Last 12 months
Inside the activity.
8 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 5 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2017 Filed Nov 14, 2017 22:38 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,300 | $13.43 | $17,459.00 |
DisclosureSEC source: 0001209191-17-060682 · doc4.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 17,800 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.40 to $13.50, inclusive. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:39 UTC |
BROUCEK JAMES SChief Financial Officer
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $13.50 | $27,000.00 |
DisclosureSEC source: 0001209191-17-060685 · doc4.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 2,000 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:41 UTC |
Swenson Michael LDirector
|
PurchaseCommon Stock, par value $.01 per share | 1,600 | $13.39 | $21,424.00 |
DisclosureSEC source: 0001209191-17-060689 · doc4.xml · nonDerivative · entry 1 Swenson Michael L · CIK 0001384583 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,600 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:42 UTC |
BROUCEK JAMES SChief Financial Officer
|
GrantCommon Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $13.60 | $0.00 |
DisclosureSEC source: 0001209191-17-058895 · doc4.xml · derivative · entry 2 BROUCEK JAMES S · CIK 0001204872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2027-10-31 F2 · derivative.exercise_date: The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:42 UTC |
BROUCEK JAMES SChief Financial Officer
|
GrantCommon Stock, par value $0.01 per share | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058895 · doc4.xml · nonDerivative · entry 1 BROUCEK JAMES S · CIK 0001204872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2008 Equity Incentive Plan, which shares vest equally over three years on each of October 31, 2018, October 31, 2019 and October 31, 2020. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 12:51 UTC |
SCHILLING BRIAN RDirector
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0001209191-17-056095 · doc4.xml · derivative · entry 2 SCHILLING BRIAN R · CIK 0001279162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,990 Underlying: Common Stock · 1,250 shares Expires 2020-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The common stock options awarded under the Issuer's 2004 Stock Option and Incentive Plan vested in five equal installments beginning on February 4, 2006. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 12:51 UTC |
SCHILLING BRIAN RDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,250 | $7.04 | $8,800.00 |
DisclosureSEC source: 0001209191-17-056095 · doc4.xml · nonDerivative · entry 1 SCHILLING BRIAN R · CIK 0001279162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 15:22 UTC |
Nettesheim Timothy A.Director
|
PurchaseCommon Stock, par value $0.01 per share | 300 | $13.56 | $4,068.00 |
DisclosureSEC source: 0001209191-17-053127 · doc4.xml · nonDerivative · entry 1 Nettesheim Timothy A. · CIK 0001493854 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 25,441 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.55 to $13.56, inclusive. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:41 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 500 | $13.59 | $6,795.00 |
DisclosureSEC source: 0001209191-17-052631 · doc4.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,345 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 20:41 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 500 | $13.57 | $6,785.00 |
DisclosureSEC source: 0001209191-17-052631 · doc4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,845 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.55 to $13.58, inclusive. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 16:39 UTC |
WESTRATE DAVID BDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,200 | $13.61 | $16,332.00 |
DisclosureSEC source: 0001209191-17-052442 · doc4.xml · nonDerivative · entry 1 WESTRATE DAVID B · CIK 0001279164 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Scranton Street Holdings, LP Disclosed balance after: 10,753 Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 16:29 UTC |
Nettesheim Timothy A.Director
|
PurchaseCommon Stock, par value $0.01 per share | 100 | $13.60 | $1,360.00 |
DisclosureSEC source: 0001209191-17-052231 · doc4.xml · nonDerivative · entry 1 Nettesheim Timothy A. · CIK 0001493854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 20:26 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $13.63 | $13,630.00 |
DisclosureSEC source: 0001209191-17-051615 · doc4.xml · nonDerivative · entry 3 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 16,500 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:26 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 500 | $13.70 | $6,850.00 |
DisclosureSEC source: 0001209191-17-051615 · doc4.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,069 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:26 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 183 | $13.69 | $2,505.27 |
DisclosureSEC source: 0001209191-17-051615 · doc4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,569 Read SEC document |
