Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2019 Filed Jul 17, 2019 23:02 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 2,288 | $5.06 | $11,577.28 |
DisclosureSEC source: 0000899243-19-019799 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,353 Underlying: Class A Common Stock · 2,288 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 693 of which is scheduled to vest on May 9, 2020. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 23:02 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 2,841 | $5.06 | $14,375.46 |
DisclosureSEC source: 0000899243-19-019799 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,065 Underlying: Class A Common Stock · 2,841 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 17:03 UTC |
MIKULICH RAYMOND CDirector
|
GrantDeferred Stock · Derivative | 6,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018155 · doc4.xml · derivative · entry 1 MIKULICH RAYMOND C · CIK 0001179696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,218 Underlying: Class A Common Stock · 6,345 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock are immediately vested. The amount of Deferred Stock was determined by dividing the fixed grant value of $38,575 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on February 11, 2019 to May 10, 2019) by the closing price of the Issuer's common stock on the New York Stock Exchange on February 12, 2019. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock are immediately vested. The amount of Deferred Stock was determined by dividing the fixed grant value of $38,575 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on February 11, 2019 to May 10, 2019) by the closing price of the Issuer's common stock on the New York Stock Exchange on February 12, 2019. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock are immediately vested. The amount of Deferred Stock was determined by dividing the fixed grant value of $38,575 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on February 11, 2019 to May 10, 2019) by the closing price of the Issuer's common stock on the New York Stock Exchange on February 12, 2019. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock are immediately vested. The amount of Deferred Stock was determined by dividing the fixed grant value of $38,575 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on February 11, 2019 to May 10, 2019) by the closing price of the Issuer's common stock on the New York Stock Exchange on February 12, 2019. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 21:02 UTC |
REISS DALE ANNEDirector
|
GrantClass A Common Stock | 27,011 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018154 · doc4.xml · nonDerivative · entry 1 REISS DALE ANNE · CIK 0001438802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,011 F1 · kind: May 9, 2020. The amount of restricted shares was determined by dividing the fixed grant value of $142,077 (reflecting a pro-rated amount for the period from the reporting person's initial election to the board of directors on June 19, 2019 through the vesting date) by the closing price of the Issuer's common stock on the New York Stock Exchange on June 20, 2019. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 21:05 UTC |
HATKOFF CRAIG MDirector
|
GrantClass A Common Stock | 6,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018156 · doc4.xml · nonDerivative · entry 1 HATKOFF CRAIG M · CIK 0001217123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,218 F1 · kind: election to the board of directors on February 11, 2019 to May 10, 2019 (the "Service Period"), and are immediately vested. The amount of restricted shares was determined by dividing the fixed grant value of $38,575 (reflecting a pro-rated amount for the Service Period) by the closing price of the Issuer's common stock on the New York Stock Exchange on February 12, 2019. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:01 UTC |
MIKULICH RAYMOND CDirector
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013292 · doc4.xml · derivative · entry 1 MIKULICH RAYMOND C · CIK 0001179696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,873 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:00 UTC |
Schoenherr Charles WDirector
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013289 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,685 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:00 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013290 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,827 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:01 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013291 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,688 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:00 UTC |
PARKER GEORGE GCDirector
|
GrantClass A Common Stock | 31,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013286 · doc4.xml · nonDerivative · entry 1 PARKER GEORGE GC · CIK 0001190294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,728 F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 9, 2020. The amount of restricted shares was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:01 UTC |
HATKOFF CRAIG MDirector
|
GrantClass A Common Stock | 31,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013293 · doc4.xml · nonDerivative · entry 1 HATKOFF CRAIG M · CIK 0001217123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,873 F1 · kind: Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 9, 2020. The amount of restricted shares was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:00 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013288 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,881 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:03 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013297 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,881 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:00 UTC |
Curtin Nancy AnnDirector
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013287 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,685 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:06 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 31,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-013310 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,224 Underlying: Class A Common Stock · 31,873 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · price: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 9, 2020. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:02 UTC |
Metz JustinDirector
|
OtherDeferred Stock · Derivative | 1,107 | $5.41 | $5,988.87 |
DisclosureSEC source: 0000899243-19-010784 · doc4.xml · derivative · entry 2 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,954 Underlying: Class A Common Stock · 1,107 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:02 UTC |
