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H&F Corporate Investors IX, Ltd.

Disclosed activity across 1 company

Tapewire entity
98478
SEC CIK
0001767564

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sprinklr, Inc.CXM · Entity 458110% ownerApril 11, 2022April 13, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote10,861,506 Last balance in matching sequence After 2022-04-11 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-04-11 · Purchase · Acquired 8,400,000 · Balance 9,813,501

F1: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, require the closing to occur no later than April 27, 2022.

F3: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Row 2 · 2022-04-11 · Purchase · Acquired 1,048,005 · Balance 10,861,506

F2: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022 relating to the purchase and sale of shares of Class B common stock of the Issuer. Pursuant to the Issuer's certificate of incorporation, each such share of Class B common stock of the Issuer will automatically convert into one share of Class A common stock when transferred in such transaction. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, will occur on a date to be mutually agreed by the parties thereto.

F3: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, require the closing to occur no later than April 27, 2022.

F2: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022 relating to the purchase and sale of shares of Class B common stock of the Issuer. Pursuant to the Issuer's certificate of incorporation, each such share of Class B common stock of the Issuer will automatically convert into one share of Class A common stock when transferred in such transaction. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, will occur on a date to be mutually agreed by the parties thereto.

F3: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2022 Filed Apr 13, 2022 10:05 UTC Sprinklr, Inc. CXM · Entity 4581 PurchaseClass A Common Stock 1,048,005 $14.79 $15,499,993.95
Disclosure

SEC source: 0000899243-22-014645 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,861,506

F2 · kind: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022 relating to the purchase and sale of shares of Class B common stock of the Issuer. Pursuant to the Issuer's certificate of incorporation, each such share of Class B common stock of the Issuer will automatically convert into one share of Class A common stock when transferred in such transaction. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, will occur on a date to be mutually agreed by the parties thereto.

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 10:05 UTC Sprinklr, Inc. CXM · Entity 4581 PurchaseClass A Common Stock 8,400,000 $14.79 $124,236,000.00
Disclosure

SEC source: 0000899243-22-014645 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,813,501

F1 · kind: The shares are being purchased pursuant to a stock purchase agreement entered into as of April 11, 2022. Under the stock purchase agreement, there are limited conditions to the closing, which, if satisfied, require the closing to occur no later than April 27, 2022.

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX. Not included in this Form 4 are an additional 55,589,960 shares of Class B common stock of the Issuer and warrants to purchase 2,500,000 shares of Class A common stock of the Issuer owned by H&F Splash Holdings IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 OtherClass B Common Stock · Derivative 55,589,960 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 23

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,589,960

Underlying: Class A Common Stock · 55,589,960 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries G-2 Convertible Preferred Stock · Derivative 9,090,909 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 22

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 9,090,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries G-1 Convertible Preferred Stock · Derivative 10,810,810 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 21

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,810,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries F Convertible Preferred Stock · Derivative 1,867,825 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 20

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,867,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries E-2 Convertible Preferred Stock · Derivative 111,752 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 19

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 111,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries E-1 Convertible Preferred Stock · Derivative 682,186 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 18

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 682,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries D-2 Convertible Preferred Stock · Derivative 18,525 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 17

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 18,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries D Convertible Preferred Stock · Derivative 1,393,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 16

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,393,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries C Convertible Preferred Stock · Derivative 4,903,524 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 15

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,903,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries B Convertible Preferred Stock · Derivative 10,347,669 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 14

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,347,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionSeries A Convertible Preferred Stock · Derivative 5,455,519 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · derivative · entry 13

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,455,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.exercise_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.expiration_date: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · derivative.underlying: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 PurchaseClass A Common Stock 1,413,501 $16.00 $22,616,016.00
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 12

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,413,501

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 OtherCommon Stock 55,589,960 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 11

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 9,090,909 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 10

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,589,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 10,810,810 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 9

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,499,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 1,867,825 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 8

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,688,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 111,752 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 7

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,820,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 682,186 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 6

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,708,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 18,525 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 5

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,026,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 1,393,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 4

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,007,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 4,903,524 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 3

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,614,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

Read SEC document
June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 10,347,669 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,711,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

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June 25, 2021 Filed Jun 30, 2021 01:13 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionCommon Stock 5,455,519 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-026660 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors IX, Ltd. · CIK 0001767564 · 10% owner

Hellman & Friedman Investors IX, L.P. · CIK 0001867802 · 10% owner

Hellman & Friedman Capital Partners IX, L.P. · CIK 0001751512 · 10% owner

H&F Splash Holdings IX GP, LLC · CIK 0001867522 · 10% owner

H&F Splash Holdings IX, L.P. · CIK 0001867523 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,363,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · kind: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F1 · price: Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").

F3 · ownership.nature: Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.