Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Citizens Community Bancorp Inc.CZWI · Entity 6317 | Chief Financial Officer | July 05, 2017 | July 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Citizens Community Bancorp Inc.
Report date July 05, 2017 · Filed July 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 23,532 |
Ending reported balance
After 2017-07-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-07-05 · Tax withholding · Disposed 171 · Balance 22,532 F1: The reporting person surrendered a total of 171 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2004 Recognition and Retention Plan. Row 2 · 2017-07-05 · Exercise / conversion · Acquired 1,000 · Balance 23,532 |
| Common Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.65 · Expires 2022-07-02 | Direct | 0 |
Reported balance
After 2017-07-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-05 · Exercise / conversion · Disposed 1,000 · Balance 0 F2: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017. |
| Common Stock (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.12 · Expires 2023-01-24 | Direct | 586 |
Reported balance
Holding disclosure · report date 2017-07-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 586 F3: The common stock options and restricted shares of Common Stock vest pro rata over a five year period on each of January 24, 2014, January 24, 2015, January 24, 2016, January 24, 2017 and January 24, 2018. |
| Common Stock (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.00 · Expires 2024-01-24 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2017-07-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,000 F4: The common stock options and restricted shares of Common Stock vest pro rata over a five year period on each of January 24, 2015, January 24, 2016, January 24, 2017, January 24, 2018 and January 24, 2019. |
| Common Stock (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20 · Expires 2025-03-03 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2017-07-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,000 F5: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2016, January 24, 2017, January 24, 2018, January 24, 2019 and January 24, 2020. |
| Common Stock (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.21 · Expires 2026-01-24 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2017-07-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 5,000 F6: The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of January 24, 2017, January 24, 2018, January 24, 2019, January 24, 2020 and January 24, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person surrendered a total of 171 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2004 Recognition and Retention Plan.
F2: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017.
F3: The common stock options and restricted shares of Common Stock vest pro rata over a five year period on each of January 24, 2014, January 24, 2015, January 24, 2016, January 24, 2017 and January 24, 2018.
F4: The common stock options and restricted shares of Common Stock vest pro rata over a five year period on each of January 24, 2015, January 24, 2016, January 24, 2017, January 24, 2018 and January 24, 2019.
F5: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2016, January 24, 2017, January 24, 2018, January 24, 2019 and January 24, 2020.
F6: The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of January 24, 2017, January 24, 2018, January 24, 2019, January 24, 2020 and January 24, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2017 Filed Jul 7, 2017 18:55 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001209191-17-044339 · doc4.xml · derivative · entry 3 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2022-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 18:55 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,000 | $5.65 | $5,650.00 |
DisclosureSEC source: 0001209191-17-044339 · doc4.xml · nonDerivative · entry 2 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 18:55 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Tax withholdingCommon Stock, par value $0.01 per share | 171 | $13.98 | $2,390.58 |
DisclosureSEC source: 0001209191-17-044339 · doc4.xml · nonDerivative · entry 1 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,532 F1 · shares: The reporting person surrendered a total of 171 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2004 Recognition and Retention Plan. Read SEC document |
| January 25, 2017 Filed Jan 25, 2017 19:37 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005489 · doc4.xml · derivative · entry 3 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 2,000 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2016, January 24, 2017, January 24, 2018, January 24, 2019 and January 24, 2020. Read SEC document |
| January 25, 2017 Filed Jan 25, 2017 19:37 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock, par value $0.01 per share | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001209191-17-005489 · doc4.xml · nonDerivative · entry 2 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 19:37 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Tax withholdingCommon Stock, par value $0.01 per share | 1,375 | $12.59 | $17,311.25 |
DisclosureSEC source: 0001209191-17-005489 · doc4.xml · nonDerivative · entry 1 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,703 F1 · shares: The reporting person surrendered a total of 1,375 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2004 Recognition and Retention Plan (402 shares) and under the Company's 2008 Equity Incentive Plan (973 shares). Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · derivative · entry 4 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 3,000 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each January 24, 2016, January 24, 2017, January 24, 2018, January 24, 2019 and January 24, 2020. Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · derivative · entry 3 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2022-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each July 2, 2013, July 2, 2014, July 2, 2015, July 2, 2016 and July 2, 2017. Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,000 | $9.20 | $27,600.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · nonDerivative · entry 2 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 12, 2017 23:17 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,000 | $5.65 | $5,650.00 |
DisclosureSEC source: 0001209191-17-003558 · doc4.xml · nonDerivative · entry 1 Oldenberg Mark C. · CIK 0001533810 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.