DBD

SEC source: 0001422849-24-000008 · primary_doc.xml · nonDerivative · entry 1

Capital World Investors · CIK 0001422849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 1

Disclosed balance after: 342,498

F1 · ownership.nature: Capital World Investors ("CWI") is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 342,498 shares of Common Stock reported in this Form 4. CWI also has voting and investment control with respect to 11,913,270 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 4.

SEC source: 0001422849-24-000007 · primary_doc.xml · nonDerivative · entry 1

Capital World Investors · CIK 0001422849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 1

Disclosed balance after: 342,598

F1 · ownership.nature: Capital World Investors ("CWI") is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 342,598 shares of Common Stock reported in this Form 4. CWI also has voting and investment control with respect to 11,942,316 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 4.

SEC source: 0001422849-24-000006 · primary_doc.xml · nonDerivative · entry 1

Capital World Investors · CIK 0001422849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 1

Disclosed balance after: 342,698

F1 · ownership.nature: Capital World Investors ("CWI") is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 342,698 shares of Common Stock reported in this Form 4. CWI also has voting and investment control with respect to 11,984,355 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 4.

SEC source: 0000028823-24-000021 · wk-form4_1709677941.xml · nonDerivative · entry 1

Cantadurucu Ilhami · CIK 0001966496 · EVP - Global Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,132

F1 · shares: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes Restricted Stock Units.

SEC source: 0000028823-24-000020 · wk-form4_1709677925.xml · nonDerivative · entry 1

Radigan Elizabeth Christine · CIK 0001967040 · EVP - Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,144

F1 · shares: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes Restricted Stock Units.

SEC source: 0000028823-24-000019 · wk-form4_1709677895.xml · nonDerivative · entry 1

Barna James · CIK 0001683778 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,714

F1 · shares: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes Restricted Stock Units.

SEC source: 0000028823-24-000018 · wk-form4_1709677872.xml · nonDerivative · entry 1

Baur Frank Tobias · CIK 0002008533 · EVP of Operational Excellence

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,912

F1 · shares: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes Restricted Stock Units.

SEC source: 0000028823-24-000017 · wk-form4_1709677841.xml · nonDerivative · entry 1

Myers Jonathan · CIK 0001944597 · EVP - Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,320

F1 · shares: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes Restricted Stock Units.

SEC source: 0001422849-24-000005 · primary_doc.xml · nonDerivative · entry 2

Capital World Investors · CIK 0001422849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 1

Disclosed balance after: 342,798

F1 · ownership.nature: Capital World Investors ("CWI") is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 342,798 shares of Common Stock reported in this Form 4. CWI also has voting and investment control with respect to12,073,335 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 4.

SEC source: 0001422849-24-000005 · primary_doc.xml · nonDerivative · entry 1

Capital World Investors · CIK 0001422849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 1

Disclosed balance after: 342,998

F1 · ownership.nature: Capital World Investors ("CWI") is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 342,798 shares of Common Stock reported in this Form 4. CWI also has voting and investment control with respect to12,073,335 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 4.

SEC source: 0001422849-24-000004 · primary_doc.xml · nonDerivative · entry 1

Capital World Investors · CIK 0001422849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 1

Disclosed balance after: 343,098

F1 · ownership.nature: Capital World Investors ("CWI") is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 343,098 shares of Common Stock reported in this Form 4. CWI also has voting and investment control with respect to 12,172,758 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 4.

SEC source: 0000028823-24-000010 · wk-form4_1708621448.xml · nonDerivative · entry 1

BOWEN MARJORIE L. · CIK 0001475648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,290

SEC source: 0000950170-24-006593 · ownership.xml · derivative · entry 2

Barna James · CIK 0001683778 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,696

Underlying: Common Stock · 40,696 shares

Expires 2034-01-19

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option generally vests on the fourth anniversary of January 19, 2024, and is generally exercisable in 40%, 30% and 30% tranches upon the Issuer's common stock, par value $0.01 per share, achieving 20-day trading average price hurdles of $65.00, $85.00 and $95.00, respectively, by January 19, 2028.

