Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | Director | December 24, 2023 | December 26, 2023 |
| Rackspace Technology, Inc.RXT · Entity 1237 | Director | June 20, 2025 | June 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIEBOLD NIXDORF, Inc
Report date December 24, 2023 · Filed December 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2023-12-24 transaction · row 1
1 source rowRow 1 · 2023-12-24 · Grant · Acquired 40,000 · Balance 40,000 |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2028-12-24 | Direct | 80,000 |
Reported balance
After 2023-12-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-24 · Grant · Acquired 80,000 · Balance 80,000 F1: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.
Rackspace Technology, Inc.
Report date June 20, 2025 · Filed June 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 168,095 |
Reported balance
After 2025-06-20 transaction · row 1
1 source rowRow 1 · 2025-06-20 · Grant · Acquired 75,471 · Balance 168,095 F1: Represents a grant of restricted stock units ("RSUs") under the Non-Employee Director Compensation Policy of the Issuer in a transaction exempt under Section 16b-3. Each RSU represents the right to receive one share of common stock of Rackspace Technology, Inc. upon vesting. The shares underlying the RSUs will vest on the earlier of (a) the next subsequent annual meeting of stockholders following the grant date or (b) the one year anniversary of the grant date, subject to the reporting person remaining a member of the Issuer's board of directors through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units ("RSUs") under the Non-Employee Director Compensation Policy of the Issuer in a transaction exempt under Section 16b-3. Each RSU represents the right to receive one share of common stock of Rackspace Technology, Inc. upon vesting. The shares underlying the RSUs will vest on the earlier of (a) the next subsequent annual meeting of stockholders following the grant date or (b) the one year anniversary of the grant date, subject to the reporting person remaining a member of the Issuer's board of directors through such date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Kernel Group Holdings, Inc.
Report date December 28, 2022 · Filed January 03, 2023
Jointly reported with Kernel Capital Holdings, LLC, Northart Brett, Tondon Rakesh
Section 16 reporting ended · disclosed 2023-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-12-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-28 · Sale · Disposed 7,493,750 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252105) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: In exchange for the reported securities, the Reporting Persons received the "Purchase Price" and additional consideration (contingent upon closing of the issuer's initial business combination) as defined and set forth in the Form 8-K filed by the issuer with respect to the transactions reported herein. In connection with the reported transactions, each of Brett Northart, Mark Gross and Rakesh Tondon resigned from the issuer's board of directors and from their respective officer positions and, accordingly, cease to be reporting persons for purposes of Section 16. F3: The reported securities were directly held by Kernel Capital Holdings, LLC (the "Sponsor"). Brett Northart, Mark Gross and Rakesh Tondon control the Sponsor, and as such, share voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor, provided that, they each disclaim beneficial ownership of the securities reported hereby except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission by any of the foregoing of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252105) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: In exchange for the reported securities, the Reporting Persons received the "Purchase Price" and additional consideration (contingent upon closing of the issuer's initial business combination) as defined and set forth in the Form 8-K filed by the issuer with respect to the transactions reported herein. In connection with the reported transactions, each of Brett Northart, Mark Gross and Rakesh Tondon resigned from the issuer's board of directors and from their respective officer positions and, accordingly, cease to be reporting persons for purposes of Section 16.
F3: The reported securities were directly held by Kernel Capital Holdings, LLC (the "Sponsor"). Brett Northart, Mark Gross and Rakesh Tondon control the Sponsor, and as such, share voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor, provided that, they each disclaim beneficial ownership of the securities reported hereby except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission by any of the foregoing of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SUPERVALU INC
Report date October 22, 2018 · Filed October 24, 2018
Section 16 reporting ended · disclosed 2018-10-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-22 transaction · row 1
1 source rowRow 1 · 2018-10-22 · Disposition to issuer · Disposed 6,467 · Balance 0 F1: At the effective time, each outstanding share of the Company's common stock (other than shares owned by the Company, UNFI or any of their respective subsidiaries (except for shares of common stock held on behalf of third parties), dissenting shares and any Company restricted shares) was disposed of pursuant to the Merger Agreement in exchange for $32.50 per share, without interest. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.75 · Expires 2026-02-05 | Direct | 0 |
Reported balance
After 2018-10-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-22 · Disposition to issuer · Disposed 232,167 · Balance 0 F2: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.19 · Expires 2027-04-27 | Direct | 0 |
Reported balance
After 2018-10-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-22 · Disposition to issuer · Disposed 35,903 · Balance 0 F2: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-10-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-22 · Disposition to issuer · Disposed 18,088 · Balance 0 F3: At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-10-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-10-22 · Disposition to issuer · Disposed 194,957 · Balance 0 F4: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 265,146 |
Reported balance
After 2018-10-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-10-22 · Grant · Disposed 265,146 · Balance 265,146 F4: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-10-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-10-22 · Disposition to issuer · Disposed 265,146 · Balance 0 F4: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time, each outstanding share of the Company's common stock (other than shares owned by the Company, UNFI or any of their respective subsidiaries (except for shares of common stock held on behalf of third parties), dissenting shares and any Company restricted shares) was disposed of pursuant to the Merger Agreement in exchange for $32.50 per share, without interest.