| September 01, 2017 Filed Sep 13, 2017 20:39 UTC Amendment |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 817 | $13.71 | $11,201.07 |
DisclosureSEC source: 0001209191-17-052630 · doc4a.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,345 F2 · shares: Due to a clerical error, the reporting person's original Form 4 filed on September 6, 2017 set forth an incorrect amount of common stock acquired by the reporting person. This Form 4/A corrects the error and presents the correct number of common stock acquired and beneficially owned by the reporting person. F3 · price: Due to a clerical error, the reporting person's original Form 4 filed on September 6, 2017 set forth an incorrect purchase price of common stock acquired by the reporting person. This Form 4/A corrects the error and presents the correct purchase price of common stock acquired by the reporting person. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.70 to $13.73, inclusive. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · balance_after: Due to a clerical error, the reporting person's original Form 4 filed on August 30, 2017 set forth an incorrect amount of common stock acquired and beneficially owned by the reporting person. This Form 4/A corrects the error and presents the correct number of common stock beneficially owned by the reporting person. F2 · balance_after: Due to a clerical error, the reporting person's original Form 4 filed on September 6, 2017 set forth an incorrect amount of common stock acquired by the reporting person. This Form 4/A corrects the error and presents the correct number of common stock acquired and beneficially owned by the reporting person. Read SEC document |
| September 01, 2017 Filed Sep 13, 2017 20:39 UTC Amendment |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 183 | $13.69 | $2,505.27 |
DisclosureSEC source: 0001209191-17-052630 · doc4a.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,528 F1 · balance_after: Due to a clerical error, the reporting person's original Form 4 filed on August 30, 2017 set forth an incorrect amount of common stock acquired and beneficially owned by the reporting person. This Form 4/A corrects the error and presents the correct number of common stock beneficially owned by the reporting person. Read SEC document |
| August 30, 2017 Filed Aug 30, 2017 17:50 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 200 | $13.70 | $2,740.00 |
DisclosureSEC source: 0001209191-17-050680 · doc4.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,386 Read SEC document |
| August 30, 2017 Filed Sep 13, 2017 20:37 UTC Amendment |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 200 | $13.70 | $2,740.00 |
DisclosureSEC source: 0001209191-17-052623 · doc4a.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,345 F1 · balance_after: Due to a clerical error, the reporting person's original Form 4 set forth an incorrect amount of common stock acquired by the reporting person. This Form 4/A corrects the error and presents the correct number of common stock acquired and beneficially owned by the reporting person. Read SEC document |
| August 29, 2017 Filed Aug 29, 2017 21:58 UTC |
Lang James RDirector
|
PurchaseCommon Stock, par value $.01 per share | 2,013 | $13.73 | $27,638.49 |
DisclosureSEC source: 0001209191-17-050639 · doc4.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 30,000 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 17:50 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 100 | $13.64 | $1,364.00 |
DisclosureSEC source: 0001209191-17-050680 · doc4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,186 Read SEC document |
| August 29, 2017 Filed Sep 13, 2017 20:37 UTC Amendment |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 59 | $13.64 | $804.76 |
DisclosureSEC source: 0001209191-17-052623 · doc4a.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,145 F1 · shares: Due to a clerical error, the reporting person's original Form 4 set forth an incorrect amount of common stock acquired by the reporting person. This Form 4/A corrects the error and presents the correct number of common stock acquired and beneficially owned by the reporting person. F1 · balance_after: Due to a clerical error, the reporting person's original Form 4 set forth an incorrect amount of common stock acquired by the reporting person. This Form 4/A corrects the error and presents the correct number of common stock acquired and beneficially owned by the reporting person. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 12:26 UTC |
Nettesheim Timothy A.Director
|
PurchaseCommon Stock, par value $0.01 per share | 141 | $13.70 | $1,931.70 |
DisclosureSEC source: 0001209191-17-050675 · doc4.xml · nonDerivative · entry 1 Nettesheim Timothy A. · CIK 0001493854 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 25,141 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:50 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 5,000 | $13.87 | $69,350.00 |
DisclosureSEC source: 0001209191-17-050240 · doc4.xml · nonDerivative · entry 4 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 15,500 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.7568 to $13.9209, inclusive. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:50 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $13.91 | $13,910.00 |
