Tapewire

NYSE · USD

CYH

COMMUNITY HEALTH SYSTEMS INC

Export transactions ↓
Tapewire entity
5628
SEC CIK
0001108109
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 2, 2021 21:34 UTC
FRY JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 12,372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016011 · doc4.xml · derivative · entry 4

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:34 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016011 · doc4.xml · nonDerivative · entry 3

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:34 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016011 · doc4.xml · nonDerivative · entry 2

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:34 UTC
FRY JOHN ADirector
Exercise / conversionCommon Stock 12,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016011 · doc4.xml · nonDerivative · entry 1

FRY JOHN A · CIK 0001255140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:30 UTC GrantRestricted Stock Units · Derivative 19,296 $8.81 Strike: $0.00 $169,997.76
Disclosure

SEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 7

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,296

Underlying: Common Stock · 19,296 shares

Expires not disclosed

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 11,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 6

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,989

Underlying: Common Stock · 11,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 5

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,356

Underlying: Common Stock · 11,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.underlying: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 12,372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 4

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:30 UTC Exercise / conversionCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015982 · doc4.xml · nonDerivative · entry 3

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:30 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015982 · doc4.xml · nonDerivative · entry 2

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:30 UTC Exercise / conversionCommon Stock 12,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015982 · doc4.xml · nonDerivative · entry 1

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:33 UTC
Fordham Benjamin CEVP and General Counsel
GrantStock Options (Right to Buy) · Derivative 26,250 $0.00 Strike: $8.81 $0.00
Disclosure

SEC source: 0001209191-21-016003 · doc4.xml · derivative · entry 6

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2031-02-28

F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:33 UTC
Fordham Benjamin CEVP and General Counsel
GrantPerformance Based Restricted · Derivative 52,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016003 · doc4.xml · derivative · entry 5

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires not disclosed

F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2021 and 12/31/2023 (the "2021-2023 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2021-2023 Performance Period.

F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2021 and 12/31/2023 (the "2021-2023 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2021-2023 Performance Period.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:33 UTC
Fordham Benjamin CEVP and General Counsel
Exercise / conversionPerformance Based Restricted · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016003 · doc4.xml · derivative · entry 4

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018.

F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018.

F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:33 UTC
Fordham Benjamin CEVP and General Counsel
Tax withholdingCommon Stock 39,025 $8.81 $343,810.25
Disclosure

SEC source: 0001209191-21-016003 · doc4.xml · nonDerivative · entry 3

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,608

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:33 UTC
Fordham Benjamin CEVP and General Counsel
GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016003 · doc4.xml · nonDerivative · entry 2

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,633

F2 · price: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:33 UTC
Fordham Benjamin CEVP and General Counsel
Exercise / conversionCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016003 · doc4.xml · nonDerivative · entry 1

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:31 UTC GrantRestricted Stock Units · Derivative 19,296 $8.81 Strike: $0.00 $169,997.76
Disclosure

SEC source: 0001209191-21-015989 · doc4.xml · derivative · entry 6

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,296

Underlying: Common Stock · 19,296 shares

Expires not disclosed

F1 · price: The security converts to common stock on a one-to-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

F3 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015989 · doc4.xml · derivative · entry 5

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,356

Underlying: Common Stock · 11,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 12,372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015989 · doc4.xml · derivative · entry 4

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:31 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015989 · doc4.xml · nonDerivative · entry 2

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:31 UTC Exercise / conversionCommon Stock 12,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015989 · doc4.xml · nonDerivative · entry 1

Ely James S. III · CIK 0001463791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC GrantRestricted Stock Units · Derivative 19,296 $8.81 Strike: $0.00 $169,997.76
Disclosure

SEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 7

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,296

Underlying: Common Stock · 19,296 shares

Expires not disclosed

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 11,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 6

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,989

Underlying: Common Stock · 11,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 5

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,356

Underlying: Common Stock · 11,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 12,372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 4

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC Exercise / conversionCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015978 · doc4.xml · nonDerivative · entry 3

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015978 · doc4.xml · nonDerivative · entry 2

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:29 UTC Exercise / conversionCommon Stock 12,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015978 · doc4.xml · nonDerivative · entry 1

CLERICO JOHN A · CIK 0001219951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:46 UTC SaleCommon Stock 3,557,369 $8.51 $30,271,787.24
Disclosure

SEC source: 0001622346-21-000002 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,984,473

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Global Capital Limited (f/k/a Shanda Technology Overseas Capital Company Limited). Shanda Global Capital Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Global Capital Limited, and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:43 UTC
SMITH WAYNE TDirector · Chairman & CEO
GiftCommon Stock 1,400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064655 · doc4.xml · nonDerivative · entry 2