Metz JustinDirector
|
GrantDeferred Stock · Derivative | 3,450 | $5.41 | $18,664.50 |
DisclosureSEC source: 0000899243-19-010784 · doc4.xml · derivative · entry 1 Metz Justin · CIK 0001610863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,847 Underlying: Class A Common Stock · 3,450 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:00 UTC |
Schoenherr Charles WDirector
|
OtherDeferred Stock · Derivative | 874 | $5.41 | $4,728.34 |
DisclosureSEC source: 0000899243-19-010780 · doc4.xml · derivative · entry 1 Schoenherr Charles W · CIK 0001497786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,812 Underlying: Class A Common Stock · 874 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:03 UTC |
CROCKER DOUGLAS IIDirector
|
OtherDeferred Stock · Derivative | 1,107 | $5.41 | $5,988.87 |
DisclosureSEC source: 0000899243-19-010785 · doc4.xml · derivative · entry 2 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,815 Underlying: Class A Common Stock · 1,107 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:03 UTC |
CROCKER DOUGLAS IIDirector
|
GrantDeferred Stock · Derivative | 2,311 | $5.41 | $12,502.51 |
DisclosureSEC source: 0000899243-19-010785 · doc4.xml · derivative · entry 1 CROCKER DOUGLAS II · CIK 0001195500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,708 Underlying: Class A Common Stock · 2,311 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:01 UTC |
Steffens JohnDirector
|
OtherDeferred Stock · Derivative | 1,410 | $5.41 | $7,628.10 |
DisclosureSEC source: 0000899243-19-010781 · doc4.xml · derivative · entry 2 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,008 Underlying: Class A Common Stock · 1,410 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:01 UTC |
Steffens JohnDirector
|
GrantDeferred Stock · Derivative | 5,315 | $5.41 | $28,754.15 |
DisclosureSEC source: 0000899243-19-010781 · doc4.xml · derivative · entry 1 Steffens John · CIK 0001373619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,598 Underlying: Class A Common Stock · 5,315 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:00 UTC |
Somers John A.Director
|
OtherDeferred Stock · Derivative | 1,410 | $5.41 | $7,628.10 |
DisclosureSEC source: 0000899243-19-010777 · doc4.xml · derivative · entry 2 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,008 Underlying: Class A Common Stock · 1,410 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 18:00 UTC |
Somers John A.Director
|
GrantDeferred Stock · Derivative | 5,315 | $5.41 | $28,754.15 |
DisclosureSEC source: 0000899243-19-010777 · doc4.xml · derivative · entry 1 Somers John A. · CIK 0001472325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,598 Underlying: Class A Common Stock · 5,315 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 22:00 UTC |
Curtin Nancy AnnDirector
|
OtherDeferred Stock · Derivative | 874 | $5.41 | $4,728.34 |
DisclosureSEC source: 0000899243-19-010776 · doc4.xml · derivative · entry 1 Curtin Nancy Ann · CIK 0001615735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,812 Underlying: Class A Common Stock · 874 shares Expires not disclosed F1 · derivative.exercise_price: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents deferred stock units ("Deferred Stock") granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 22:03 UTC |
Fosheim Jon ADirector
|
OtherDeferred Stock · Derivative | 1,410 | $5.41 | $7,628.10 |
DisclosureSEC source: 0000899243-19-010787 · doc4.xml · derivative · entry 2 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,351 Underlying: Class A Common Stock · 1,410 shares Expires not disclosed F3 · security: Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 543 of which is scheduled to vest on May 10, 2019. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 22:03 UTC |
Fosheim Jon ADirector
|
GrantDeferred Stock · Derivative | 2,658 | $5.41 | $14,379.78 |
DisclosureSEC source: 0000899243-19-010787 · doc4.xml · derivative · entry 1 Fosheim Jon A · CIK 0001628418 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,941 Underlying: Class A Common Stock · 2,658 shares Expires not disclosed F1 · security: Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy. F2 · derivative.exercise_price: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 18:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 29,302 | $22.75 | $666,667.38 |
DisclosureSEC source: 0000899243-19-009420 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 178,294 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 18:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 6,712 | $22.75 | $152,701.36 |
DisclosureSEC source: 0000899243-19-009420 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 207,596 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 18:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 1,800 | $22.77 | $40,984.92 |
DisclosureSEC source: 0000899243-19-009180 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 214,308 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 18:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 2,614 | $22.81 | $59,633.97 |
DisclosureSEC source: 0000899243-19-009180 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 216,108 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 18:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 13,860 | $22.75 | $315,371.83 |
DisclosureSEC source: 0000899243-19-009180 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 218,722 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2019 Filed Apr 1, 2019 18:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 7,356 | $21.86 | $160,768.32 |
DisclosureSEC source: 0000899243-19-009420 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 0 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 25, 2019 Filed Mar 25, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 42,644 | $21.91 | $934,236.22 |
DisclosureSEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 7,356 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 25, 2019 Filed Mar 25, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 15,984 | $22.79 | $364,240.20 |
DisclosureSEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 232,582 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 12,888 | $22.87 | $294,712.47 |
DisclosureSEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 50,000 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 7,725 | $22.81 | $176,231.97 |
DisclosureSEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 248,566 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 8,654 | $22.03 | $190,655.41 |
DisclosureSEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 62,888 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 6,500 | $22.92 | $148,952.05 |
