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DIEBOLD NIXDORF, Inc

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Tapewire entity
4421
SEC CIK
0000028823
Parsed reports
468

Last 12 months

Inside the activity.

5 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202603
May 202640
Jun 202608
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2023 Filed Aug 17, 2023 20:13 UTC Amendment
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 100 $23.69 $2,369.00
Disclosure

SEC source: 0000028823-23-000143 · wk-form4a_1692303191.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Read SEC document
August 14, 2023 Filed Aug 17, 2023 16:51 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 100 $23.69 $2,369.00
Disclosure

SEC source: 0000028823-23-000142 · wk-form4_1692291045.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,014

Read SEC document
August 11, 2023 Filed Aug 12, 2023 01:01 UTC
Caldwell David AlanEVP - Strategy & Corp Dev
OtherNon-Qualified Stock Option · Derivative 9,351 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0000899243-23-018091 · doc4.xml · derivative · entry 3

Caldwell David Alan · CIK 0001943437 · EVP - Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,351 shares

Expires 2030-01-30

F2 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 01:01 UTC
Caldwell David AlanEVP - Strategy & Corp Dev
OtherNon-Qualified Stock Option · Derivative 33,929 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000899243-23-018091 · doc4.xml · derivative · entry 2

Caldwell David Alan · CIK 0001943437 · EVP - Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 33,929 shares

Expires 2029-01-29

F2 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 01:01 UTC
Caldwell David AlanEVP - Strategy & Corp Dev
OtherCommon Shares 211,068 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018091 · doc4.xml · nonDerivative · entry 1

Caldwell David Alan · CIK 0001943437 · EVP - Strategy & Corp Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:58 UTC
Cantadurucu IlhamiEVP - Global Retail
OtherCommon Shares 11,799 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018089 · doc4.xml · nonDerivative · entry 1

Cantadurucu Ilhami · CIK 0001966496 · EVP - Global Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC OtherNon-Qualified Stock Option · Derivative 12,614 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0000899243-23-018088 · doc4.xml · derivative · entry 6

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,614 shares

Expires 2030-01-30

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC OtherNon-Qualified Stock Option · Derivative 47,407 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000899243-23-018088 · doc4.xml · derivative · entry 5

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 47,407 shares

Expires 2029-01-29

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC OtherNon-Qualified Stock Option · Derivative 30,278 $0.00 Strike: $18.75 $0.00
Disclosure

SEC source: 0000899243-23-018088 · doc4.xml · derivative · entry 4

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,278 shares

Expires 2028-02-01

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC OtherNon-Qualified Stock Option · Derivative 49,650 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0000899243-23-018088 · doc4.xml · derivative · entry 3

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 49,650 shares

Expires 2027-02-08

F2 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC OtherCommon Shares 1,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018088 · doc4.xml · nonDerivative · entry 2

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC OtherCommon Shares 361,525 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018088 · doc4.xml · nonDerivative · entry 1

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherNon-Qualified Stock Option · Derivative 9,372 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · derivative · entry 8

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,372 shares

Expires 2030-01-30

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherNon-Qualified Stock Option · Derivative 33,843 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · derivative · entry 7

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 33,843 shares

Expires 2029-01-29

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherNon-Qualified Stock Option · Derivative 19,786 $0.00 Strike: $18.75 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · derivative · entry 6

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,786 shares

Expires 2028-02-01

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherNon-Qualified Stock Option · Derivative 37,996 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · derivative · entry 5

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,996 shares

Expires 2027-02-08

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherNon-Qualified Stock Option · Derivative 16,388 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · derivative · entry 4

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,388 shares

Expires 2026-02-03

F2 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherNon-Qualified Stock Option · Derivative 22,735 $0.00 Strike: $32.33 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · derivative · entry 3

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 22,735 shares

Expires 2025-02-05

F2 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherNon-Qualified Stock Option · Derivative 15,885 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · derivative · entry 2

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,885 shares

Expires 2024-02-11

F2 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:57 UTC
Marquez OctavioDirector · President and CEO
OtherCommon Shares 338,914 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018087 · doc4.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:56 UTC OtherCommon Shares 119,227 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018086 · doc4.xml · nonDerivative · entry 1

