Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
SaleCommon Stock | 1,200,000 | $3.26 | $3,912,480.00 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 9 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,718 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.16 to $3.37. The price above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
Exercise / conversionCommon Stock | 93,750 | $0.39 | $36,562.50 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 8 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,757,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
Exercise / conversionCommon Stock | 750,000 | $0.39 | $288,750.00 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 7 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
Exercise / conversionCommon Stock | 66,666 | $0.52 | $34,666.32 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 6 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
PurchaseCommon Stock | 250,000 | $0.57 | $141,250.00 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 5 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,847,302 Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
Exercise / conversionCommon Stock | 100,000 | $0.49 | $49,000.00 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 4 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,597,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
Exercise / conversionCommon Stock | 97,009 | $0.56 | $54,325.04 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 3 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
Exercise / conversionCommon Stock | 75,000 | $0.57 | $42,750.00 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 2 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 6, 2020 01:27 UTC |
Kelly Scott A.Director · Chief Medical Officer
|
Exercise / conversionCommon Stock | 7,123 | $0.61 | $4,345.03 |
DisclosureSEC source: 0001807094-20-000006 · primary_doc.xml · nonDerivative · entry 1 Kelly Scott A. · CIK 0001703394 · Director · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 93,750 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 21 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,750 shares Expires 2029-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 750,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 20 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750,000 shares Expires 2029-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 66,666 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 19 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 66,666 shares Expires 2029-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option grant vests every four months beginning September 7, 2019. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 250,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 18 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2028-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 100,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 17 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2028-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 97,009 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 16 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,009 shares Expires 2028-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 75,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 15 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionNonqualified Stock Option-right to buy · Derivative | 7,123 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · derivative · entry 14 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,123 shares Expires 2027-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
SaleCommon Stock | 1,200,000 | $3.26 | $3,912,480.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 9 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,718 F2 · price: This transaction was executed in multiple trades at prices ranging from $3.16 to $3.37. The price above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 93,750 | $0.39 | $36,562.50 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 8 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,757,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 750,000 | $0.39 | $288,750.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 7 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,663,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 66,666 | $0.52 | $34,666.32 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 6 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 250,000 | $0.57 | $141,250.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 5 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,847,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This amendment to Form 4 filed on May 5, 2020 amends the transaction code to "M" from the original and incorrect transaction code of "P." The transaction corresponds with the nonqualified option exercise on line 5 in Table II. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 100,000 | $0.49 | $49,000.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 4 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,597,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 97,009 | $0.56 | $54,325.04 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 3 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 75,000 | $0.57 | $42,750.00 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 2 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 15, 2020 12:46 UTC Amendment |
Kelly Scott A.Director · Chairman & CMO
|
Exercise / conversionCommon Stock | 7,123 | $0.61 | $4,345.03 |
DisclosureSEC source: 0001807094-20-000007 · primary_doc.xml · nonDerivative · entry 1 Kelly Scott A. · CIK 0001703394 · Director · Chairman & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 2,000,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 26 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2029-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 187,817 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 25 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,183 Underlying: Common Stock · 187,817 shares Expires 2029-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · balance_after: Option grant vests in equal monthly installments over a 12-month period beginning October 7, 2019. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 1,000,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 24 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2028-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 116,550 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 23 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,450 Underlying: Common Stock · 116,550 shares Expires 2028-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: Option grant vests over a three year period beginning June 8, 2019. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 600,000 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 22 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 50,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 21 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2029-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 199,800 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 20 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,200 Underlying: Common Stock · 199,800 shares Expires 2027-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Option grant vests over a three year period beginning June 1, 2018. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 600,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 19 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 152,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 18 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 152,000 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 325,000 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 17 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 325,000 shares Expires 2025-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 150,000 | $0.00 Strike: $0.90 | $0.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · derivative · entry 16 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2025-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
SaleCommon Stock | 2,219,837 | $3.53 | $7,838,688.41 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 11 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,478,747 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.44 to $3.74. The price above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 2,000,000 | $0.63 | $1,260,000.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 10 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 187,817 | $0.39 | $73,248.63 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 9 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,698,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 1,000,000 | $0.57 | $565,000.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 8 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,510,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 116,550 | $0.49 | $57,109.50 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 7 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 600,000 | $0.80 | $480,000.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 6 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 199,800 | $0.57 | $113,886.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 5 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 600,000 | $1.09 | $654,000.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 4 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,594,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 152,000 | $0.75 | $114,000.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 3 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 325,000 | $0.87 | $282,750.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 2 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 5, 2020 01:55 UTC |
Pourhassan NaderDirector · President & CEO
|
Exercise / conversionCommon Stock | 200,000 | $0.90 | $180,000.00 |
DisclosureSEC source: 0001807094-20-000005 · primary_doc.xml · nonDerivative · entry 1 Pourhassan Nader · CIK 0001532878 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2020 Filed Apr 22, 2020 21:37 UTC |
Patel Samir RashmikantDirector
|
GrantStock Option · Derivative | 12,329 | $2.25 Strike: $2.25 | $27,740.25 |
DisclosureSEC source: 0001702447-20-000004 · primary_doc.xml · derivative · entry 1 Patel Samir Rashmikant · CIK 0001702447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,329 Underlying: Common Stock · 12,329 shares Expires 2030-04-17 Read SEC document |
| April 01, 2020 Filed Jun 8, 2020 23:24 UTC |
Welch David FDirector
|
Exercise / conversionConvertible Promissory Note · Derivative | 1,129,551 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001807094-20-000008 · primary_doc.xml · derivative · entry 10 Welch David F · CIK 0001399122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Common Stock · 2,259,102 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Converted amount includes accrued but unpaid interest through the date of the conversion. F1 · ownership.nature: The reported securities of the Issuer are held by LRFA, LLC, a Delaware limited liability company ("LRFA"), wholly owned and managed by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.