Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Citizens Community Bancorp Inc.CZWI · Entity 6317 | Director | January 27, 2022 | January 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Citizens Community Bancorp Inc.
Report date January 27, 2022 · Filed January 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 6,408 |
Reported balance
After 2022-01-27 transaction · row 1
1 source rowRow 1 · 2022-01-27 · Grant · Acquired 750 · Balance 6,408 F1: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest June 30, 2022. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectBy IRA | 42,230 |
Reported balance
Holding disclosure · report date 2022-01-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,230 F2: These shares are held in the reporting person's self-directed IRA. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectBy Leah Delaney Karge Trust | 2,500 |
Reported balance
Holding disclosure · report date 2022-01-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,500 F3: These shares are held by the Leah Delaney Karge Trust pursuant to which Mr. Lang serves as trustee and has investment discretion. Mr. Lang disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectBy Roth IRA | 17,460 |
Reported balance
Holding disclosure · report date 2022-01-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,460 F4: These shares are held in the reporting person's self-directed Roth IRA. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectBy James & Patricia Lang Grandchildren Education Trust | 3,980 |
Reported balance
Holding disclosure · report date 2022-01-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,980 F5: These shares are held by the James & Patricia Lang Grandchildren Education Trust UAD 01/01/2002, pursuant to which Mr. Lang serves as an investment manager and has investment discretion over such shares. Mr. Lang disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest June 30, 2022.
F2: These shares are held in the reporting person's self-directed IRA.
F3: These shares are held by the Leah Delaney Karge Trust pursuant to which Mr. Lang serves as trustee and has investment discretion. Mr. Lang disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4: These shares are held in the reporting person's self-directed Roth IRA.
F5: These shares are held by the James & Patricia Lang Grandchildren Education Trust UAD 01/01/2002, pursuant to which Mr. Lang serves as an investment manager and has investment discretion over such shares. Mr. Lang disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2022 Filed Jan 31, 2022 14:29 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | GrantCommon Stock, par value $.01 per share | 750 | $14.00 | $10,500.00 |
DisclosureSEC source: 0001367859-22-000043 · wf-form4_164363937947173.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,408 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest June 30, 2022. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 13:06 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | PurchaseCommon Stock, par value $.01 per share | 2,000 | $10.98 | $21,960.00 |
DisclosureSEC source: 0001367859-21-000043 · wf-form4_161348074413331.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 42,230 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 13:53 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | GrantCommon Stock, par value $.01 per share | 1,762 | $10.78 | $18,994.36 |
DisclosureSEC source: 0001367859-21-000026 · wf-form4_161218757909942.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,658 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest December 31, 2021. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 18:26 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | GrantCommon Stock, par value $.01 per share | 1,589 | $11.95 | $18,988.55 |
DisclosureSEC source: 0001367859-20-000020 · wf-form4_158014957915942.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,896 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest equally over three years on each of January 23, 2021, January 23, 2022 and January 23, 2023. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 12:37 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | GrantCommon Stock, par value $.01 per share | 1,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000131 · wf-form4_154081665495143.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,307 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2018 Equity Incentive Plan, which shares vest on December 31, 2019. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | ConversionSeries A Preferred Stock · Derivative | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · derivative · entry 7 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 0 Underlying: Common Stock · 8,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F3 · ownership.nature: These shares are held in the reporting person's self-directed Roth IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | ConversionSeries A Preferred Stock · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · derivative · entry 6 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Underlying: Common Stock · 19,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.exercise_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F1 · derivative.expiration_date: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | ConversionCommon Stock, par value $.01 per share | 8,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · nonDerivative · entry 2 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 8,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F3 · ownership.nature: These shares are held in the reporting person's self-directed Roth IRA. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 22:54 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | ConversionCommon Stock, par value $.01 per share | 19,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367859-18-000109 · wf-form4_153817523227150.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 49,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of 8% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Stock was mandatorily converted into ten (10) shares of the Company's common stock three days following stockholder approval of the issuance of the underlying common stock and had no expiration date. F2 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 21:40 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | GrantSeries A Preferred Stock · Derivative | 846 | $130.00 | $109,980.00 |
DisclosureSEC source: 0001367859-18-000071 · wf-form4_152961718412870.xml · derivative · entry 6 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 846 Underlying: Common Stock · 8,460 shares Expires not disclosed F4 · derivative.exercise_price: Each share of 8.00% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock is mandatorily convertible into ten shares of the Company's common stock upon stockholder approval of the issuance of the underlying common stock and has no expiration date. F4 · derivative.exercise_date: Each share of 8.00% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock is mandatorily convertible into ten shares of the Company's common stock upon stockholder approval of the issuance of the underlying common stock and has no expiration date. F4 · derivative.expiration_date: Each share of 8.00% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock is mandatorily convertible into ten shares of the Company's common stock upon stockholder approval of the issuance of the underlying common stock and has no expiration date. F5 · ownership.nature: These shares are held in the reporting person's self-directed Roth IRA. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 21:40 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | GrantSeries A Preferred Stock · Derivative | 1,923 | $130.00 | $249,990.00 |
DisclosureSEC source: 0001367859-18-000071 · wf-form4_152961718412870.xml · derivative · entry 5 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,923 Underlying: Common Stock · 19,230 shares Expires not disclosed F4 · derivative.exercise_price: Each share of 8.00% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock is mandatorily convertible into ten shares of the Company's common stock upon stockholder approval of the issuance of the underlying common stock and has no expiration date. F4 · derivative.exercise_date: Each share of 8.00% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock is mandatorily convertible into ten shares of the Company's common stock upon stockholder approval of the issuance of the underlying common stock and has no expiration date. F4 · derivative.expiration_date: Each share of 8.00% Series A Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock is mandatorily convertible into ten shares of the Company's common stock upon stockholder approval of the issuance of the underlying common stock and has no expiration date. F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 20:42 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | GrantCommon Stock, par value $.01 per share | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004509 · doc4.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515 F1 · shares: Represents restricted shares of Common Stock awarded under the Company's 2008 Equity Incentive Plan, which shares vest on October 1, 2018. Read SEC document |
| August 29, 2017 Filed Aug 29, 2017 21:58 UTC | Citizens Community Bancorp Inc. CZWI · Entity 6317 | PurchaseCommon Stock, par value $.01 per share | 2,013 | $13.73 | $27,638.49 |
DisclosureSEC source: 0001209191-17-050639 · doc4.xml · nonDerivative · entry 1 Lang James R · CIK 0001563435 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 30,000 F1 · ownership.nature: These shares are held in the reporting person's self-directed IRA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.