Goldfarb Matthew · CIK 0001367065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:56 UTC OtherCommon Shares 36,274 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018085 · doc4.xml · nonDerivative · entry 1

Borden William A. · CIK 0001892579 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:53 UTC
Leiken JonathanEVP, CLO and Secretary
OtherNon-Qualified Stock Option · Derivative 12,048 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0000899243-23-018081 · doc4.xml · derivative · entry 7

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,048 shares

Expires 2030-01-30

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:53 UTC
Leiken JonathanEVP, CLO and Secretary
OtherNon-Qualified Stock Option · Derivative 43,715 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000899243-23-018081 · doc4.xml · derivative · entry 6

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 43,715 shares

Expires 2029-01-29

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:53 UTC
Leiken JonathanEVP, CLO and Secretary
OtherNon-Qualified Stock Option · Derivative 24,517 $0.00 Strike: $18.75 $0.00
Disclosure

SEC source: 0000899243-23-018081 · doc4.xml · derivative · entry 5

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 24,517 shares

Expires 2028-02-01

F3 · security: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:53 UTC
Leiken JonathanEVP, CLO and Secretary
OtherNon-Qualified Stock Option · Derivative 46,875 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0000899243-23-018081 · doc4.xml · derivative · entry 4

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 46,875 shares

Expires 2027-02-08

F2 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:53 UTC
Leiken JonathanEVP, CLO and Secretary
OtherNon-Qualified Stock Option · Derivative 24,581 $0.00 Strike: $27.39 $0.00
Disclosure

SEC source: 0000899243-23-018081 · doc4.xml · derivative · entry 3

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 24,581 shares

Expires 2026-02-03

F2 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

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August 11, 2023 Filed Aug 12, 2023 00:53 UTC
Leiken JonathanEVP, CLO and Secretary
OtherNon-Qualified Stock Option · Derivative 21,397 $0.00 Strike: $32.33 $0.00
Disclosure

SEC source: 0000899243-23-018081 · doc4.xml · derivative · entry 2

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,397 shares

Expires 2025-02-05

F2 · security: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

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August 11, 2023 Filed Aug 12, 2023 00:53 UTC
Leiken JonathanEVP, CLO and Secretary
OtherCommon Shares 249,370 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018081 · doc4.xml · nonDerivative · entry 1

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

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August 11, 2023 Filed Aug 12, 2023 00:51 UTC OtherCommon Shares 67,227 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018079 · doc4.xml · nonDerivative · entry 1

Stahl Kent M. · CIK 0001521047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

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August 11, 2023 Filed Aug 12, 2023 00:50 UTC
Myers JonathanEVP - Global Banking
OtherCommon Shares 200 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018076 · doc4.xml · nonDerivative · entry 2

Myers Jonathan · CIK 0001944597 · EVP - Global Banking

10b5-1 filing: No plan indicated

Ownership: Indirect · By Minor Child

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

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August 11, 2023 Filed Aug 12, 2023 00:50 UTC
Myers JonathanEVP - Global Banking
OtherCommon Shares 107,804 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018076 · doc4.xml · nonDerivative · entry 1

Myers Jonathan · CIK 0001944597 · EVP - Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:50 UTC
Radigan Elizabeth ChristineEVP - Chief People Officer
OtherCommon Shares 29,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018075 · doc4.xml · nonDerivative · entry 1

Radigan Elizabeth Christine · CIK 0001967040 · EVP - Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:48 UTC
Barna JamesEVP, CFO
OtherCommon Shares 19,568 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018072 · doc4.xml · nonDerivative · entry 1

Barna James · CIK 0001683778 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:46 UTC OtherCommon Shares 271,677 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018071 · doc4.xml · nonDerivative · entry 1

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:33 UTC
Leiken JonathanEVP, CLO and Secretary
Tax withholdingCommon Shares 13,682 $3.21 $43,919.22
Disclosure

SEC source: 0000028823-23-000074 · wf-form4_167848400689345.xml · nonDerivative · entry 1

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,370

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:33 UTC Tax withholdingCommon Shares 28,223 $3.21 $90,595.83
Disclosure