DisclosureSEC source: 0000899243-19-008894 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 256,291 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 1,020 | $22.01 | $22,453.46 |
DisclosureSEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 7 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 71,542 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 57,797 | $21.81 | $1,260,830.00 |
DisclosureSEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 6 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 72,562 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 3,798 | $22.84 | $86,731.13 |
DisclosureSEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 5 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 262,791 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 15,491 | $22.11 | $342,567.97 |
DisclosureSEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 130,359 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 1,910 | $23.17 | $44,261.96 |
DisclosureSEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 266,589 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.125% Series H Preferred Stock | 4,150 | $22.19 | $92,094.73 |
DisclosureSEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 145,850 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 19:00 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Sale7.50% Series G Preferred Stock | 8,650 | $23.19 | $200,603.88 |
DisclosureSEC source: 0000899243-19-008591 · doc4.xml · nonDerivative · entry 1 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Investment Vehicle Disclosed balance after: 268,499 F1 · ownership.nature: The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:08 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
GrantRestricted Stock Units · Derivative | 1,315,789 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008210 · doc4.xml · derivative · entry 4 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,789 Underlying: Class A Common Stock · 1,315,789 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A common stock. F5 · shares: Represents a target number of RSUs that may vest based on the achievement of the 30-day average trading price of the Company's Class A common stock (the "Stock Price") from the grant date through March 15, 2022 (the "Performance Cycle"). F6 · shares: Subject to continued service, the RSUs will vest (i) at 25% of the target if the Stock Price at any time during the first year of the performance cycle is equal to or greater than $8.00, (ii) at 50% of the target if the Stock Price at any time during the first two years of the performance cycle is equal to or greater than $10.00, and (iii) at 100% of the target if the Stock Price at any time during the performance cycle is equal to or greater than $11.10. If earned, each RSU will be settled in shares of the Company's Class A common stock and in no event will the number of RSUs that vest exceed the target number of RSUs. The RSUs will expire and cease to exist following settlement. F6 · derivative.exercise_date: Subject to continued service, the RSUs will vest (i) at 25% of the target if the Stock Price at any time during the first year of the performance cycle is equal to or greater than $8.00, (ii) at 50% of the target if the Stock Price at any time during the first two years of the performance cycle is equal to or greater than $10.00, and (iii) at 100% of the target if the Stock Price at any time during the performance cycle is equal to or greater than $11.10. If earned, each RSU will be settled in shares of the Company's Class A common stock and in no event will the number of RSUs that vest exceed the target number of RSUs. The RSUs will expire and cease to exist following settlement. F6 · derivative.expiration_date: Subject to continued service, the RSUs will vest (i) at 25% of the target if the Stock Price at any time during the first year of the performance cycle is equal to or greater than $8.00, (ii) at 50% of the target if the Stock Price at any time during the first two years of the performance cycle is equal to or greater than $10.00, and (iii) at 100% of the target if the Stock Price at any time during the performance cycle is equal to or greater than $11.10. If earned, each RSU will be settled in shares of the Company's Class A common stock and in no event will the number of RSUs that vest exceed the target number of RSUs. The RSUs will expire and cease to exist following settlement. F6 · balance_after: Subject to continued service, the RSUs will vest (i) at 25% of the target if the Stock Price at any time during the first year of the performance cycle is equal to or greater than $8.00, (ii) at 50% of the target if the Stock Price at any time during the first two years of the performance cycle is equal to or greater than $10.00, and (iii) at 100% of the target if the Stock Price at any time during the performance cycle is equal to or greater than $11.10. If earned, each RSU will be settled in shares of the Company's Class A common stock and in no event will the number of RSUs that vest exceed the target number of RSUs. The RSUs will expire and cease to exist following settlement. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:08 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
GrantClass A Common Stock | 549,452 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008210 · doc4.xml · nonDerivative · entry 3 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 2,097,211 F3 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Company, which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:08 UTC |
BARRACK THOMAS JRDirector · Executive Chairman & CEO
|
Tax withholdingClass A Common Stock | 48,293 | $5.36 | $258,850.48 |
DisclosureSEC source: 0000899243-19-008210 · doc4.xml · nonDerivative · entry 2 BARRACK THOMAS JR · CIK 0001076343 · Director · Executive Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 1,547,759 F2 · kind: The shares were withheld by the Company in satisfaction of withholding taxes incurred in connection with the vesting of certain shares of Class A common stock acquired through prior grants. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 19:00 UTC |
Hedstrom Mark M.CFO & COO
|
GrantClass A Common Stock | 125,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008190 · doc4.xml · nonDerivative · entry 2 Hedstrom Mark M. · CIK 0001472236 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,071 F2 · shares: Represents shares of restricted Class A Common Stock granted to the reporting person by the Issuer, which vest annually in three equal installments on March 16, 2020, March 15, 2021 and March 15, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.