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CWT

CALIFORNIA WATER SERVICE GROUP

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Tapewire entity
4212
SEC CIK
0001035201
Parsed reports
1,274

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 6, 2023 00:09 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
Disposition to issuerCommon Stock 53 $56.12 $2,974.36
Disclosure

SEC source: 0001127602-23-017963 · form4.xml · nonDerivative · entry 1

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,629

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #635.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:52 UTC
Kuta Robert JVP, Engineering
Disposition to issuerCommon Stock 55 $56.12 $3,086.60
Disclosure

SEC source: 0001127602-23-017961 · form4.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,861.47

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #640.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:42 UTC
Webb Ronald DVP, Human Resources
Disposition to issuerCommon Stock 50 $56.12 $2,806.00
Disclosure

SEC source: 0001127602-23-017947 · form4.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,623

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #649.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:36 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Disposition to issuerCommon Stock 53 $56.12 $2,974.36
Disclosure

SEC source: 0001127602-23-017943 · form4.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,831

F1 · shares: Represents the number of shares withheld by and surrendered to Issuer to satisfy the tax withholding obligation that arose in connection with vesting of the Restricted Stock (RSA) award 647

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:26 UTC
Mortensen Michelle RCorporate Secretary
Disposition to issuerCommon Stock 57 $56.12 $3,198.84
Disclosure

SEC source: 0001127602-23-017932 · form4.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,946

F1 · shares: Represents number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) award 644

Read SEC document
May 05, 2023 Filed May 5, 2023 21:11 UTC
Kuta Robert JVP, Engineering
SaleCommon Stock 1,000 $56.79 $56,790.00
Disclosure

SEC source: 0001127602-23-014757 · form4.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,916.47

Read SEC document
March 07, 2023 Filed Mar 9, 2023 23:15 UTC GrantCommon Stock 780 $58.83 $45,887.40
Disclosure

SEC source: 0001127602-23-009657 · form4.xml · nonDerivative · entry 1

NELSON PETER C · CIK 0001241863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,420

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests on May 31, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 23:13 UTC
Webb Ronald DVP, Human Resources
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009652 · form4.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,673

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 23:11 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009651 · form4.xml · nonDerivative · entry 1

Wagner Patricia K · CIK 0001663507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 23:10 UTC
Townsley Paul G.VP, Rates & Reg Matters
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009647 · form4.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,143

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 23:08 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009643 · form4.xml · nonDerivative · entry 1

Pottenger Carol M · CIK 0001715865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,089

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 23:07 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009641 · form4.xml · nonDerivative · entry 1

Snow Lester A · CIK 0001513841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,744

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 23:05 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009639 · form4.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,884

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:59 UTC
Ouyang Elissa YChief Procurement & Lead CI
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009636 · form4.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198.37

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:36 UTC
Mortensen Michelle RCorporate Secretary
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009612 · form4.xml · nonDerivative · entry 1

Mortensen Michelle R · CIK 0001629473 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:35 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009610 · form4.xml · nonDerivative · entry 1

MORRIS SCOTT L · CIK 0001174957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,118

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:33 UTC
Milleman Greg AVP, Rates and Regulatory Aff
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009608 · form4.xml · nonDerivative · entry 1

Milleman Greg A · CIK 0001763798 · VP, Rates and Regulatory Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,933

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:31 UTC
Mares Michael S JRVice President, Operations
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009605 · form4.xml · nonDerivative · entry 1

Mares Michael S JR · CIK 0001763820 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:25 UTC
Luu Michael BVP, Customer Service & IT
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009601 · form4.xml · nonDerivative · entry 1

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,691

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:28 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009604 · form4.xml · nonDerivative · entry 1

Maldonado Yvonne Aida · CIK 0001863358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,541

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:24 UTC
Kuta Robert JVP, Engineering
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009600 · form4.xml · nonDerivative · entry 1

Kuta Robert J · CIK 0001639869 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,916.47

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:21 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009599 · form4.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,506

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:17 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009597 · form4.xml · nonDerivative · entry 1

Esque Shelly Marian · CIK 0001745383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,904

