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COMMUNITY HEALTH SYSTEMS INC

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5628
SEC CIK
0001108109
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 2, 2023 21:24 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014666 · doc4.xml · derivative · entry 7

SMITH WAYNE T · CIK 0001018660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

F3 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:24 UTC Exercise / conversionPerformance Based Restricted · Derivative 225,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014666 · doc4.xml · derivative · entry 6

SMITH WAYNE T · CIK 0001018660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 225,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:24 UTC GiftCommon Stock 30,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014666 · doc4.xml · nonDerivative · entry 3

SMITH WAYNE T · CIK 0001018660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,107,901

F2 · shares: These shares were gifted to individuals who do not share the Reporting Person's household.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:24 UTC Tax withholdingCommon Stock 126,905 $6.15 $780,465.75
Disclosure

SEC source: 0001209191-23-014666 · doc4.xml · nonDerivative · entry 2

SMITH WAYNE T · CIK 0001018660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,137,951

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:24 UTC Exercise / conversionCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014666 · doc4.xml · nonDerivative · entry 1

SMITH WAYNE T · CIK 0001018660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,264,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2020 and 12/31/2022 (the "2020-2022 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2020-2022 Performance Period, the award vested on March 1, 2023 at 100% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2020.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:23 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014663 · doc4.xml · derivative · entry 3

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 5,894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014663 · doc4.xml · derivative · entry 2

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Underlying: Common Stock · 5,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:23 UTC Exercise / conversionCommon Stock 5,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014663 · doc4.xml · nonDerivative · entry 1

Williams Hubert James · CIK 0001659816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:22 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014661 · doc4.xml · derivative · entry 2

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

F1 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:21 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014657 · doc4.xml · derivative · entry 2

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

F1 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:20 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014655 · doc4.xml · derivative · entry 5

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 5,894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014655 · doc4.xml · derivative · entry 4

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Underlying: Common Stock · 5,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 6,432 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014655 · doc4.xml · derivative · entry 3

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,432

Underlying: Common Stock · 6,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:20 UTC Exercise / conversionCommon Stock 5,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014655 · doc4.xml · nonDerivative · entry 2

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:20 UTC Exercise / conversionCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014655 · doc4.xml · nonDerivative · entry 1

Hirsch Elizabeth T · CIK 0001508503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:20 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014651 · doc4.xml · derivative · entry 4

Hastings Joseph Arthur · CIK 0001658614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Person's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of common stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014645 · doc4.xml · derivative · entry 4

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 5,894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014645 · doc4.xml · derivative · entry 3

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Underlying: Common Stock · 5,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionCommon Stock 5,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014645 · doc4.xml · nonDerivative · entry 1

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014642 · doc4.xml · derivative · entry 7

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 5,894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014642 · doc4.xml · derivative · entry 6

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Underlying: Common Stock · 5,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 6,432 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014642 · doc4.xml · derivative · entry 5

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,432

Underlying: Common Stock · 6,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 11,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014642 · doc4.xml · derivative · entry 4

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionCommon Stock 5,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014642 · doc4.xml · nonDerivative · entry 3

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014642 · doc4.xml · nonDerivative · entry 2

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:18 UTC Exercise / conversionCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014642 · doc4.xml · nonDerivative · entry 1

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014639 · doc4.xml · derivative · entry 7

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 5,894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014639 · doc4.xml · derivative · entry 6

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Underlying: Common Stock · 5,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 6,432 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014639 · doc4.xml · derivative · entry 5

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,432

Underlying: Common Stock · 6,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 11,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014639 · doc4.xml · derivative · entry 4

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F2 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC Exercise / conversionCommon Stock 5,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014639 · doc4.xml · nonDerivative · entry 3

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC Exercise / conversionCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014639 · doc4.xml · nonDerivative · entry 2

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC Exercise / conversionCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014639 · doc4.xml · nonDerivative · entry 1

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:16 UTC GrantRestricted Stock Units · Derivative 29,268 $6.15 Strike: $0.00 $179,998.20
Disclosure

SEC source: 0001209191-23-014635 · doc4.xml · derivative · entry 1

Brooks Susan W · CIK 0001846180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 29,268 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

F1 · derivative.expiration_date: The restricted stock units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of common stock of the Company.

