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Nasdaq · USD

CWST

CASELLA WASTE SYSTEMS INC

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1841
SEC CIK
0000911177
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 2026011
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 14, 2019 20:24 UTC
CASELLA JOHN WDirector · Chief Executive Officer
GrantClass A Common Stock 8,698 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003853 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,672

F2 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:23 UTC
Johnson Edwin DPresident & COO
GrantClass A Common Stock 5,074 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003851 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,099

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:24 UTC
Johnson Edwin DPresident & COO
GrantClass A Common Stock 5,074 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003852 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,099

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:23 UTC
Coletta EdmondSenior Vice President & CFO
GrantClass A Common Stock 5,074 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003850 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,507

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

Read SEC document
March 12, 2019 Filed Mar 28, 2019 19:59 UTC Amendment SaleClass A Common Stock 10,000 $34.50 $344,990.00
Disclosure

SEC source: 0001179110-19-004348 · edgar.xml · nonDerivative · entry 2

CALLAHAN JAMES F JR · CIK 0001225730 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FOOTNOTE

Disclosed balance after: 54,789

F3 · kind: This amendment is being filed to correct the transaction reported in the Reporting Person's Form 4 filed on March 14, 2019 (the "Original Form 4"). The Original Form 4 reported the transaction on the sale of 10,000 shares of the issuer's Class A Common Stock from the Reporting Person's direct beneficial holdings. That sale should have been reported as a sale of 10,000 shares of the issuer's Class A Common Stock by the James F. Callahan, Jr., 1998 Trust.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $33.95 to $34.65, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Held by the James F. Callahan, Jr. 1998 Trust, of which the Reporting Person is co-trustee.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 21:30 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 8,174 $34.99 $285,980.47
Disclosure

SEC source: 0001179110-19-003053 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 21:30 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 2,017 $34.99 $70,567.97
Disclosure

SEC source: 0001179110-19-003056 · edgar.xml · nonDerivative · entry 2

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,695

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55 request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 21:30 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 4,768 $34.99 $166,816.11
Disclosure

SEC source: 0001179110-19-003055 · edgar.xml · nonDerivative · entry 2

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,433

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 21:30 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 4,768 $34.99 $166,816.11
Disclosure

SEC source: 0001179110-19-003054 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,025

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 21:29 UTC
Heald ChristopherVP & Chief Accounting Officer
SaleClass A Common Stock 837 $34.99 $29,283.78
Disclosure

SEC source: 0001179110-19-003051 · edgar.xml · nonDerivative · entry 2

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,885

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 21:29 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 1,363 $34.99 $47,686.74
Disclosure

SEC source: 0001179110-19-003050 · edgar.xml · nonDerivative · entry 2

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,869

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 04, 2019 Filed Mar 14, 2019 20:22 UTC Amendment
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 8,174 $34.99 $285,980.47
Disclosure

SEC source: 0001179110-19-003849 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,974

F4 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F6 · balance_after: This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned. The Form 4 filed by the Reporting Person on March 1, 2019 (the "Original Form 4") incorrectly stated the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. The number of shares of Class A Common Stock directly beneficially owned as shown in Table I, column 5 of this amendment represents the correct number of shares of Class A common stock directly beneficially owned by the Reporting Person following the transaction previously reported in the Original Form 4.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:30 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 4,325 $35.29 $152,622.33
Disclosure

SEC source: 0001179110-19-003053 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:30 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 1,251 $35.29 $44,145.79
Disclosure

SEC source: 0001179110-19-003056 · edgar.xml · nonDerivative · entry 1

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,712

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:30 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 2,524 $35.29 $89,067.92
Disclosure

SEC source: 0001179110-19-003055 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,201

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:30 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 2,524 $35.29 $89,067.92
Disclosure

SEC source: 0001179110-19-003054 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,793

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:29 UTC
Heald ChristopherVP & Chief Accounting Officer
SaleClass A Common Stock 443 $35.29 $15,632.76
Disclosure

SEC source: 0001179110-19-003051 · edgar.xml · nonDerivative · entry 1

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,722

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:29 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 474 $35.29 $16,726.70
Disclosure

SEC source: 0001179110-19-003050 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,232

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 14, 2019 20:22 UTC Amendment
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 4,325 $35.29 $152,622.33
Disclosure

SEC source: 0001179110-19-003849 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,148

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F6 · balance_after: This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned. The Form 4 filed by the Reporting Person on March 1, 2019 (the "Original Form 4") incorrectly stated the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. The number of shares of Class A Common Stock directly beneficially owned as shown in Table I, column 5 of this amendment represents the correct number of shares of Class A common stock directly beneficially owned by the Reporting Person following the transaction previously reported in the Original Form 4.

