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Sprinklr, Inc.

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4581
SEC CIK
0001569345
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408

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0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202507
Jan 202603
Feb 202602
Mar 202607
Apr 202600
May 202600
Jun 2026010
Jul 202600
Aug 202601
Sep 202607
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2022 Filed Apr 21, 2022 21:37 UTC
Lazzaron LucaChief Revenue Officer
SaleClass A Common Stock 15,000 $13.52 $202,800.00
Disclosure

SEC source: 0001209191-22-025228 · doc4.xml · nonDerivative · entry 2

Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,148

F2 · kind: This exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 19, 2022 Filed Apr 21, 2022 21:37 UTC
Lazzaron LucaChief Revenue Officer
GrantClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025228 · doc4.xml · nonDerivative · entry 1

Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,148

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
ConversionClass B Common Stock · Derivative 72,917 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · derivative · entry 9

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,291

Underlying: Class A Common Stock · 72,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
Exercise / conversionClass B Common Stock · Derivative 72,917 $4.25 $309,897.25
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · derivative · entry 8

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,208

Underlying: Class A Common Stock · 72,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

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April 13, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 72,917 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · derivative · entry 7

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,083

Underlying: Class B Common Stock · 72,917 shares

Expires 2029-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on September 3, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

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April 13, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
SaleClass A Common Stock 72,917 $13.85 $1,009,900.45
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · nonDerivative · entry 5

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,763

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.65 to $14.11 inclusive.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
ConversionClass A Common Stock 72,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · nonDerivative · entry 4

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 21:10 UTC
Adams DianeChief Culture & Talent Officer
ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 21:10 UTC
Adams DianeChief Culture & Talent Officer
SaleClass A Common Stock 1,241 $13.79 $17,113.39
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,757

F4 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 12, 2022 Filed Apr 14, 2022 01:14 UTC
Thomas RagyDirector · Chief Executive Officer
SaleClass A Common Stock 4,589 $13.79 $63,282.31
Disclosure

SEC source: 0001209191-22-024375 · doc4.xml · nonDerivative · entry 3

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,661

F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
SaleClass A Common Stock 1,237 $13.79 $17,058.23
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · nonDerivative · entry 3

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,763

F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5).

Read SEC document
April 12, 2022 Filed Apr 14, 2022 01:08 UTC
Lazzaron LucaChief Revenue Officer
SaleClass A Common Stock 933 $13.79 $12,866.07
Disclosure

SEC source: 0001209191-22-024371 · doc4.xml · nonDerivative · entry 3

Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,148

F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 11:13 UTC
Makan Divesh10% owner
SaleClass A Common Stock 1,684,519 $14.79 $24,914,036.01
Disclosure

SEC source: 0000899243-22-014647 · doc4.xml · nonDerivative · entry 4

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · ICONIQ Strategic Partners II-B, L.P.

Disclosed balance after: 3,370,808

F1 · kind: The shares are being sold pursuant to a Stock Purchase Agreement entered into as of April 11, 2022. Under the Stock Purchase Agreement, there are limited conditions to the closing, which, if satisfied, requires the closing to occur no later than April 27, 2022.

F5 · ownership.direct: Shares held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B").

F6 · ownership.direct: ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP.

F7 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 11:13 UTC
Makan Divesh10% owner
SaleClass A Common Stock 2,151,914 $14.79 $31,826,808.06
Disclosure

SEC source: 0000899243-22-014647 · doc4.xml · nonDerivative · entry 3

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · ICONIQ Strategic Partners II, L.P.

Disclosed balance after: 4,306,088

F1 · kind: The shares are being sold pursuant to a Stock Purchase Agreement entered into as of April 11, 2022. Under the Stock Purchase Agreement, there are limited conditions to the closing, which, if satisfied, requires the closing to occur no later than April 27, 2022.

F4 · ownership.direct: Shares held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II').

F6 · ownership.direct: ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP.