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March 01, 2023 Filed Mar 3, 2025 23:04 UTC
Pitt Justin DPres,Chief Legal&Admin Officer
Exercise / conversionPerformance Based Restricted · Derivative 6,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-031113 · ownership.xml · derivative · entry 4

Pitt Justin D · CIK 0001900988 · Pres,Chief Legal&Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,700

Underlying: Common Stock · 6,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The vesting of these 30,000 performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2022 and 12/31/2024 (the "2022-2024 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2022-2024 Performance Period, the award vested on March 1, 2025 at 21% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2022 (6,300), and the remaining 79% of the target number has been forfeited (23,700).

F1 · derivative.expiration_date: The vesting of these 30,000 performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2022 and 12/31/2024 (the "2022-2024 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2022-2024 Performance Period, the award vested on March 1, 2025 at 21% of the target number of the performance-based restricted shares originally reported by the Reporting Person on 3/2/2022 (6,300), and the remaining 79% of the target number has been forfeited (23,700).

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December 31, 2022 Filed Jan 3, 2023 21:18 UTC GrantStock Units (SU) · Derivative 7,523.148 $4.32 Strike: $0.00 $32,500.00
Disclosure

SEC source: 0001209191-23-000194 · doc4.xml · derivative · entry 2

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,044.089

Underlying: Common Stock · 7,523.148 shares

Expires not disclosed

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

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December 22, 2022 Filed Dec 22, 2022 23:02 UTC
SMITH WAYNE TDirector · Executive Chairman
GiftCommon Stock 19,340 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062497 · doc4.xml · nonDerivative · entry 1

SMITH WAYNE T · CIK 0001018660 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039,856

F1 · shares: These shares were gifted to individuals who do not share Reporting Person's household.

Read SEC document
September 30, 2022 Filed Sep 30, 2022 21:44 UTC Amendment GrantStock Units (SU) · Derivative 15,116.279 $2.15 Strike: $0.00 $32,500.00
Disclosure

SEC source: 0001209191-22-051676 · doc4a.xml · derivative · entry 1

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,520.941

Underlying: Common Stock · 15,116.279 shares

Expires not disclosed

F1 · shares: The purpose of this Amendment is to correct the number of Stock Units accrued to the Reporting Person under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees, the price for each of those accrued Stock Units, and the total number of Stock Units beneficially owned by the Reporting Person on 09/30/2022. On the Form 4 filed on 09/30/2022, the number of Stock Units accrued to the Reporting Person was incorrectly reported as 15,186.916, the price for each of those accrued Stock Units was incorrectly reported as $2.14, and the total number of Stock Units beneficially owned by the Reporting Person was incorrectly reported as 25,591.578.

F1 · price: The purpose of this Amendment is to correct the number of Stock Units accrued to the Reporting Person under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees, the price for each of those accrued Stock Units, and the total number of Stock Units beneficially owned by the Reporting Person on 09/30/2022. On the Form 4 filed on 09/30/2022, the number of Stock Units accrued to the Reporting Person was incorrectly reported as 15,186.916, the price for each of those accrued Stock Units was incorrectly reported as $2.14, and the total number of Stock Units beneficially owned by the Reporting Person was incorrectly reported as 25,591.578.

F2 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

F2 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

F1 · derivative.underlying_shares: The purpose of this Amendment is to correct the number of Stock Units accrued to the Reporting Person under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees, the price for each of those accrued Stock Units, and the total number of Stock Units beneficially owned by the Reporting Person on 09/30/2022. On the Form 4 filed on 09/30/2022, the number of Stock Units accrued to the Reporting Person was incorrectly reported as 15,186.916, the price for each of those accrued Stock Units was incorrectly reported as $2.14, and the total number of Stock Units beneficially owned by the Reporting Person was incorrectly reported as 25,591.578.

F1 · balance_after: The purpose of this Amendment is to correct the number of Stock Units accrued to the Reporting Person under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees, the price for each of those accrued Stock Units, and the total number of Stock Units beneficially owned by the Reporting Person on 09/30/2022. On the Form 4 filed on 09/30/2022, the number of Stock Units accrued to the Reporting Person was incorrectly reported as 15,186.916, the price for each of those accrued Stock Units was incorrectly reported as $2.14, and the total number of Stock Units beneficially owned by the Reporting Person was incorrectly reported as 25,591.578.