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:07 UTC
KROPELNICKI MARTIN APresident & CEO
GrantCommon Stock 7,956 $58.83 $468,051.48
Disclosure

SEC source: 0001127602-23-009586 · form4.xml · nonDerivative · entry 1

KROPELNICKI MARTIN A · CIK 0001222882 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,163

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:01 UTC
Dean Shannon CVP, Corp Comm & Comm Affairs
GrantCommon Stock 1,275 $58.83 $75,008.25
Disclosure

SEC source: 0001127602-23-009584 · form4.xml · nonDerivative · entry 1

Dean Shannon C · CIK 0001629475 · VP, Corp Comm & Comm Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,653

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:59 UTC
Bunting Shawn CVP Corporate Council
GrantCommon Stock 1,063 $58.83 $62,536.29
Disclosure

SEC source: 0001127602-23-009583 · form4.xml · nonDerivative · entry 1

Bunting Shawn C · CIK 0001965747 · VP Corporate Council

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 7, 2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:58 UTC GrantCommon Stock 1,870 $58.83 $110,012.10
Disclosure

SEC source: 0001127602-23-009582 · form4.xml · nonDerivative · entry 1

Aliff Gregory E · CIK 0001654999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,322

F1 · shares: Restricted stock granted 03/07/2023 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.

Read SEC document
March 07, 2023 Filed Mar 8, 2024 00:57 UTC
Scanlon Thomas ACorporate Controller & Officer
GrantCommon Stock 765 $55.46 $42,426.90
Disclosure

SEC source: 0001127602-24-009100 · form4.xml · nonDerivative · entry 1

Scanlon Thomas A · CIK 0001958895 · Corporate Controller & Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,777.62

F1 · shares: Restricted stock granted 3/7/2023 pursuant to the California Water Service Group equity incentive plan exempt under Rule 16-b-3. RSA vest one-third on 3/7/2024, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:56 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 1,228 $56.84 $69,799.52
Disclosure

SEC source: 0001127602-23-009187 · form4.xml · nonDerivative · entry 3

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,398

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #549

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:56 UTC
Webb Ronald DVP, Human Resources
GrantCommon Stock 2,470 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009187 · form4.xml · nonDerivative · entry 2

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,626

F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 2470 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:56 UTC
Webb Ronald DVP, Human Resources
Tax withholdingCommon Stock 62 $56.84 $3,524.08
Disclosure

SEC source: 0001127602-23-009187 · form4.xml · nonDerivative · entry 1

Webb Ronald D · CIK 0001615551 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,156

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #533.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:54 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 1,137 $56.84 $64,627.08
Disclosure

SEC source: 0001127602-23-009184 · form4.xml · nonDerivative · entry 3

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,868

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #548

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:54 UTC
Townsley Paul G.VP, Rates & Reg Matters
GrantCommon Stock 2,470 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009184 · form4.xml · nonDerivative · entry 2

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,005

F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 2470 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:54 UTC
Townsley Paul G.VP, Rates & Reg Matters
Tax withholdingCommon Stock 59 $56.84 $3,353.56
Disclosure

SEC source: 0001127602-23-009184 · form4.xml · nonDerivative · entry 1

Townsley Paul G. · CIK 0001430698 · VP, Rates & Reg Matters

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,535

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #532.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:52 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 1,275 $56.84 $72,471.00
Disclosure

SEC source: 0001127602-23-009180 · form4.xml · nonDerivative · entry 3

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,609

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #547

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:52 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
GrantCommon Stock 2,470 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009180 · form4.xml · nonDerivative · entry 2

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,884

F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 2470 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:52 UTC
Smegal Thomas F IIIVP, CFO & Treasurer
Tax withholdingCommon Stock 65 $56.84 $3,694.60
Disclosure

SEC source: 0001127602-23-009180 · form4.xml · nonDerivative · entry 1

Smegal Thomas F III · CIK 0001429019 · VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,414

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #531.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:49 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 811 $56.84 $46,097.24
Disclosure

SEC source: 0001127602-23-009176 · form4.xml · nonDerivative · entry 3

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,923.37

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #544

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:49 UTC
Ouyang Elissa YChief Procurement & Lead CI
GrantCommon Stock 1,453 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009176 · form4.xml · nonDerivative · entry 2

