Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 2, 2021 21:34 UTC |
FRY JOHN ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 12,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016011 · doc4.xml · derivative · entry 4 FRY JOHN A · CIK 0001255140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:34 UTC |
FRY JOHN ADirector
|
Exercise / conversionCommon Stock | 11,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016011 · doc4.xml · nonDerivative · entry 3 FRY JOHN A · CIK 0001255140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:34 UTC |
FRY JOHN ADirector
|
Exercise / conversionCommon Stock | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016011 · doc4.xml · nonDerivative · entry 2 FRY JOHN A · CIK 0001255140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:34 UTC |
FRY JOHN ADirector
|
Exercise / conversionCommon Stock | 12,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016011 · doc4.xml · nonDerivative · entry 1 FRY JOHN A · CIK 0001255140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:30 UTC |
DINKINS MICHAELDirector
|
GrantRestricted Stock Units · Derivative | 19,296 | $8.81 Strike: $0.00 | $169,997.76 |
DisclosureSEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 7 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,296 Underlying: Common Stock · 19,296 shares Expires not disclosed F1 · price: The security converts to common stock on a one-to-one basis. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:30 UTC |
DINKINS MICHAELDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 6 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,989 Underlying: Common Stock · 11,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:30 UTC |
DINKINS MICHAELDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 5 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,356 Underlying: Common Stock · 11,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.underlying: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:30 UTC |
DINKINS MICHAELDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 12,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015982 · doc4.xml · derivative · entry 4 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:30 UTC |
DINKINS MICHAELDirector
|
Exercise / conversionCommon Stock | 11,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015982 · doc4.xml · nonDerivative · entry 3 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:30 UTC |
DINKINS MICHAELDirector
|
Exercise / conversionCommon Stock | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015982 · doc4.xml · nonDerivative · entry 2 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:30 UTC |
DINKINS MICHAELDirector
|
Exercise / conversionCommon Stock | 12,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015982 · doc4.xml · nonDerivative · entry 1 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:33 UTC |
Fordham Benjamin CEVP and General Counsel
|
GrantStock Options (Right to Buy) · Derivative | 26,250 | $0.00 Strike: $8.81 | $0.00 |
DisclosureSEC source: 0001209191-21-016003 · doc4.xml · derivative · entry 6 Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 26,250 shares Expires 2031-02-28 F4 · derivative.exercise_date: Vesting occurs in 1/3 increments on the first, second and third anniversary of the date of grant. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:33 UTC |
Fordham Benjamin CEVP and General Counsel
|
GrantPerformance Based Restricted · Derivative | 52,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016003 · doc4.xml · derivative · entry 5 Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires not disclosed F3 · derivative.exercise_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2021 and 12/31/2023 (the "2021-2023 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2021-2023 Performance Period. F3 · derivative.expiration_date: The vesting of these performance-based restricted shares is allocated to the attainment of the following pre-determined performance objectives between 1/1/2021 and 12/31/2023 (the "2021-2023 Performance Period"), as follows: 50% to a Cumulative Consolidated Adjusted EBITDA Growth target; and 50% to a Cumulative Same Store Net Revenue Growth target. The target number (100%) of the total performance-based restricted shares is reported in the table set forth above. Between 0% and 200% of the portion of the target number of performance-based restricted shares allocated to each performance objective will ultimately vest on the third anniversary of the date of grant, subject to the attainment of the applicable performance objective, with the vesting percentage to be determined based upon the level of achievement with respect to the applicable performance objective during the 2021-2023 Performance Period. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:33 UTC |
Fordham Benjamin CEVP and General Counsel
|
Exercise / conversionPerformance Based Restricted · Derivative | 35,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016003 · doc4.xml · derivative · entry 4 Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018. F1 · derivative.exercise_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018. F1 · derivative.expiration_date: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:33 UTC |
Fordham Benjamin CEVP and General Counsel
|
Tax withholdingCommon Stock | 39,025 | $8.81 | $343,810.25 |
DisclosureSEC source: 0001209191-21-016003 · doc4.xml · nonDerivative · entry 3 Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,608 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:33 UTC |
Fordham Benjamin CEVP and General Counsel
|
GrantCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016003 · doc4.xml · nonDerivative · entry 2 Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,633 F2 · price: The time-vesting restrictions on this award of restricted stock will lapse in 1/3 increments on the first, second and third anniversary of the date of grant. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:33 UTC |
Fordham Benjamin CEVP and General Counsel
|
