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CWT

CALIFORNIA WATER SERVICE GROUP

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Tapewire entity
4212
SEC CIK
0001035201
Parsed reports
1,274

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 4, 2021 21:07 UTC
Kuta Robert JVP, Engineering
GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002717 · marketforms-51744.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,540.47

F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:05 UTC
McGhee Lynne PVP, General Counsel
GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002716 · marketforms-51746.xml · nonDerivative · entry 1

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,433.36

F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:02 UTC
Mortensen Michelle RCorporate Secretary
GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002714 · marketforms-51747.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,174

F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:03 UTC
Simon Gerald AChief Safety & Preparedness
GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002715 · marketforms-51749.xml · nonDerivative · entry 1

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.61

F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 20:56 UTC
Healey David BVP, Controller
GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002713 · marketforms-51742.xml · nonDerivative · entry 1

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,411

F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 20:39 UTC
Webb Ronald DVP, Human Resources
GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002711 · marketforms-51752.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,203

F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 20:40 UTC
Townsley Paul G.VP, Rates & Reg Matters
GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002712 · marketforms-51751.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,830.59

F1 · shares: Restricted stock granted 3/2/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 2, 2022, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:30 UTC GrantCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000223 · marketforms-50850.xml · nonDerivative · entry 1

MAGNUSON RICHARD P · CIK 0001241849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,234

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:04 UTC GrantCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000221 · marketforms-50851.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:47 UTC GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000217 · marketforms-50846.xml · nonDerivative · entry 1

Aliff Gregory E · CIK 0001654999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,573

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:46 UTC
BAYER TERRYDirector
GrantCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000216 · marketforms-50847.xml · nonDerivative · entry 1

BAYER TERRY · CIK 0001305822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,717

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:44 UTC GrantCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000215 · marketforms-50848.xml · nonDerivative · entry 1

Esque Shelly Marian · CIK 0001745383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,539

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:41 UTC GrantCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000214 · marketforms-50849.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,455

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:37 UTC GrantCommon Stock 363 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000213 · marketforms-50852.xml · nonDerivative · entry 1

NELSON PETER C · CIK 0001241863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,461

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:36 UTC GrantCommon Stock 199 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000212 · marketforms-50853.xml · nonDerivative · entry 1

Pottenger Carol M · CIK 0001715865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,040

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:35 UTC GrantCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000211 · marketforms-50854.xml · nonDerivative · entry 1

Snow Lester A · CIK 0001513841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,241

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:31 UTC GrantCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000210 · marketforms-50855.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:05 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
GrantCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000208 · marketforms-50856.xml · nonDerivative · entry 1

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,246.08

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

F1 · balance_after: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:01 UTC
Healey David BVP, Controller
GrantCommon Stock 494 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000207 · marketforms-50857.xml · nonDerivative · entry 1

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,100

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:59 UTC
Mares Michael S JRVice President, Operations
GrantCommon Stock 203 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000206 · marketforms-50897.xml · nonDerivative · entry 1

Mares Michael S JR · CIK 0001763820 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,789

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:54 UTC
KROPELNICKI MARTIN APresident & CEO
GrantCommon Stock 2,274 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000205 · marketforms-50858.xml · nonDerivative · entry 1

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,813.15

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:53 UTC
Kuta Robert JVP, Engineering
GrantCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000204 · marketforms-50859.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229.47

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:50 UTC
Luu Michael BVP, Customer Service & IT
GrantCommon Stock 594 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000203 · marketforms-50860.xml · nonDerivative · entry 1

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,641.72

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

F1 · balance_after: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:48 UTC
McGhee Lynne PVP, General Counsel
GrantCommon Stock 646 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000202 · marketforms-50861.xml · nonDerivative · entry 1

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,122.36

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:47 UTC
Mortensen Michelle RCorporate Secretary
GrantCommon Stock 203 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000201 · marketforms-50862.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,863

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:45 UTC
Ouyang Elissa YChief Procurement & Lead CI
GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000200 · marketforms-50863.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234.51

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

F1 · balance_after: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

F2 · balance_after: Includes shares acquired through the Employee Stock Participation Program

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:38 UTC
Townsley Paul G.VP, Rates & Reg Matters
GrantCommon Stock 784 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000198 · marketforms-50865.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,519.59

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:40 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
GrantCommon Stock 891 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000199 · marketforms-50864.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,528

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:36 UTC
Webb Ronald DVP, Human Resources
GrantCommon Stock 547 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000197 · marketforms-50866.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,892

F1 · shares: Restricted stock granted 01/04/2021 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date. Includes dividend reinvestment.

Read SEC document
December 08, 2020 Filed Dec 8, 2020 21:12 UTC
Healey David BVP, Controller
SaleCommon Stock 1,000 $50.00 $50,000.00
Disclosure

SEC source: 0001214659-20-010258 · marketforms-50565.xml · nonDerivative · entry 3

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,605

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:12 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 83 $49.46 $4,105.18
Disclosure

SEC source: 0001214659-20-010258 · marketforms-50565.xml · nonDerivative · entry 2

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,605

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #436.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 21:05 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 351 $49.46 $17,360.46
Disclosure

SEC source: 0001214659-20-010257 · marketforms-50566.xml · nonDerivative · entry 2

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,539.15

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #437.