F7 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 11:13 UTC
Makan Divesh10% owner
SaleClass A Common Stock 915,573 $14.79 $13,541,324.67
Disclosure

SEC source: 0000899243-22-014647 · doc4.xml · nonDerivative · entry 2

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners-B, L.P.

Disclosed balance after: 1,832,109

F1 · kind: The shares are being sold pursuant to a Stock Purchase Agreement entered into as of April 11, 2022. Under the Stock Purchase Agreement, there are limited conditions to the closing, which, if satisfied, requires the closing to occur no later than April 27, 2022.

F3 · ownership.direct: Shares held by ICONIQ Strategic Partners-B, L.P. ("ICONIQ-B").

F6 · ownership.direct: ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP.

F7 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 11:13 UTC
Makan Divesh10% owner
SaleClass A Common Stock 3,647,994 $14.79 $53,953,831.26
Disclosure

SEC source: 0000899243-22-014647 · doc4.xml · nonDerivative · entry 1

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,299,820

F1 · kind: The shares are being sold pursuant to a Stock Purchase Agreement entered into as of April 11, 2022. Under the Stock Purchase Agreement, there are limited conditions to the closing, which, if satisfied, requires the closing to occur no later than April 27, 2022.

F2 · ownership.direct: Shares held by ICONIQ Strategic Partners, L.P. ("ICONIQ").

F6 · ownership.direct: ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. ICONIQ Strategic Partners II GP, L.P. ("ICONIQ II GP"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ II Parent GP") is the sole general partner of ICONIQ II GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP and ICONIQ II Parent GP.

F7 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP, ICONIQ II GP, ICONIQ II Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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April 11, 2022 Filed Apr 13, 2022 21:10 UTC
Adams DianeChief Culture & Talent Officer
ConversionClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 21:10 UTC
Adams DianeChief Culture & Talent Officer
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,998

F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

F2 · balance_after: Includes 1,562 shares acquired under the Issuer's employee stock purchase plan on December 15, 2021.

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April 11, 2022 Filed Apr 14, 2022 01:14 UTC
Thomas RagyDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024375 · doc4.xml · derivative · entry 4

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,364,938

Underlying: Class A Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:14 UTC
Thomas RagyDirector · Chief Executive Officer
ConversionClass A Common Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024375 · doc4.xml · nonDerivative · entry 2

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:14 UTC
Thomas RagyDirector · Chief Executive Officer
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024375 · doc4.xml · nonDerivative · entry 1

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,250

F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · derivative · entry 6

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,291

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
ConversionClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · nonDerivative · entry 2

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:11 UTC
Haley Daniel PGeneral Counsel and Corp. Sec.
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024373 · doc4.xml · nonDerivative · entry 1

Haley Daniel P · CIK 0001653709 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:12 UTC
Singh PavitarChief Technology Officer
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024374 · doc4.xml · derivative · entry 4

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396,421

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:12 UTC
Singh PavitarChief Technology Officer
ConversionClass A Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024374 · doc4.xml · nonDerivative · entry 3

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:12 UTC
Singh PavitarChief Technology Officer
GrantClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024374 · doc4.xml · nonDerivative · entry 2

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,329

F3 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:12 UTC
Singh PavitarChief Technology Officer
SaleClass A Common Stock 22,000 $13.01 $286,220.00
Disclosure

SEC source: 0001209191-22-024374 · doc4.xml · nonDerivative · entry 1

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,329

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 1,422 shares acquired under the Issuer's employee stock purchase plan on December 15, 2021.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:08 UTC
Lazzaron LucaChief Revenue Officer
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024371 · doc4.xml · derivative · entry 4

Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:08 UTC
Lazzaron LucaChief Revenue Officer
ConversionClass A Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024371 · doc4.xml · nonDerivative · entry 2

Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 14, 2022 01:08 UTC
Lazzaron LucaChief Revenue Officer
GrantClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024371 · doc4.xml · nonDerivative · entry 1

Lazzaron Luca · CIK 0001867345 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,081

F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:05 UTC PurchaseClass A Common Stock 1,048,005 $14.79 $15,499,993.95
Disclosure

SEC source: 0000899243-22-014645 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,861,506

F2 · kind: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022 relating to the purchase and sale of shares of Class B common stock of the Issuer. Pursuant to the Issuer's certificate of incorporation, each such share of Class B common stock of the Issuer will automatically convert into one share of Class A common stock when transferred in such transaction. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, will occur on a date to be mutually agreed by the parties thereto.