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 2009 WTS Irrevocable Trust Dated 2/27/09

Disclosed balance after: 1,606,842

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:43 UTC
SMITH WAYNE TDirector · Chairman & CEO
GiftCommon Stock 1,400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064655 · doc4.xml · nonDerivative · entry 1

SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515,041

F1 · shares: These shares were gifted by Reporting Person to the 2009 WTS Irrevocable Trust, dated 2/27/09.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:32 UTC SaleCommon Stock 104,599 $8.71 $911,151.43
Disclosure

SEC source: 0001677229-20-000001 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Group USA Ltd · CIK 0001731231 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,541,842

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:32 UTC SaleCommon Stock 3,250,000 $8.50 $27,625,000.00
Disclosure

SEC source: 0001677229-20-000001 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Group USA Ltd · CIK 0001731231 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,646,441

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:37 UTC SaleCommon Stock 4,500,000 $8.66 $38,970,450.00
Disclosure

SEC source: 0001622346-20-000021 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Group USA Ltd · CIK 0001731231 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,896,441

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:37 UTC SaleCommon Stock 88,032 $9.08 $798,934.42
Disclosure

SEC source: 0001622346-20-000021 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Group USA Ltd · CIK 0001731231 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,396,441

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 22:02 UTC SaleCommon Stock 4,268,404 $8.01 $34,201,867.57
Disclosure

SEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 3

Chen Tian Qiao · CIK 0001677229 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Group USA Ltd · CIK 0001731231 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,484,473

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.0007 to $8.7318. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 22:02 UTC SaleCommon Stock 88,029 $9.18 $807,718.89
Disclosure

SEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Group USA Ltd · CIK 0001731231 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,752,877

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 22:02 UTC SaleCommon Stock 643,567 $10.03 $6,453,046.31
Disclosure

SEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Shanda Global Investment Ltd · CIK 0001758913 · 10% owner

Shanda Group USA Ltd · CIK 0001731231 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,840,906

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 20:16 UTC SaleCommon Stock 30,000 $5.17 $155,070.00
Disclosure

SEC source: 0001209191-20-044477 · doc4.xml · nonDerivative · entry 1

JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,384

F1 · price: These shares were sold in a series of transactions at a weighted average sales price of $5.169 per share.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:23 UTC
Fordham Benjamin CEVP and General Counsel
Tax withholdingCommon Stock 2,624 $3.19 $8,370.56
Disclosure

SEC source: 0001209191-20-033516 · doc4.xml · nonDerivative · entry 1

Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,383

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:24 UTC
HAMMONS KEVIN JEVP and CFO
Tax withholdingCommon Stock 2,624 $3.19 $8,370.56
Disclosure

SEC source: 0001209191-20-033519 · doc4.xml · nonDerivative · entry 1

HAMMONS KEVIN J · CIK 0001542264 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,072

Read SEC document
March 09, 2020 Filed Mar 9, 2020 21:19 UTC PurchaseCommon Stock 2,500 $4.04 $10,095.75
Disclosure

SEC source: 0001209191-20-017386 · doc4.xml · nonDerivative · entry 1

DINKINS MICHAEL · CIK 0001123483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,257

F1 · price: These shares were purchased in a series of transactions at a weighted average purchase price of approximately $4.0383 per share.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:40 UTC GrantRestricted Stock Units · Derivative 34,483 $4.93 Strike: $0.00 $170,001.19
Disclosure

SEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 7

NORTH JULIA B · CIK 0001183380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

Underlying: Common Stock · 34,483 shares

Expires 2030-02-28

F1 · price: The security converts to common stock on a one-to-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:40 UTC Exercise / conversionRestricted Stock Units · Derivative 11,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 6

NORTH JULIA B · CIK 0001183380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

Underlying: Common Stock · 11,356 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:40 UTC Exercise / conversionRestricted Stock Units · Derivative 12,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 5

NORTH JULIA B · CIK 0001183380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

Underlying: Common Stock · 12,373 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:40 UTC Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 4

NORTH JULIA B · CIK 0001183380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,166 shares

Expires 2027-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:40 UTC Exercise / conversionCommon Stock 11,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014741 · doc4.xml · nonDerivative · entry 3

NORTH JULIA B · CIK 0001183380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:40 UTC Exercise / conversionCommon Stock 12,373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014741 · doc4.xml · nonDerivative · entry 2

NORTH JULIA B · CIK 0001183380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document
March 01, 2020 Filed Mar 2, 2020 23:40 UTC Exercise / conversionCommon Stock 6,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014741 · doc4.xml · nonDerivative · entry 1

NORTH JULIA B · CIK 0001183380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The security converts to common stock on a one-to-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.