Read SEC document
February 27, 2019 Filed Feb 27, 2019 21:38 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 27,557 $35.18 $969,455.26
Disclosure

SEC source: 0001179110-19-002700 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,473

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:39 UTC SaleClass A Common Stock 10,000 $35.70 $357,000.00
Disclosure

SEC source: 0001179110-19-002705 · edgar.xml · nonDerivative · entry 1

HULLIGAN WILLIAM P · CIK 0001283143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,484

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:39 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 20,000 $35.15 $703,000.00
Disclosure

SEC source: 0001179110-19-002703 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,706

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $35.29 to $34.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:38 UTC
Heald ChristopherVP & Chief Accounting Officer
SaleClass A Common Stock 30,000 $35.13 $1,053,900.00
Disclosure

SEC source: 0001179110-19-002702 · edgar.xml · nonDerivative · entry 1

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,165

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.90 to $35.26, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:38 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 65,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-19-002701 · edgar.xml · derivative · entry 3

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 65,000 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested on December 5, 2015.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:38 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 65,000 $35.03 $2,276,950.00
Disclosure

SEC source: 0001179110-19-002701 · edgar.xml · nonDerivative · entry 2

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,725

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.71 to $35.29, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:38 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionClass A Common Stock 65,000 $4.00 $260,000.00
Disclosure

SEC source: 0001179110-19-002701 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:38 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 41,345 $34.99 $1,446,661.55
Disclosure

SEC source: 0001179110-19-002700 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,030

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:02 UTC SaleClass A Common Stock 8,500 $35.21 $299,285.00
Disclosure

SEC source: 0001179110-19-002786 · edgar.xml · nonDerivative · entry 1

Green Emily Nagle · CIK 0001553453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,941

Read SEC document
February 25, 2019 Filed Feb 27, 2019 21:39 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 42,485 $35.45 $1,506,093.25
Disclosure

SEC source: 0001179110-19-002704 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,317

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:17 UTC
Heald ChristopherVP & Chief Accounting Officer
SaleClass A Common Stock 6,925 $34.60 $239,603.62
Disclosure

SEC source: 0001179110-19-002321 · edgar.xml · nonDerivative · entry 2

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,165

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:18 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 33,135 $34.60 $1,146,464.37
Disclosure

SEC source: 0001179110-19-002324 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,802

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:18 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 33,150 $34.60 $1,146,983.37
Disclosure

SEC source: 0001179110-19-002322 · edgar.xml · nonDerivative · entry 2

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,725

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:17 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 60,733 $34.60 $2,101,349.65
Disclosure

SEC source: 0001179110-19-002319 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,375

F3 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:17 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 6,906 $34.60 $238,946.22
Disclosure

SEC source: 0001179110-19-002320 · edgar.xml · nonDerivative · entry 2

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,706

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC
Heald ChristopherVP & Chief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 8,988 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-002321 · edgar.xml · derivative · entry 3

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,988

Underlying: Class A Common Stock · 8,988 shares

Expires 2026-11-16

F4 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC
Heald ChristopherVP & Chief Accounting Officer
GrantClass A Common Stock 21,606 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002321 · edgar.xml · nonDerivative · entry 1

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,090

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:18 UTC
Johnson Edwin DPresident & COO
GrantEmployee Stock Option (Right to Buy) · Derivative 17,976 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-002324 · edgar.xml · derivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,976

Underlying: Class A Common Stock · 17,976 shares

Expires 2026-11-16

F4 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:18 UTC
Johnson Edwin DPresident & COO
GrantClass A Common Stock 75,620 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002324 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,937

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:18 UTC
Coletta EdmondSenior Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 17,976 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-002322 · edgar.xml · derivative · entry 3

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,976

Underlying: Class A Common Stock · 17,976 shares

Expires 2026-11-16

F4 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:18 UTC
Coletta EdmondSenior Vice President & CFO
GrantClass A Common Stock 75,620 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002322 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,875

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC
CASELLA JOHN WDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 35,952 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-002319 · edgar.xml · derivative · entry 5

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,952

Underlying: Class A Common Stock · 35,952 shares

Expires 2026-11-16

F5 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC
CASELLA JOHN WDirector · Chief Executive Officer
GrantClass A Common Stock 129,635 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002319 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,108

F2 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
GrantEmployee Stock Option (Right to Buy) · Derivative 8,988 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-002320 · edgar.xml · derivative · entry 3

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,988

Underlying: Class A Common Stock · 8,988 shares

Expires 2026-11-16

F4 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
GrantClass A Common Stock 21,606 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002320 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,612

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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December 14, 2018 Filed Dec 14, 2018 21:01 UTC SaleClass A Common Stock 4,000 $30.59 $122,360.00
Disclosure

SEC source: 0001179110-18-013881 · edgar.xml · nonDerivative · entry 1

PETERS GREGORY B · CIK 0001055446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,015

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December 12, 2018 Filed Dec 12, 2018 21:07 UTC SaleClass A Common Stock 10,000 $29.94 $299,400.00
Disclosure

SEC source: 0001179110-18-013739 · edgar.xml · nonDerivative · entry 1

HULLIGAN WILLIAM P · CIK 0001283143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,484

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September 13, 2018 Filed Sep 13, 2018 20:01 UTC SaleClass A Common Stock 3,000 $33.31 $99,930.00
Disclosure

SEC source: 0001179110-18-011364 · edgar.xml · nonDerivative · entry 1

PETERS GREGORY B · CIK 0001055446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,015

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September 11, 2018 Filed Sep 11, 2018 20:07 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 10,000 $32.30 $322,974.00
Disclosure

SEC source: 0001179110-18-011279 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,006

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $32.05 to $33.15, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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September 07, 2018 Filed Sep 7, 2018 20:03 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 20,000 $31.20 $624,000.00
Disclosure

SEC source: 0001179110-18-011212 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,317

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August 23, 2018 Filed Aug 27, 2018 20:23 UTC SaleClass A Common Stock 3,991 $27.29 $108,925.17
Disclosure

SEC source: 0001179110-18-010923 · edgar.xml · nonDerivative · entry 1

BURKE MICHAEL K · CIK 0001224062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,631

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $27.20 to $27.37, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.