SEC source: 0000028823-23-000073 · wf-form4_167848398775632.xml · nonDerivative · entry 2

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,525

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:33 UTC
Barna JamesEVP, CFO
Tax withholdingCommon Shares 1,071 $3.21 $3,437.91
Disclosure

SEC source: 0000028823-23-000072 · wf-form4_167848395985751.xml · nonDerivative · entry 1

Barna James · CIK 0001683778 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,568

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:32 UTC
Cantadurucu IlhamiEVP - Global Retail
Tax withholdingCommon Shares 858 $3.21 $2,754.18
Disclosure

SEC source: 0000028823-23-000071 · wf-form4_167848394276930.xml · nonDerivative · entry 1

Cantadurucu Ilhami · CIK 0001966496 · EVP - Global Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,799

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:32 UTC
Radigan Elizabeth ChristineEVP - Chief People Officer
Tax withholdingCommon Shares 1,073 $3.21 $3,444.33
Disclosure

SEC source: 0000028823-23-000070 · wf-form4_167848392379375.xml · nonDerivative · entry 1

Radigan Elizabeth Christine · CIK 0001967040 · EVP - Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,562

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:32 UTC
Marquez OctavioDirector · President and CEO
Tax withholdingCommon Shares 19,372 $3.21 $62,184.12
Disclosure

SEC source: 0000028823-23-000069 · wf-form4_167848390951426.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,914

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 14, 2023 21:57 UTC PurchaseCommon Shares 17,500 $2.88 $50,358.00
Disclosure

SEC source: 0000028823-23-000043 · wf-form4_167641184446223.xml · nonDerivative · entry 1

GREENFIELD GARY G · CIK 0001233415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,419

F1 · balance_after: Number includes restricted stock units.

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February 14, 2023 Filed Feb 14, 2023 21:58 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 7,000 $2.92 $20,440.00
Disclosure

SEC source: 0000028823-23-000044 · wf-form4_167641187443859.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,286

F1 · balance_after: Number includes restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 13, 2023 21:40 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 20,000 $2.26 $45,200.00
Disclosure

SEC source: 0000028823-23-000038 · wf-form4_167632437633713.xml · nonDerivative · entry 2

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,286

F1 · balance_after: Number includes restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 13, 2023 21:40 UTC
Marquez OctavioDirector · President and CEO
PurchaseCommon Shares 10,000 $2.31 $23,100.00
Disclosure

SEC source: 0000028823-23-000038 · wf-form4_167632437633713.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,286

F1 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 21:53 UTC
Leiken JonathanEVP, CLO and Secretary
Tax withholdingCommon Shares 2,688 $2.55 $6,854.40
Disclosure

SEC source: 0000028823-23-000036 · wf-form4_167580677073954.xml · nonDerivative · entry 1

Leiken Jonathan · CIK 0001608984 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,052

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 21:52 UTC Tax withholdingCommon Shares 5,193 $2.55 $13,242.15
Disclosure

SEC source: 0000028823-23-000035 · wf-form4_167580675179341.xml · nonDerivative · entry 1

RUTHERFORD JEFFREY L · CIK 0001215177 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,183

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 21:52 UTC
Marquez OctavioDirector · President and CEO
Tax withholdingCommon Shares 2,366 $2.55 $6,033.30
Disclosure

SEC source: 0000028823-23-000034 · wf-form4_167580672171569.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,286

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 21:51 UTC
Caldwell David AlanEVP - Strategy & Corp Dev
Tax withholdingCommon Shares 3,478 $2.55 $8,868.90
Disclosure

SEC source: 0000028823-23-000033 · wf-form4_167580669906848.xml · nonDerivative · entry 1

Caldwell David Alan · CIK 0001943437 · EVP - Strategy & Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,068

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 21:51 UTC Tax withholdingCommon Shares 6,209 $2.55 $15,832.95
Disclosure

SEC source: 0000028823-23-000032 · wf-form4_167580667746886.xml · nonDerivative · entry 2

Heyden Olaf Robert · CIK 0001686746 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,748

F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F2 · balance_after: Number includes restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.