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:05 UTC PurchaseClass A Common Stock 8,400,000 $14.79 $124,236,000.00
Disclosure

SEC source: 0000899243-22-014645 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,813,501

F1 · kind: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, require the closing to occur no later than April 27, 2022.

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:00 UTC
Thomas RagyDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 1,048,005 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024239 · doc4.xml · derivative · entry 3

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,376,938

Underlying: Class A Common Stock · 1,048,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F3 · balance_after: 374,239 shares were transferred from the RT 2019 Grantor Retained Annuity Trust to the Reporting Person. This represents the number of shares held after the transfer. The transfer was a change in the form of beneficial ownership and was exempt from reporting pursuant to Rule 16a-13.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:00 UTC
Thomas RagyDirector · Chief Executive Officer
SaleClass A Common Stock 1,048,005 $14.79 $15,499,993.95
Disclosure

SEC source: 0001209191-22-024239 · doc4.xml · nonDerivative · entry 2

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

F2 · kind: The shares are being sold pursuant to a stock purchase agreement entered into as of April 11, 2022 relating to the purchase and sale of shares of Class B common stock of the Issuer. Pursuant to the Issuer's certificate of incorporation, each such share of Class B common stock of the Issuer will automatically convert into one share of Class A common stock when transferred in such transaction. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, will occur on a date to be mutually agreed by the parties thereto.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:00 UTC
Thomas RagyDirector · Chief Executive Officer
ConversionClass A Common Stock 1,048,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024239 · doc4.xml · nonDerivative · entry 1

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

Read SEC document
April 11, 2022 Filed May 5, 2022 21:38 UTC Amendment
Thomas RagyDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 1,048,005 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027419 · doc4a.xml · derivative · entry 1

Thomas Ragy · CIK 0001866802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,096,938

Underlying: Class A Common Stock · 1,048,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock.

F2 · balance_after: 374,239 shares were transferred from the RT 2019 Grantor Retained Annuity Trust to the Reporting Person. This represents the number of shares held after the transfer. The transfer was a change in the form of beneficial ownership and was exempt from reporting pursuant to Rule 16a-13.

F3 · balance_after: The initial Form 4 inadvertently listed the incorrect number of shares owned by the Reporting Person following the transaction. This represents the correct number of shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 19:42 UTC
Sarin ManishChief Financial Officer
GrantClass A Common Stock 489,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019820 · doc4.xml · nonDerivative · entry 1

Sarin Manish · CIK 0001906496 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,417

F1 · shares: Represents two restricted stock unit ("RSU") awards of 316,706 RSUs (the "First Award") and 172,711 RSUs (the "Second Award"), respectively. With respect to the First Award, one-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter. With respect to the Second Award, one-sixteenth (1/16th) of the RSUs shall vest quarterly commencing on June 15, 2022. The vesting of each of the First Award and Second Award is subject to the Reporting Person's continued service with the Issuer through each such vesting date.