F2: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement.
F3: At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement.
F4: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2025 Filed Jun 24, 2025 21:58 UTC | Rackspace Technology, Inc. RXT · Entity 1237 | GrantCommon Stock | 75,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001810019-25-000094 · wk-form4_1750802315.xml · nonDerivative · entry 1 Gross Mark · CIK 0001665838 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,095 F1 · shares: Represents a grant of restricted stock units ("RSUs") under the Non-Employee Director Compensation Policy of the Issuer in a transaction exempt under Section 16b-3. Each RSU represents the right to receive one share of common stock of Rackspace Technology, Inc. upon vesting. The shares underlying the RSUs will vest on the earlier of (a) the next subsequent annual meeting of stockholders following the grant date or (b) the one year anniversary of the grant date, subject to the reporting person remaining a member of the Issuer's board of directors through such date. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 21:07 UTC | Rackspace Technology, Inc. RXT · Entity 1237 | GrantCommon Stock | 51,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001810019-24-000119 · wk-form4_1719436052.xml · nonDerivative · entry 1 Gross Mark · CIK 0001665838 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,624 F1 · shares: Represents a grant of restricted stock units ("RSUs") under the Non-Employee Director Compensation Policy of the Issuer in a transaction exempt under Section 16b-3. Each RSU represents the right to receive one share of common stock of Rackspace Technology, Inc. upon vesting. The shares underlying the RSUs will vest on the next subsequent annual meeting of stockholders following the grant date, subject to the reporting person remaining a member of the Issuer's board of directors through such date. Read SEC document |
| February 13, 2024 Filed Feb 17, 2024 00:26 UTC | Rackspace Technology, Inc. RXT · Entity 1237 | GrantCommon Stock | 40,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001810019-24-000017 · wk-form4_1708129580.xml · nonDerivative · entry 1 Gross Mark · CIK 0001665838 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,676 F1 · kind: Represents a pro-rated grant of restricted stock units ("RSUs") under the Non-Employee Director Compensation Policy of the Issuer in a transaction exempt under Section 16b-3. Each RSU represents the right to receive one share of common stock of Rackspace Technology, Inc. upon vesting. The shares underlying the RSUs will vest on the next subsequent annual meeting of stockholders following the grant date, subject to the reporting person remaining a member of the Issuer's board of directors through such date. Read SEC document |
| December 24, 2023 Filed Dec 26, 2023 14:38 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantDirector Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000028823-23-000164 · wk-form4_1703601493.xml · derivative · entry 2 Gross Mark · CIK 0001665838 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2028-12-24 F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023. Read SEC document |
| December 24, 2023 Filed Dec 26, 2023 14:38 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-23-000164 · wk-form4_1703601493.xml · nonDerivative · entry 1 Gross Mark · CIK 0001665838 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| December 28, 2022 Filed Jan 3, 2023 21:25 UTC | Kernel Group Holdings, Inc. KRNL · Entity 111780 | SaleClass B ordinary shares · Derivative | 7,493,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-000277 · form4.xml · derivative · entry 1 Kernel Capital Holdings, LLC · CIK 0001830397 · Director · 10% owner Northart Brett · CIK 0001840855 · Director · Chief Operating Officer · 10% owner Gross Mark · CIK 0001665838 · Director · Chief Executive Officer · 10% owner Tondon Rakesh · CIK 0001841455 · Director · Chief Financial Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 7,493,750 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252105) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · price: In exchange for the reported securities, the Reporting Persons received the "Purchase Price" and additional consideration (contingent upon closing of the issuer's initial business combination) as defined and set forth in the Form 8-K filed by the issuer with respect to the transactions reported herein. In connection with the reported transactions, each of Brett Northart, Mark Gross and Rakesh Tondon resigned from the issuer's board of directors and from their respective officer positions and, accordingly, cease to be reporting persons for purposes of Section 16. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252105) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252105) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.direct: The reported securities were directly held by Kernel Capital Holdings, LLC (the "Sponsor"). Brett Northart, Mark Gross and Rakesh Tondon control the Sponsor, and as such, share voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor, provided that, they each disclaim beneficial ownership of the securities reported hereby except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission by any of the foregoing of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:35 UTC | SUPERVALU INC SVU · Entity 162831 | Disposition to issuerPerformance Shares · Derivative | 265,146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-041246 · form4.xml · derivative · entry 7 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 265,146 shares Expires not disclosed F4 · derivative.exercise_price: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · kind: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · price: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · derivative.exercise_date: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · derivative.expiration_date: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:35 UTC | SUPERVALU INC SVU · Entity 162831 | GrantPerformance Shares · Derivative | 265,146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-041246 · form4.xml · derivative · entry 6 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,146 Underlying: Common Stock · 265,146 shares Expires not disclosed F4 · derivative.exercise_price: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · kind: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · price: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · derivative.exercise_date: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · derivative.expiration_date: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:35 UTC | SUPERVALU INC SVU · Entity 162831 | Disposition to issuerPerformance Shares · Derivative | 194,957 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-041246 · form4.xml · derivative · entry 5 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 194,957 shares Expires not disclosed F4 · derivative.exercise_price: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · kind: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · price: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · derivative.exercise_date: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F4 · derivative.expiration_date: At the effective time, each outstanding performance share unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time (other than performance-based conditions) and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value to the product of (i) the number of shares of SUPERVALU common stock subject to such award (assuming performance is satisfied as set forth in the Merger Agreement) and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:35 UTC | SUPERVALU INC SVU · Entity 162831 | Disposition to issuerRestricted Stock Units · Derivative | 18,088 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-041246 · form4.xml · derivative · entry 4 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,088 shares Expires not disclosed F3 · derivative.exercise_price: At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F3 · kind: At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F3 · price: At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F3 · derivative.exercise_date: At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. F3 · derivative.expiration_date: At the effective time, each outstanding restricted stock unit award was converted into a UNFI cash award generally on the same terms and conditions as applied prior to the effective time and payable, at UNFI's election, in cash and/or an equal value in shares of UNFI common stock, which award had a value equal to the product of (i) the number of shares of SUPERVALU common stock subject to such award and (ii) $32.50, in accordance with the terms and conditions of the Merger Agreement. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:35 UTC | SUPERVALU INC SVU · Entity 162831 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 35,903 | $0.00 Strike: $29.19 | $0.00 |
DisclosureSEC source: 0001140361-18-041246 · form4.xml · derivative · entry 3 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,903 shares Expires 2027-04-27 F2 · derivative.exercise_price: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. F2 · kind: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. F2 · price: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. F2 · derivative.exercise_date: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:35 UTC | SUPERVALU INC SVU · Entity 162831 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 232,167 | $0.00 Strike: $29.75 | $0.00 |
DisclosureSEC source: 0001140361-18-041246 · form4.xml · derivative · entry 2 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 232,167 shares Expires 2026-02-05 F2 · derivative.exercise_price: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. F2 · kind: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. F2 · price: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. F2 · derivative.exercise_date: At the effective time, each outstanding and unexercised stock option, whether vested or unvested, was converted into an option to purchase shares of UNFI common stock generally on the same terms and conditions as applied prior to the effective time, in accordance with the terms and conditions of the Merger Agreement. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 16:35 UTC | SUPERVALU INC SVU · Entity 162831 | Disposition to issuerCommon Stock | 6,467 | $32.50 | $210,177.50 |
DisclosureSEC source: 0001140361-18-041246 · form4.xml · nonDerivative · entry 1 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: At the effective time, each outstanding share of the Company's common stock (other than shares owned by the Company, UNFI or any of their respective subsidiaries (except for shares of common stock held on behalf of third parties), dissenting shares and any Company restricted shares) was disposed of pursuant to the Merger Agreement in exchange for $32.50 per share, without interest. F1 · price: At the effective time, each outstanding share of the Company's common stock (other than shares owned by the Company, UNFI or any of their respective subsidiaries (except for shares of common stock held on behalf of third parties), dissenting shares and any Company restricted shares) was disposed of pursuant to the Merger Agreement in exchange for $32.50 per share, without interest. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 18:00 UTC | SUPERVALU INC SVU · Entity 162831 | Exercise / conversionRestricted Stock Units · Derivative | 9,319 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000095521-18-000038 · edgardoc.xml · derivative · entry 4 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,088 Underlying: Common Stock · 9,319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each stock unit represents a contingent right to receive one share of SUPERVALU common stock. F1 · shares: This number reflects a 1 for 7 reverse split of the Company's common stock on August 1, 2017. F6 · derivative.exercise_date: The units will be converted into shares of SUPERVALU common stock pro rata on the first three anniversaries of the respective grant dates. F6 · derivative.expiration_date: The units will be converted into shares of SUPERVALU common stock pro rata on the first three anniversaries of the respective grant dates. F1 · derivative.underlying_shares: This number reflects a 1 for 7 reverse split of the Company's common stock on August 1, 2017. F1 · balance_after: This number reflects a 1 for 7 reverse split of the Company's common stock on August 1, 2017. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 18:00 UTC | SUPERVALU INC SVU · Entity 162831 | Tax withholdingCommon Stock | 2,852 | $17.03 | $48,569.56 |
DisclosureSEC source: 0000095521-18-000038 · edgardoc.xml · nonDerivative · entry 2 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,467 F3 · kind: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 18:00 UTC | SUPERVALU INC SVU · Entity 162831 | Exercise / conversionCommon Stock | 9,319 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000095521-18-000038 · edgardoc.xml · nonDerivative · entry 1 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This number reflects a 1 for 7 reverse split of the Company's common stock on August 1, 2017. F2 · price: Shares of SUPERVALU common stock acquired upon the vesting and conversion of an equal number of restricted stock units. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 18:00 UTC | SUPERVALU INC SVU · Entity 162831 | GrantPerformance Shares · Derivative | 120,992 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000095521-18-000038 · edgardoc.xml · derivative · entry 3 Gross Mark · CIK 0001665838 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,957 Underlying: Common Stock · 120,992 shares Expires not disclosed F4 · derivative.exercise_price: Each stock unit represents a contingent right to receive one share of SUPERVALU common stock. F5 · derivative.exercise_date: The units will be converted into shares of SUPERVALU common stock on the fourth anniversary of the grant date if and to the extent SUPERVALU achieves certain stock price performance levels. F5 · derivative.expiration_date: The units will be converted into shares of SUPERVALU common stock on the fourth anniversary of the grant date if and to the extent SUPERVALU achieves certain stock price performance levels. F1 · balance_after: This number reflects a 1 for 7 reverse split of the Company's common stock on August 1, 2017. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 13:59 UTC | SUPERVALU INC SVU · Entity 162831 | GrantRestricted Stock Units · Derivative | 191,847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000095521-17-000036 · edgardoc.xml · derivative · entry 3 Gross Mark · CIK 0001665838 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,847 Underlying: Common Stock · 191,847 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a contingent right to receive one share of SUPERVALU common stock. F5 · derivative.exercise_date: The units will be converted into shares of SUPERVALU common stock pro rata on the first three anniversaries of the grant date. F5 · derivative.expiration_date: The units will be converted into shares of SUPERVALU common stock pro rata on the first three anniversaries of the grant date. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 13:59 UTC | SUPERVALU INC SVU · Entity 162831 | GrantPerformance Shares · Derivative | 251,799 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000095521-17-000036 · edgardoc.xml · derivative · entry 2 Gross Mark · CIK 0001665838 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,756 Underlying: Common Stock · 251,799 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a contingent right to receive one share of SUPERVALU common stock. F4 · derivative.exercise_date: The units will be converted into shares of SUPERVALU common stock on the third anniversary of the grant date if SUPERVALU achieves a certain total shareholder return goal. F4 · derivative.expiration_date: The units will be converted into shares of SUPERVALU common stock on the third anniversary of the grant date if SUPERVALU achieves a certain total shareholder return goal. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 13:59 UTC | SUPERVALU INC SVU · Entity 162831 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 251,319 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0000095521-17-000036 · edgardoc.xml · derivative · entry 1 Gross Mark · CIK 0001665838 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,319 Underlying: Common Stock · 251,319 shares Expires 2027-04-27 F1 · security: Grant to reporting person of option to purchase shares of common stock under Supervalu's 2012 Stock Plan (which includes tax withholding rights) in transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Vesting occurs and the option becomes exercisable as to 34% of the shares on the first anniversary, 33% of the shares on the second anniversary and 33% of the shares on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.