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,734.37

F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 1453 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:49 UTC
Ouyang Elissa YChief Procurement & Lead CI
Tax withholdingCommon Stock 40 $56.84 $2,273.60
Disclosure

SEC source: 0001127602-23-009176 · form4.xml · nonDerivative · entry 1

Ouyang Elissa Y · CIK 0001668263 · Chief Procurement & Lead CI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,281.37

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #529.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:47 UTC
Milleman Greg AVP, Rates and Regulatory Aff
Tax withholdingCommon Stock 779 $56.84 $44,278.36
Disclosure

SEC source: 0001127602-23-009174 · form4.xml · nonDerivative · entry 3

Milleman Greg A · CIK 0001763798 · VP, Rates and Regulatory Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,658

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #542

Read SEC document
March 03, 2023 Filed Mar 7, 2023 01:47 UTC
Milleman Greg AVP, Rates and Regulatory Aff
GrantCommon Stock 1,453 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009174 · form4.xml · nonDerivative · entry 2

Milleman Greg A · CIK 0001763798 · VP, Rates and Regulatory Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437

F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 1453 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal.

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March 03, 2023 Filed Mar 7, 2023 01:47 UTC
Milleman Greg AVP, Rates and Regulatory Aff
Tax withholdingCommon Stock 38 $56.84 $2,159.92
Disclosure

SEC source: 0001127602-23-009174 · form4.xml · nonDerivative · entry 1

Milleman Greg A · CIK 0001763798 · VP, Rates and Regulatory Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,984

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #527.

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March 03, 2023 Filed Mar 7, 2023 01:45 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 1,380 $56.84 $78,439.20
Disclosure

SEC source: 0001127602-23-009172 · form4.xml · nonDerivative · entry 3

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,096.36

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #541

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March 03, 2023 Filed Mar 7, 2023 01:45 UTC
McGhee Lynne PVP, General Counsel
GrantCommon Stock 2,470 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009172 · form4.xml · nonDerivative · entry 2

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,476.36

F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 2470 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal.

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March 03, 2023 Filed Mar 7, 2023 01:45 UTC
McGhee Lynne PVP, General Counsel
Tax withholdingCommon Stock 69 $56.84 $3,921.96
Disclosure

SEC source: 0001127602-23-009172 · form4.xml · nonDerivative · entry 1

McGhee Lynne P · CIK 0001381750 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,006.36

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #526.

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March 03, 2023 Filed Mar 7, 2023 01:43 UTC
Mares Michael S JRVice President, Operations
Tax withholdingCommon Stock 677 $56.84 $38,480.68
Disclosure

SEC source: 0001127602-23-009170 · form4.xml · nonDerivative · entry 3

Mares Michael S JR · CIK 0001763820 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,601

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #540

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March 03, 2023 Filed Mar 7, 2023 01:43 UTC
Mares Michael S JRVice President, Operations
GrantCommon Stock 1,453 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009170 · form4.xml · nonDerivative · entry 2

Mares Michael S JR · CIK 0001763820 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,278

F2 · shares: On 3/3/2020, the reporting person was granted a Performance Stock Unit (PSU) of 1453 shares of common stock. The PSU vested in full based on satisfaction of certain performance criteria approved by the Board of Directors. The performance criteria was met resulting in 156% payout of the original goal.

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March 03, 2023 Filed Mar 7, 2023 01:43 UTC
Mares Michael S JRVice President, Operations
Tax withholdingCommon Stock 33 $56.84 $1,875.72
Disclosure

SEC source: 0001127602-23-009170 · form4.xml · nonDerivative · entry 1

Mares Michael S JR · CIK 0001763820 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,825

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #525.

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March 03, 2023 Filed Mar 7, 2023 01:41 UTC
Luu Michael BVP, Customer Service & IT
Tax withholdingCommon Stock 997 $56.84 $56,669.48
Disclosure

SEC source: 0001127602-23-009168 · form4.xml · nonDerivative · entry 3

Luu Michael B · CIK 0001583179 · VP, Customer Service & IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,416

F3 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Performance Stock Unit (PSU) Award #539

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.