SEC source: 0000950170-24-006593 · ownership.xml · nonDerivative · entry 1

Barna James · CIK 0001683778 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,139

SEC source: 0000950170-24-006579 · ownership.xml · derivative · entry 2

Myers Jonathan · CIK 0001944597 · EVP - Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,610

Underlying: Common Stock · 62,610 shares

Expires 2034-01-19

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option generally vests on the fourth anniversary of January 19, 2024, and is generally exercisable in 40%, 30% and 30% tranches upon the Issuer's common stock, par value $0.01 per share, achieving 20-day trading average price hurdles of $65.00, $85.00 and $95.00, respectively, by January 19, 2028.

SEC source: 0000950170-24-006579 · ownership.xml · nonDerivative · entry 1

Myers Jonathan · CIK 0001944597 · EVP - Global Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,522

SEC source: 0000950170-24-006576 · ownership.xml · derivative · entry 2

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,443

Underlying: Common Stock · 250,443 shares

Expires 2034-01-19

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option generally vests on the fourth anniversary of January 19, 2024, and is generally exercisable in 40%, 30% and 30% tranches upon the Issuer's common stock, par value $0.01 per share, achieving 20-day trading average price hurdles of $65.00, $85.00 and $95.00, respectively, by January 19, 2028.

SEC source: 0000950170-24-006576 · ownership.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,188

SEC source: 0000950170-24-006573 · ownership.xml · derivative · entry 2

Baur Frank Tobias · CIK 0002008533 · EVP of Operational Excellence

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,696

Underlying: Common Stock · 40,696 shares

Expires 2034-01-19

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option generally vests on the fourth anniversary of January 19, 2024, and is generally exercisable in 40%, 30% and 30% tranches upon the Issuer's common stock, par value $0.01 per share, achieving 20-day trading average price hurdles of $65.00, $85.00 and $95.00, respectively, by January 19, 2028.

SEC source: 0000950170-24-006573 · ownership.xml · nonDerivative · entry 1

Baur Frank Tobias · CIK 0002008533 · EVP of Operational Excellence

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,139

SEC source: 0000950170-24-006567 · ownership.xml · derivative · entry 2

Cantadurucu Ilhami · CIK 0001966496 · EVP - Global Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,696

Underlying: Common Stock · 40,696 shares

Expires 2034-01-19

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option generally vests on the fourth anniversary of January 19, 2024, and is generally exercisable in 40%, 30% and 30% tranches upon the Issuer's common stock, par value $0.01 per share, achieving 20-day trading average price hurdles of $65.00, $85.00 and $95.00, respectively, by January 19, 2028.

SEC source: 0000950170-24-006567 · ownership.xml · nonDerivative · entry 1

Cantadurucu Ilhami · CIK 0001966496 · EVP - Global Retail

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,139

SEC source: 0000950170-24-006555 · ownership.xml · derivative · entry 2

Radigan Elizabeth Christine · CIK 0001967040 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,696

Underlying: Common Stock · 40,696 shares

Expires 2034-01-19

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option generally vests on the fourth anniversary of January 19, 2024, and is generally exercisable in 40%, 30% and 30% tranches upon the Issuer's common stock, par value $0.01 per share, achieving 20-day trading average price hurdles of $65.00, $85.00 and $95.00, respectively, by January 19, 2028.

SEC source: 0000950170-24-006555 · ownership.xml · nonDerivative · entry 1

Radigan Elizabeth Christine · CIK 0001967040 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,139

SEC source: 0000028823-24-000002 · wk-form5_1706807201.xml · nonDerivative · entry 6

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

F1 · kind: The Reporting Person acquired these shares of common stock under a broker administered dividend reinvestment plan that were considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934.

SEC source: 0000028823-23-000171 · wk-form4_1703611825.xml · derivative · entry 2

ESPE MATTHEW J · CIK 0001192868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2023-12-24

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.