DisclosureSEC source: 0001209191-17-050240 · doc4.xml · nonDerivative · entry 3 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,086 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 01:50 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $13.75 | $13,750.00 |
DisclosureSEC source: 0001209191-17-050240 · doc4.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 10,500 F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 01:50 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $13.79 | $13,790.00 |
DisclosureSEC source: 0001209191-17-050240 · doc4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,086 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.74 to $13.91, inclusive. The reporting person undertakes to provide the SEC staff, Citizens Community Bancorp, Inc., or any security holder of Citizens Community Bancorp, Inc., upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 21, 2017 Filed Aug 21, 2017 15:51 UTC |
Bianchi Stephen MCEO and President
|
GrantCommon Stock, par value $0.01 per share | 5,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049678 · doc4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,086 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2008 Equity Incentive Plan, which shares vest as follows: 50% of the shares vest on each of May 25, 2018 and May 25, 2019. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 18:55 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001209191-17-044339 · doc4.xml · derivative · entry 3 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2022-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 18:55 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,000 | $5.65 | $5,650.00 |
DisclosureSEC source: 0001209191-17-044339 · doc4.xml · nonDerivative · entry 2 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 18:55 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 171 | $13.98 | $2,390.58 |
DisclosureSEC source: 0001209191-17-044339 · doc4.xml · nonDerivative · entry 1 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,532 F1 · shares: The reporting person surrendered a total of 171 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2004 Recognition and Retention Plan. Read SEC document |
| January 25, 2017 Filed Jan 25, 2017 19:37 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005489 · doc4.xml · derivative · entry 3 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 2,000 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2016, January 24, 2017, January 24, 2018, January 24, 2019 and January 24, 2020. Read SEC document |
| January 25, 2017 Filed Jan 25, 2017 19:37 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001209191-17-005489 · doc4.xml · nonDerivative · entry 2 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 19:37 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 1,375 | $12.59 | $17,311.25 |
DisclosureSEC source: 0001209191-17-005489 · doc4.xml · nonDerivative · entry 1 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,703 F1 · shares: The reporting person surrendered a total of 1,375 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2004 Recognition and Retention Plan (402 shares) and under the Company's 2008 Equity Incentive Plan (973 shares). Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · derivative · entry 4 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 3,000 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2016, January 24, 2017, January 24, 2018, January 24, 2019 and January 24, 2020. Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · derivative · entry 3 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2022-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017. Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 3,000 | $9.20 | $27,600.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · nonDerivative · entry 2 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC |
Oldenberg Mark C.Chief Financial Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,000 | $5.65 | $5,650.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · nonDerivative · entry 1 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 19:56 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 400 | $11.20 | $4,480.00 |
DisclosureSEC source: 0001209191-16-149673 · doc4.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 8,500 F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:56 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 800 | $11.12 | $8,896.00 |
DisclosureSEC source: 0001209191-16-149673 · doc4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 8,100 F1 · price: The price reported is the average transaction price. The range of prices for such transactions is $11.11 and $11.12. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 10, 2016 Filed Nov 21, 2016 19:18 UTC Amendment |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,800 | $11.11 | $19,998.00 |
DisclosureSEC source: 0001209191-16-151397 · doc4a.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 9,500 F1 · price: The price reported above is the average transaction price. The range of prices for such transactions is $11.10 to $11.12. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each price. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:43 UTC |