Exercise / conversionCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016003 · doc4.xml · nonDerivative · entry 1 Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The vesting of these performance-based restricted shares was based on the attainment of certain performance objectives between 1/1/2018 and 12/31/2020 (the "2018-2020 Performance Period"). Based on the actual level of achievement of such performance objectives for the 2018-2020 Performance Period, the award vested on March 1, 2021 at 200% of the target number of the performance-based restricted shares originally reported by the reporting person on 3/2/2018. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:31 UTC |
Ely James S. IIIDirector
|
GrantRestricted Stock Units · Derivative | 19,296 | $8.81 Strike: $0.00 | $169,997.76 |
DisclosureSEC source: 0001209191-21-015989 · doc4.xml · derivative · entry 6 Ely James S. III · CIK 0001463791 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,296 Underlying: Common Stock · 19,296 shares Expires not disclosed F1 · price: The security converts to common stock on a one-to-one basis. F3 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person. F3 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary of the date of grant. Based on the Reporting Peron's prior deferral election pursuant to the terms of the award agreement, the Reporting Person will be issued that number of shares of the Common Stock of the Company upon the Reporting Person's cessation as a director or upon a date specified by the Reporting Person. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:31 UTC |
Ely James S. IIIDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015989 · doc4.xml · derivative · entry 5 Ely James S. III · CIK 0001463791 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,356 Underlying: Common Stock · 11,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:31 UTC |
Ely James S. IIIDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 12,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015989 · doc4.xml · derivative · entry 4 Ely James S. III · CIK 0001463791 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:31 UTC |
Ely James S. IIIDirector
|
Exercise / conversionCommon Stock | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015989 · doc4.xml · nonDerivative · entry 2 Ely James S. III · CIK 0001463791 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:31 UTC |
Ely James S. IIIDirector
|
Exercise / conversionCommon Stock | 12,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015989 · doc4.xml · nonDerivative · entry 1 Ely James S. III · CIK 0001463791 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:29 UTC |
CLERICO JOHN ADirector
|
GrantRestricted Stock Units · Derivative | 19,296 | $8.81 Strike: $0.00 | $169,997.76 |
DisclosureSEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 7 CLERICO JOHN A · CIK 0001219951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,296 Underlying: Common Stock · 19,296 shares Expires not disclosed F1 · price: The security converts to common stock on a one-to-one basis. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:29 UTC |
CLERICO JOHN ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 6 CLERICO JOHN A · CIK 0001219951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,989 Underlying: Common Stock · 11,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:29 UTC |
CLERICO JOHN ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 5 CLERICO JOHN A · CIK 0001219951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,356 Underlying: Common Stock · 11,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:29 UTC |
CLERICO JOHN ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 12,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015978 · doc4.xml · derivative · entry 4 CLERICO JOHN A · CIK 0001219951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:29 UTC |
CLERICO JOHN ADirector
|
Exercise / conversionCommon Stock | 11,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015978 · doc4.xml · nonDerivative · entry 3 CLERICO JOHN A · CIK 0001219951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:29 UTC |
CLERICO JOHN ADirector
|
Exercise / conversionCommon Stock | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015978 · doc4.xml · nonDerivative · entry 2 CLERICO JOHN A · CIK 0001219951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:29 UTC |
CLERICO JOHN ADirector
|
Exercise / conversionCommon Stock | 12,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015978 · doc4.xml · nonDerivative · entry 1 CLERICO JOHN A · CIK 0001219951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:46 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Global Investment Ltd10% owner
Shanda Global Capital Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
|
SaleCommon Stock | 3,557,369 | $8.51 | $30,271,787.24 |
DisclosureSEC source: 0001622346-21-000002 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,984,473 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Global Capital Limited (f/k/a Shanda Technology Overseas Capital Company Limited). Shanda Global Capital Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Global Capital Limited, and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC |
SMITH WAYNE TDirector · Chairman & CEO
|
GiftCommon Stock | 1,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064655 · doc4.xml · nonDerivative · entry 2 SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by 2009 WTS Irrevocable Trust Dated 2/27/09 Disclosed balance after: 1,606,842 Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC |
SMITH WAYNE TDirector · Chairman & CEO
|
GiftCommon Stock | 1,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064655 · doc4.xml · nonDerivative · entry 1 SMITH WAYNE T · CIK 0001018660 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,515,041 F1 · shares: These shares were gifted by Reporting Person to the 2009 WTS Irrevocable Trust, dated 2/27/09. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:32 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Global Investment Ltd10% owner
Shanda Global Capital Ltd10% owner
Shanda Group USA Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
|
SaleCommon Stock | 104,599 | $8.71 | $911,151.43 |
DisclosureSEC source: 0001677229-20-000001 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,541,842 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:32 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Global Investment Ltd10% owner
Shanda Global Capital Ltd10% owner
Shanda Group USA Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
|
SaleCommon Stock | 3,250,000 | $8.50 | $27,625,000.00 |