SEC source: 0000028823-23-000171 · wk-form4_1703611825.xml · nonDerivative · entry 1

ESPE MATTHEW J · CIK 0001192868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

SEC source: 0000028823-23-000167 · wk-form4_1703602819.xml · derivative · entry 2

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-12-24

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.

SEC source: 0000028823-23-000167 · wk-form4_1703602819.xml · nonDerivative · entry 1

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

SEC source: 0000028823-23-000166 · wk-form4_1703602682.xml · derivative · entry 2

PEARLMAN EMANUEL R · CIK 0001315915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-12-24

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.

SEC source: 0000028823-23-000166 · wk-form4_1703602682.xml · nonDerivative · entry 1

PEARLMAN EMANUEL R · CIK 0001315915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

SEC source: 0000028823-23-000164 · wk-form4_1703601493.xml · derivative · entry 2

Gross Mark · CIK 0001665838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-12-24

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.

SEC source: 0000028823-23-000164 · wk-form4_1703601493.xml · nonDerivative · entry 1

Gross Mark · CIK 0001665838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

SEC source: 0000028823-23-000165 · wk-form4_1703602523.xml · derivative · entry 2

BOWEN MARJORIE L. · CIK 0001475648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-12-24

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.

SEC source: 0000028823-23-000165 · wk-form4_1703602523.xml · nonDerivative · entry 1

BOWEN MARJORIE L. · CIK 0001475648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

SEC source: 0000028823-23-000163 · wk-form4_1703601014.xml · derivative · entry 2

Byrne Patrick J · CIK 0001316476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-12-24

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.

SEC source: 0000028823-23-000163 · wk-form4_1703601014.xml · nonDerivative · entry 1

Byrne Patrick J · CIK 0001316476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

SEC source: 0000028823-23-000173 · wk-form4_1703688706.xml · derivative · entry 2

Naemura David H. · CIK 0001728876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2028-12-24

F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.

SEC source: 0000028823-23-000173 · wk-form4_1703688706.xml · nonDerivative · entry 1

Naemura David H. · CIK 0001728876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

SEC source: 0000028823-24-000002 · wk-form5_1706807201.xml · nonDerivative · entry 5

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,140

F1 · kind: The Reporting Person acquired these shares of common stock under a broker administered dividend reinvestment plan that were considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934.

SEC source: 0000028823-23-000162 · wk-form4_1700506764.xml · nonDerivative · entry 2

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0000028823-23-000162 · wk-form4_1700506764.xml · nonDerivative · entry 1

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0000028823-23-000160 · wk-form4_1699975306.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

SEC source: 0000028823-24-000002 · wk-form5_1706807201.xml · nonDerivative · entry 4

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,126

F1 · kind: The Reporting Person acquired these shares of common stock under a broker administered dividend reinvestment plan that were considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934.

SEC source: 0000028823-24-000002 · wk-form5_1706807201.xml · nonDerivative · entry 3

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125

F1 · kind: The Reporting Person acquired these shares of common stock under a broker administered dividend reinvestment plan that were considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934.

SEC source: 0000028823-24-000002 · wk-form5_1706807201.xml · nonDerivative · entry 2

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115

F1 · kind: The Reporting Person acquired these shares of common stock under a broker administered dividend reinvestment plan that were considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934.

SEC source: 0000028823-24-000002 · wk-form5_1706807201.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,110

F1 · kind: The Reporting Person acquired these shares of common stock under a broker administered dividend reinvestment plan that were considered a "small acquisition" within the meaning of Rule 16a-6 under the Securities Exchange Act of 1934.

SEC source: 0000028823-23-000147 · wk-form4_1694557900.xml · nonDerivative · entry 2

PEARLMAN EMANUEL R · CIK 0001315915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

SEC source: 0000028823-23-000147 · wk-form4_1694557900.xml · nonDerivative · entry 1

PEARLMAN EMANUEL R · CIK 0001315915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0000028823-23-000145 · wk-form4_1693577605.xml · nonDerivative · entry 1

Marquez Octavio · CIK 0001917170 · Director · Board Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100