024 18:45 UTC Dakota Gold Corp. DC · Entity 5130 SaleCommon Stock 27,000 $2.45 $66,150.00
Disclosure

SEC source: 0001062993-24-013749 · form4.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,846

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March 01, 2024 Filed Mar 5, 2024 21:06 UTC Dakota Gold Corp. DC · Entity 5130 GrantPerformance Share Units · Derivative 88,443 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005476 · form4.xml · derivative · entry 5

Malone Patrick Shay · CIK 0001954722 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,443

Underlying: Common Stock · 88,443 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2025, 2026 and 2027.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2025, 2026 and 2027.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2025, 2026 and 2027.

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March 01, 2024 Filed Mar 5, 2024 21:06 UTC Dakota Gold Corp. DC · Entity 5130 GrantStock Options · Derivative 89,193 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001062993-24-005476 · form4.xml · derivative · entry 4

Malone Patrick Shay · CIK 0001954722 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,193

Underlying: Common Stock · 89,193 shares

Expires 2029-03-01

F3 · derivative.exercise_date: The options are scheduled to vest in three equal tranches on March 1, 2025, March 1, 2026 and March 1, 2027.

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March 01, 2024 Filed Mar 5, 2024 21:06 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionPerformance Stock Units · Derivative 20,759 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005476 · form4.xml · derivative · entry 3

Malone Patrick Shay · CIK 0001954722 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,519

Underlying: Common Stock · 20,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was previously granted 62,278 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 16,276 shares of Common Stock.

F1 · derivative.exercise_date: The Reporting Person was previously granted 62,278 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 16,276 shares of Common Stock.

F1 · derivative.expiration_date: The Reporting Person was previously granted 62,278 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 16,276 shares of Common Stock.

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March 01, 2024 Filed Mar 5, 2024 21:06 UTC Dakota Gold Corp. DC · Entity 5130 GrantCommon Stock 94,222 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005476 · form4.xml · nonDerivative · entry 2

Malone Patrick Shay · CIK 0001954722 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,846

F2 · shares: Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2025, March 1, 2026 and March 1, 2027.

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March 01, 2024 Filed Mar 5, 2024 21:06 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionCommon Stock 16,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-005476 · form4.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person was previously granted 62,278 performance stock units ("PSUs"), which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. One third of such PSUs vested in 2024 at 78% of the target number of shares, were settled on March 1, 2024 and were converted into 16,276 shares of Common Stock.

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May 11, 2023 Filed May 13, 2023 00:01 UTC Dakota Gold Corp. DC · Entity 5130 Tax withholdingCommon Stock 10,791 $3.73 $40,250.43
Disclosure

SEC source: 0001062993-23-010991 · form4.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · Chief Sustainability Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,348

F1 · shares: On November 18, 2022, the Reporting Person was granted 125,000 restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. One third of the RSUs vested on May 11, 2023, resulting in the issuance of 30,876 shares of Common Stock and 10,791 shares of Common Stock withheld by the Issuer for taxes due on such conversion.

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March 01, 2023 Filed Mar 3, 2023 19:32 UTC Dakota Gold Corp. DC · Entity 5130 GrantPerformance Share Units · Derivative 62,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005796 · form4.xml · derivative · entry 3

Malone Patrick Shay · CIK 0001954722 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,278

Underlying: Common Stock · 62,278 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2024, 2025 and 2026.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2024, 2025 and 2026.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of Dakota Gold Corp. common stock, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of Dakota Gold Corp. as compared to the MVIS Global Junior Gold Miners Index. The PSUs are scheduled to vest in three equal tranches in 2024, 2025 and 2026.

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March 01, 2023 Filed Mar 3, 2023 19:32 UTC Dakota Gold Corp. DC · Entity 5130 GrantStock Options · Derivative 63,111 $0.00 Strike: $2.81 $0.00
Disclosure

SEC source: 0001062993-23-005796 · form4.xml · derivative · entry 2

Malone Patrick Shay · CIK 0001954722 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,111

Underlying: Common Stock · 63,111 shares

Expires 2028-03-01

F2 · derivative.exercise_date: The options are scheduled to vest in three equal tranches on March 1, 2024, March 1, 2025 and March 1, 2026.

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March 01, 2023 Filed Mar 3, 2023 19:32 UTC Dakota Gold Corp. DC · Entity 5130 GrantCommon Stock 31,139 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005796 · form4.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,139

F1 · shares: Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2024, March 1, 2025 and March 1, 2026.

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November 18, 2022 Filed Nov 21, 2022 21:45 UTC Dakota Gold Corp. DC · Entity 5130 GrantStock Options · Derivative 300,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001062993-22-022571 · form4.xml · derivative · entry 2

Malone Patrick Shay · CIK 0001954722 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2027-11-18

F2 · derivative.exercise_date: The options are scheduled to vest in three equal tranches on May 11, 2023, May 11, 2024 and May 11, 2025.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:45 UTC Dakota Gold Corp. DC · Entity 5130 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022571 · form4.xml · nonDerivative · entry 1

Malone Patrick Shay · CIK 0001954722 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on May 11, 2023, May 11, 2024 and May 11, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.