Read SEC document
September 30, 2022 Filed Sep 30, 2022 20:24 UTC GrantStock Units (SU) · Derivative 15,186.916 $2.14 Strike: $0.00 $32,500.00
Disclosure

SEC source: 0001209191-22-051639 · doc4.xml · derivative · entry 2

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,591.578

Underlying: Common Stock · 15,186.916 shares

Expires not disclosed

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 21:04 UTC
SMITH WAYNE TDirector · Executive Chairman
PurchaseCommon Stock 800,000 $2.94 $2,352,000.00
Disclosure

SEC source: 0001209191-22-043920 · doc4.xml · nonDerivative · entry 2

SMITH WAYNE T · CIK 0001018660 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059,196

F1 · price: The price reported in Column 4 is a weighted average price of $2.94 per share. These shares were purchased in multiple transactions on 08/02/2022 at prices ranging from $2.90 to $3.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:04 UTC
SMITH WAYNE TDirector · Executive Chairman
PurchaseCommon Stock 200,000 $3.00 $600,000.00
Disclosure

SEC source: 0001209191-22-043920 · doc4.xml · nonDerivative · entry 1

SMITH WAYNE T · CIK 0001018660 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,259,196

Read SEC document
June 30, 2022 Filed Jun 30, 2022 21:36 UTC GrantStock Units (SU) · Derivative 8,666.667 $3.75 Strike: $0.00 $32,500.00
Disclosure

SEC source: 0001209191-22-039947 · doc4.xml · derivative · entry 3

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404.662

Underlying: Common Stock · 8,666.667 shares

Expires not disclosed

F3 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

F3 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
June 30, 2022 Filed Jun 30, 2022 21:36 UTC Exercise / conversionStock Units (SU) · Derivative 37,957.011 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039947 · doc4.xml · derivative · entry 2

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737.995

Underlying: Common Stock · 37,957.011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Pursuant to the Company's Directors' Fees Deferral Plan, a cash payment was made to the Reporting Person in lieu of the fractional stock units (0.011), which are cancelled and do not convert into fractional shares of the Issuer's common stock.

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and settled 100% in the Company's common stock on the last business day of the calendar quarter following a date specified by the Reporting Person.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and settled 100% in the Company's common stock on the last business day of the calendar quarter following a date specified by the Reporting Person.

F2 · derivative.underlying_shares: Pursuant to the Company's Directors' Fees Deferral Plan, a cash payment was made to the Reporting Person in lieu of the fractional stock units (0.011), which are cancelled and do not convert into fractional shares of the Issuer's common stock.

Read SEC document
June 30, 2022 Filed Jun 30, 2022 21:36 UTC Exercise / conversionCommon Stock 37,957 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-039947 · doc4.xml · nonDerivative · entry 1

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and settled 100% in the Company's common stock on the last business day of the calendar quarter following a date specified by the Reporting Person.

Read SEC document
June 02, 2022 Filed Jun 2, 2022 20:25 UTC PurchaseCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001209191-22-033525 · doc4.xml · nonDerivative · entry 3

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,299

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:31 UTC
MEDLEY MARK BRegional President
Tax withholdingCommon Stock 1,574 $5.00 $7,870.00
Disclosure

SEC source: 0001209191-22-033535 · doc4.xml · nonDerivative · entry 1

MEDLEY MARK B · CIK 0001863028 · Regional President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,135

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:28 UTC GrantRestricted Stock Units · Derivative 17,682 $5.00 Strike: $0.00 $88,410.00
Disclosure

SEC source: 0001209191-22-033531 · doc4.xml · derivative · entry 2

Brooks Susan W · CIK 0001846180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,682

Underlying: Common Stock · 17,682 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of the grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:25 UTC PurchaseCommon Stock 30,000 $5.09 $152,610.00
Disclosure

SEC source: 0001209191-22-033525 · doc4.xml · nonDerivative · entry 2

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,299

F1 · price: The price reported in Column 4 is a weighted average price of $5.087 per share. These shares were purchased in multiple transactions on 06/01/2022 at prices ranging from $5.05 to $5.11, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:25 UTC PurchaseCommon Stock 10,000 $5.12 $51,200.00
Disclosure

SEC source: 0001209191-22-033525 · doc4.xml · nonDerivative · entry 1

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,299

Read SEC document
March 31, 2022 Filed Mar 31, 2022 21:42 UTC GrantStock Units (SU) · Derivative 2,737.995 $11.87 Strike: $0.00 $32,500.00
Disclosure

SEC source: 0001209191-22-021822 · doc4.xml · derivative · entry 2

Krishnan K Ranga · CIK 0001724829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,695.006

Underlying: Common Stock · 2,737.995 shares

Expires not disclosed

F1 · derivative.exercise_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

F1 · derivative.expiration_date: The Stock Units were accrued under the Company's Directors' Fees Deferral Plan in lieu of a portion of the Reporting Person's Director Fees and are settled 100% in the Company's common stock on the last business day of the calendar quarter following cessation as a director or upon a date specified by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.