DisclosureSEC source: 0001677229-20-000001 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,646,441 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:37 UTC |
Chen Tian Qiao10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Global Investment Ltd10% owner
Shanda Group USA Ltd10% owner
Shanda Global Capital Ltd10% owner
Shanda Media LTD10% owner
|
SaleCommon Stock | 4,500,000 | $8.66 | $38,970,450.00 |
DisclosureSEC source: 0001622346-20-000021 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,896,441 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:37 UTC |
Chen Tian Qiao10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Global Investment Ltd10% owner
Shanda Group USA Ltd10% owner
Shanda Global Capital Ltd10% owner
Shanda Media LTD10% owner
|
SaleCommon Stock | 88,032 | $9.08 | $798,934.42 |
DisclosureSEC source: 0001622346-20-000021 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,396,441 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 22:02 UTC |
Chen Tian Qiao10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Global Investment Ltd10% owner
Shanda Group USA Ltd10% owner
Shanda Global Capital Ltd10% owner
Shanda Media LTD10% owner
|
SaleCommon Stock | 4,268,404 | $8.01 | $34,201,867.57 |
DisclosureSEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 3 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,484,473 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.0007 to $8.7318. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:02 UTC |
Chen Tian Qiao10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Global Investment Ltd10% owner
Shanda Group USA Ltd10% owner
Shanda Global Capital Ltd10% owner
Shanda Media LTD10% owner
|
SaleCommon Stock | 88,029 | $9.18 | $807,718.89 |
DisclosureSEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,752,877 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 22:02 UTC |
Chen Tian Qiao10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Global Investment Ltd10% owner
Shanda Group USA Ltd10% owner
Shanda Global Capital Ltd10% owner
Shanda Media LTD10% owner
|
SaleCommon Stock | 643,567 | $10.03 | $6,453,046.31 |
DisclosureSEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,840,906 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| August 03, 2020 Filed Aug 3, 2020 20:16 UTC |
JENNINGS WILLIAM NORRISDirector
|
SaleCommon Stock | 30,000 | $5.17 | $155,070.00 |
DisclosureSEC source: 0001209191-20-044477 · doc4.xml · nonDerivative · entry 1 JENNINGS WILLIAM NORRIS · CIK 0001435225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,384 F1 · price: These shares were sold in a series of transactions at a weighted average sales price of $5.169 per share. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:23 UTC |
Fordham Benjamin CEVP and General Counsel
|
Tax withholdingCommon Stock | 2,624 | $3.19 | $8,370.56 |
DisclosureSEC source: 0001209191-20-033516 · doc4.xml · nonDerivative · entry 1 Fordham Benjamin C · CIK 0001700942 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,383 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:24 UTC |
HAMMONS KEVIN JEVP and CFO
|
Tax withholdingCommon Stock | 2,624 | $3.19 | $8,370.56 |
DisclosureSEC source: 0001209191-20-033519 · doc4.xml · nonDerivative · entry 1 HAMMONS KEVIN J · CIK 0001542264 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,072 Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 21:19 UTC |
DINKINS MICHAELDirector
|
PurchaseCommon Stock | 2,500 | $4.04 | $10,095.75 |
DisclosureSEC source: 0001209191-20-017386 · doc4.xml · nonDerivative · entry 1 DINKINS MICHAEL · CIK 0001123483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,257 F1 · price: These shares were purchased in a series of transactions at a weighted average purchase price of approximately $4.0383 per share. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 23:40 UTC |
NORTH JULIA BDirector
|
GrantRestricted Stock Units · Derivative | 34,483 | $4.93 Strike: $0.00 | $170,001.19 |
DisclosureSEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 7 NORTH JULIA B · CIK 0001183380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,483 Underlying: Common Stock · 34,483 shares Expires 2030-02-28 F1 · price: The security converts to common stock on a one-to-one basis. F2 · derivative.exercise_date: The Restricted Stock Units vest in 1/3 increments on the first, second and third anniversary date of the date of grant. Upon vesting, the Reporting Person will be issued that number of shares of the Common Stock of the Company. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 23:40 UTC |
NORTH JULIA BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 11,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 6 NORTH JULIA B · CIK 0001183380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,712 Underlying: Common Stock · 11,356 shares Expires 2029-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 23:40 UTC |
NORTH JULIA BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 12,373 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 5 NORTH JULIA B · CIK 0001183380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,372 Underlying: Common Stock · 12,373 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 23:40 UTC |
NORTH JULIA BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014741 · doc4.xml · derivative · entry 4 NORTH JULIA B · CIK 0001183380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,166 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 23:40 UTC |
NORTH JULIA BDirector
|
Exercise / conversionCommon Stock | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014741 · doc4.xml · nonDerivative · entry 3 NORTH JULIA B · CIK 0001183380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 23:40 UTC |
NORTH JULIA BDirector
|
Exercise / conversionCommon Stock | 12,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014741 · doc4.xml · nonDerivative · entry 2 NORTH JULIA B · CIK 0001183380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 23:40 UTC |
NORTH JULIA BDirector
|
Exercise / conversionCommon Stock | 6,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014741 · doc4.xml · nonDerivative · entry 1 NORTH JULIA B · CIK 0001183380 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The security converts to common stock on a one-to-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.