F3 · balance_after: Includes shares acquired through Dividend Reinvestment.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:58 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 80 $49.46 $3,956.80
Disclosure

SEC source: 0001214659-20-010256 · marketforms-50568.xml · nonDerivative · entry 2

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,025.16

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #439.

F3 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:52 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Tax withholdingCommon Stock 86 $49.46 $4,253.56
Disclosure

SEC source: 0001214659-20-010255 · marketforms-50564.xml · nonDerivative · entry 2

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,802.53

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #435.

F3 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:44 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 76 $49.46 $3,758.96
Disclosure

SEC source: 0001214659-20-010253 · marketforms-50567.xml · nonDerivative · entry 2

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,554.48

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #438.

F3 · balance_after: Includes shares acquired through ESPP and dividend reinvestment

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:49 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 47 $49.46 $2,324.62
Disclosure

SEC source: 0001214659-20-010254 · marketforms-50572.xml · nonDerivative · entry 2

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,743.35

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #442.

F3 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:33 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 56 $49.46 $2,769.76
Disclosure

SEC source: 0001214659-20-010252 · marketforms-50573.xml · nonDerivative · entry 2

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,898.61

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #443.

F3 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:29 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 82 $49.46 $4,055.72
Disclosure

SEC source: 0001214659-20-010251 · marketforms-50575.xml · nonDerivative · entry 2

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,735.59

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #445.

F3 · balance_after: Includes shares acquired through the Employee Stock Participation Program and Dividend Reinvestment.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:22 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 78 $49.46 $3,857.88
Disclosure

SEC source: 0001214659-20-010250 · marketforms-50569.xml · nonDerivative · entry 2

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,476.36

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #440.

Read SEC document
December 06, 2020 Filed Dec 8, 2020 20:21 UTC
Mortensen Michelle RCorporate Secretary
Tax withholdingCommon Stock 56 $49.46 $2,769.76
Disclosure

SEC source: 0001214659-20-010249 · marketforms-50570.xml · nonDerivative · entry 2

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,660

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #441.

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December 06, 2020 Filed Dec 8, 2020 20:20 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 83 $49.46 $4,105.18
Disclosure

SEC source: 0001214659-20-010248 · marketforms-50574.xml · nonDerivative · entry 2

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,637

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444.

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December 06, 2020 Filed Dec 8, 2020 20:19 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 3 $49.46 $148.38
Disclosure

SEC source: 0001214659-20-010247 · marketforms-50576.xml · nonDerivative · entry 2

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,345

F2 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #447.

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December 05, 2020 Filed Dec 8, 2020 21:12 UTC
Healey David BVP, Controller
Tax withholdingCommon Stock 62 $49.46 $3,066.52
Disclosure

SEC source: 0001214659-20-010258 · marketforms-50565.xml · nonDerivative · entry 1

Healey David B · CIK 0001555093 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,688

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #481.

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December 05, 2020 Filed Dec 8, 2020 21:05 UTC
KROPELNICKI MARTIN APresident & CEO
Tax withholdingCommon Stock 262 $49.46 $12,958.52
Disclosure

SEC source: 0001214659-20-010257 · marketforms-50566.xml · nonDerivative · entry 1

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,555.3

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #482.

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December 05, 2020 Filed Dec 8, 2020 20:58 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 59 $49.46 $2,918.14
Disclosure

SEC source: 0001214659-20-010256 · marketforms-50568.xml · nonDerivative · entry 1

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,049.58

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #484.

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December 05, 2020 Filed Dec 8, 2020 20:52 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Tax withholdingCommon Stock 64 $49.46 $3,165.44
Disclosure

SEC source: 0001214659-20-010255 · marketforms-50564.xml · nonDerivative · entry 1

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,874.98

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #480.

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December 05, 2020 Filed Dec 8, 2020 20:44 UTC
Kuta Robert JVP, Engineering
Tax withholdingCommon Stock 56 $49.46 $2,769.76
Disclosure

SEC source: 0001214659-20-010253 · marketforms-50567.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,630.48

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #483.

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December 05, 2020 Filed Dec 8, 2020 20:49 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 35 $49.46 $1,731.10
Disclosure

SEC source: 0001214659-20-010254 · marketforms-50572.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775.2

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #487.

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December 05, 2020 Filed Dec 8, 2020 20:33 UTC
Simon Gerald AChief Safety & Preparedness
Tax withholdingCommon Stock 70 $49.46 $3,462.20
Disclosure

SEC source: 0001214659-20-010252 · marketforms-50573.xml · nonDerivative · entry 1

Simon Gerald A · CIK 0001668260 · Chief Safety & Preparedness

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,917.57

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #488.

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December 05, 2020 Filed Dec 8, 2020 20:29 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 60 $49.46 $2,967.60
Disclosure

SEC source: 0001214659-20-010251 · marketforms-50575.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,719

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #490.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.