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January 13, 2022 Filed Jan 19, 2022 01:14 UTC GrantClass A Common Stock 17,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003612 · doc4.xml · nonDerivative · entry 1

Schloss Eileen · CIK 0001560574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,828

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on January 13, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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January 12, 2022 Filed Jan 13, 2022 22:17 UTC
Singh PavitarChief Technology Officer
SaleClass A Common Stock 600 $15.00 $9,000.00
Disclosure

SEC source: 0001209191-22-003220 · doc4.xml · nonDerivative · entry 2

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,907

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 22:17 UTC
Singh PavitarChief Technology Officer
SaleClass A Common Stock 15,193 $15.02 $228,198.86
Disclosure

SEC source: 0001209191-22-003220 · doc4.xml · nonDerivative · entry 1

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,507

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 28, 2021 Filed Jan 18, 2022 21:15 UTC
Makan Divesh10% owner
SaleClass A Common Stock 28,470 $16.05 $456,929.27
Disclosure

SEC source: 0000899243-22-002120 · doc4.xml · nonDerivative · entry 4

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners II-B, L.P.

Disclosed balance after: 5,055,327

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.direct: Shares held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B")

F7 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP.

F8 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 28, 2021 Filed Jan 18, 2022 21:15 UTC
Makan Divesh10% owner
SaleClass A Common Stock 36,370 $16.05 $583,720.32
Disclosure

SEC source: 0000899243-22-002120 · doc4.xml · nonDerivative · entry 3

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,458,002

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F2 · ownership.direct: Shares held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II").

F7 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP.

F8 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 14:02 UTC
Singh PavitarChief Technology Officer
ConversionClass B Common Stock · Derivative 69,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071440 · doc4.xml · derivative · entry 3

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,421

Underlying: Class A Common Stock · 69,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 14:02 UTC
Singh PavitarChief Technology Officer
SaleClass A Common Stock 3,065 $16.05 $49,193.25
Disclosure

SEC source: 0001209191-21-071440 · doc4.xml · nonDerivative · entry 2

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,700

F2 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.94 to $16.21 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 14:02 UTC
Singh PavitarChief Technology Officer
ConversionClass A Common Stock 69,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-071440 · doc4.xml · nonDerivative · entry 1

Singh Pavitar · CIK 0001866840 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
December 27, 2021 Filed Jan 18, 2022 21:15 UTC
Makan Divesh10% owner
SaleClass A Common Stock 113,558 $16.10 $1,828,669.90
Disclosure

SEC source: 0000899243-22-002120 · doc4.xml · nonDerivative · entry 2

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners II-B, L.P.

Disclosed balance after: 5,083,797

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · ownership.direct: Shares held by ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B")

F7 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP.

F8 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 27, 2021 Filed Jan 18, 2022 21:15 UTC
Makan Divesh10% owner
SaleClass A Common Stock 145,067 $16.10 $2,336,071.93
Disclosure

SEC source: 0000899243-22-002120 · doc4.xml · nonDerivative · entry 1

ICONIQ STRATEGIC PARTNERS II, L.P. · CIK 0001619710 · 10% owner

ICONIQ STRATEGIC PARTNERS II-B, L.P. · CIK 0001619682 · 10% owner

ICONIQ Strategic Partners II GP, L.P. · CIK 0001702932 · 10% owner

ICONIQ Strategic Partners II TT GP, Ltd · CIK 0001702831 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,494,372

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F2 · ownership.direct: Shares held by ICONIQ Strategic Partners II, L.P. ("ICONIQ II").

F7 · ownership.direct: ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP II"), is the sole general partner of ICONIQ II and ICONIQ II-B. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP II") is the sole general partner of ICONIQ GP II. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of ICONIQ and ICONIQ-B. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders of each of ICONIQ Parent GP II and ICONIQ Parent GP.

F8 · ownership.direct: Each of ICONIQ II GP, ICONIQ Parent GP II, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:05 UTC
Conn Wilson GradChief Experience Officer
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070339 · doc4.xml · derivative · entry 5

Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:05 UTC
Conn Wilson GradChief Experience Officer
Exercise / conversionClass B Common Stock · Derivative 10,000 $3.99 $39,900.00
Disclosure

SEC source: 0001209191-21-070339 · doc4.xml · derivative · entry 4

Conn Wilson Grad · CIK 0001866859 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.