Bianchi Stephen MCEO and President
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PurchaseCommon Stock, par value $0.01 per share | 300 | $11.08 | $3,324.00 |
DisclosureSEC source: 0001209191-16-149068 · doc4.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 7,300 F2 · price: The price reported above is the average transaction price. The range of prices for such transactions is $11.07 to $11.09. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each price. F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:43 UTC |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $11.04 | $11,040.00 |
DisclosureSEC source: 0001209191-16-149068 · doc4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 7,000 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 14:09 UTC |
MCHUGH RICHARDDirector
|
PurchaseCommon Stock, par value $0.01 per share | 182 | $10.90 | $1,983.80 |
DisclosureSEC source: 0001209191-16-148822 · doc4.xml · nonDerivative · entry 1 MCHUGH RICHARD · CIK 0001279160 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 34,596 F1 · ownership.nature: The shares purchased included 141 shares purchased by the reporting person's spouse directly and 41 shares purchased by the reporting person's spouse as custodian for the benefit of her grandchildren. Following such acquisitions, the reporting person's spouse owns 34,275 shares of our common stock directly and 321 shares are held by the reporting person's spouse as custodian for her grandchildren. Mr. McHugh disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2016 Filed Sep 14, 2016 23:46 UTC |
Bianchi Stephen MCEO and President
|
GrantCommon Stock, par value $0.01 per share | 1,000 | $10.91 | $10,910.00 |
DisclosureSEC source: 0001144204-16-123977 · v448865_4.xml · nonDerivative · entry 1 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,591 F1 · price: The price reported above is the average transaction price. The range of prices for such transactions is $10.90 to $10.91. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 14, 2016 Filed Nov 9, 2016 20:19 UTC Amendment |
Bianchi Stephen MCEO and President
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $10.91 | $10,910.00 |
DisclosureSEC source: 0001209191-16-149028 · doc4a.xml · nonDerivative · entry 2 Bianchi Stephen M · CIK 0001497054 · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 6,000 F2 · price: The price reported above is the average transaction price. The range of prices for such transactions is $10.90 to $10.91. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: The original Form 4 filed on September 14, 2016 should have reported 1,000 shares purchased with indirect ownership. As of September 14, 2016, the reporting person had indirect ownership of 6,000 shares held in the reporting person's self-directed IRA. F4 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 13:16 UTC |
WESTRATE DAVID BDirector
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SaleCommon Stock, par value $0.01 per share | 3,741 | $10.73 | $40,140.93 |
DisclosureSEC source: 0001144204-16-123853 · v448822_4.xml · nonDerivative · entry 3 WESTRATE DAVID B · CIK 0001279164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,769 F2 · price: The price reported above is the average transaction price. The range of prices for such transactions is $10.72 to $10.74. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 13:16 UTC |
WESTRATE DAVID BDirector
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SaleCommon Stock, par value $0.01 per share | 100 | $11.00 | $1,100.00 |
DisclosureSEC source: 0001144204-16-123853 · v448822_4.xml · nonDerivative · entry 2 WESTRATE DAVID B · CIK 0001279164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,510 Read SEC document |
| September 08, 2016 Filed Sep 14, 2016 13:16 UTC |
WESTRATE DAVID BDirector
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SaleCommon Stock, par value $0.01 per share | 1,159 | $10.89 | $12,621.51 |
DisclosureSEC source: 0001144204-16-123853 · v448822_4.xml · nonDerivative · entry 1 WESTRATE DAVID B · CIK 0001279164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,610 F1 · price: The price reported above is the average transaction price. The range of prices for such transactions is $10.88 to $10.98. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 31, 2006 Filed Oct 5, 2017 12:45 UTC Amendment |
SCHILLING BRIAN RDirector
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GrantStock Option (Right to Buy) · Derivative | 14,240 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0001209191-17-056094 · doc4a.xml · derivative · entry 1 SCHILLING BRIAN R · CIK 0001279162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,240 Underlying: Common Stock · 14,240 shares Expires 2020-02-04 F1 · derivative.exercise_date: Transaction represents an award of stock options under Issuer's 2004 Stock Option and Incentive Plan. The stock options are scheduled to vest in five equal installments beginning on February 4, 2006. F2 · derivative.expiration_date: Due to a clerical error, the reporting person's original Form 4 and subsequent Forms 4 filed by the reporting person set forth an incorrect expiration date. This Form 4/A corrects the error and presents the correct expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.