Tapewire

Nasdaq · USD

CWST

CASELLA WASTE SYSTEMS INC

Export transactions ↓
Tapewire entity
1841
SEC CIK
0000911177
Parsed reports
442

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 2026011
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2019 Filed May 24, 2019 18:06 UTC SaleClass A Common Stock 5,000 $38.53 $192,625.00
Disclosure

SEC source: 0001179110-19-006645 · edgar.xml · nonDerivative · entry 1

CALLAHAN JAMES F JR · CIK 0001225730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,736

Read SEC document
May 17, 2019 Filed May 17, 2019 20:25 UTC
Heald ChristopherVP & Chief Accounting Officer
SaleClass A Common Stock 17,851 $38.88 $694,061.16
Disclosure

SEC source: 0001179110-19-006285 · edgar.xml · nonDerivative · entry 1

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,385

F1 · kind: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.7625 to $39.01. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: The number of shares of Class A Common Stock directly beneficially owned by the reporting person reported in Table I, Column 5 has been adjusted to reflect a reconciliation to the reporting person's account records.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:24 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 12,000 $38.70 $464,366.40
Disclosure

SEC source: 0001179110-19-006284 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,211

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.03 to $39.06. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,034 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 11

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,034 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested on December 31, 2013.

Read SEC document
May 14, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,566 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 10

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,566 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on December 5, 2015.

Read SEC document
May 14, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 35,600 $38.02 $1,353,394.52
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 7

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.00 to $38.09. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionClass A Common Stock 10,034 $5.71 $57,294.14
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 6

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionClass A Common Stock 25,566 $4.00 $102,264.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 5

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,076 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 9

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,076 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on December 5, 2015.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 5,076 $37.80 $191,892.09
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 4

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.80 to $37.825. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionClass A Common Stock 5,076 $4.00 $20,304.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,824 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 8

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,824 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on December 5, 2015.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 41,824 $38.18 $1,596,840.32
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.15 to $38.455. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:41 UTC
Johnson Edwin DPresident & COO
Exercise / conversionClass A Common Stock 41,824 $4.00 $167,296.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:14 UTC SaleClass A Common Stock 8,389 $37.22 $312,232.71
Disclosure

SEC source: 0001179110-19-005875 · edgar.xml · nonDerivative · entry 1

BURKE MICHAEL K · CIK 0001224062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,603

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $37.04 to $37.29, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: The number of shares of Class A Common Stock directly beneficially owned by the reporting person reported in Table I, Column 5 has been adjusted to reflect a reconciliation to the reporting person's account records.

Read SEC document
May 07, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,012 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · derivative · entry 12

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,012 shares

Expires 2026-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested on February 20, 2019.

Read SEC document
May 07, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,947 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · derivative · entry 11

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,947 shares

Expires 2025-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on November 19, 2018.

Read SEC document
May 07, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · derivative · entry 10

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in one third increments; one third on March 4, 2010, one third on March 4, 2011, and one third on March 4, 2012.

Read SEC document
May 07, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionClass A Common Stock 8,012 $12.48 $99,989.76
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · nonDerivative · entry 7

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionClass A Common Stock 13,947 $7.17 $99,999.99
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · nonDerivative · entry 6

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionClass A Common Stock 20,000 $4.72 $94,400.00
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · nonDerivative · entry 5

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:59 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 10,000 $37.23 $372,254.00
Disclosure

SEC source: 0001179110-19-005676 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,959

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.118 to $37.50. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 57,647 $37.38 $2,154,585.45
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · nonDerivative · entry 4

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,252

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.10 to $37.60. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:00 UTC
Johnson Edwin DPresident & COO
GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005677 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC
CASELLA JOHN WDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,012 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · derivative · entry 7

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,012 shares

Expires 2026-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested on February 20, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC
CASELLA JOHN WDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,230 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · derivative · entry 6

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,230 shares

Expires 2023-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in one third increments; one third on December 13, 2014, one third on December 13, 2015 and one third on December 13, 2016.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 45,124 $37.31 $1,683,666.69
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,092

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC
CASELLA JOHN WDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 8,012 $12.48 $99,989.76
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC
CASELLA JOHN WDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 16,230 $5.54 $89,914.20
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,964 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · derivative · entry 9

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,964 shares

Expires 2026-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested on February 20, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 136,053 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · derivative · entry 8

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 136,053 shares

Expires 2025-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on November 19, 2018.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 88,370 $37.25 $3,291,411.35
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · nonDerivative · entry 3

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,899

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.00 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionClass A Common Stock 9,964 $12.48 $124,350.72
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · nonDerivative · entry 2

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:00 UTC
Coletta EdmondSenior Vice President & CFO
Exercise / conversionClass A Common Stock 136,053 $7.17 $975,500.01
Disclosure

SEC source: 0001179110-19-005678 · edgar.xml · nonDerivative · entry 1

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed Mar 7, 2022 18:23 UTC Amendment
CASELLA JOHN WDirector · CHIEF EXECUTIVE OFFICER
SaleClass A Common Stock 45,124 $37.31 $1,683,666.69
Disclosure

SEC source: 0001415889-22-002631 · form4a-03072022_100352.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,640

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.

Read SEC document
May 03, 2019 Filed Mar 7, 2022 18:23 UTC Amendment
CASELLA JOHN WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionClass A Common Stock 8,012 $12.48 $99,989.76
Disclosure

SEC source: 0001415889-22-002631 · form4a-03072022_100352.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.

Read SEC document
May 03, 2019 Filed Mar 7, 2022 18:23 UTC Amendment
CASELLA JOHN WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionClass A Common Stock 16,230 $5.54 $89,914.20
Disclosure

SEC source: 0001415889-22-002631 · form4a-03072022_100352.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 20:25 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 1,165 $34.16 $39,796.40
Disclosure

SEC source: 0001179110-19-003857 · edgar.xml · nonDerivative · entry 4

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,987

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:25 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 531 $34.18 $18,151.17
Disclosure

SEC source: 0001179110-19-003857 · edgar.xml · nonDerivative · entry 3

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,152

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:24 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
SaleClass A Common Stock 360 $34.18 $12,305.88
Disclosure

SEC source: 0001179110-19-003855 · edgar.xml · nonDerivative · entry 2

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,959

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:24 UTC
Heald ChristopherVP & Chief Accounting Officer
SaleClass A Common Stock 310 $34.18 $10,596.73
Disclosure

SEC source: 0001179110-19-003854 · edgar.xml · nonDerivative · entry 2

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,025

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:24 UTC
CASELLA JOHN WDirector · Chief Executive Officer
SaleClass A Common Stock 2,150 $34.18 $73,493.45
Disclosure

SEC source: 0001179110-19-003853 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,522

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:23 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 1,255 $34.18 $42,899.67
Disclosure

SEC source: 0001179110-19-003851 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,844

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:24 UTC
Johnson Edwin DPresident & COO
SaleClass A Common Stock 1,255 $34.18 $42,899.67
Disclosure

SEC source: 0001179110-19-003852 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,844

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:23 UTC
Coletta EdmondSenior Vice President & CFO
SaleClass A Common Stock 1,255 $34.18 $42,899.67
Disclosure

SEC source: 0001179110-19-003850 · edgar.xml · nonDerivative · entry 2

Coletta Edmond · CIK 0001564279 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,252

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:25 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
GrantClass A Common Stock 4,784 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003857 · edgar.xml · nonDerivative · entry 2

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,683

F2 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:25 UTC
CASELLA DOUGLAS RDirector · Vice Chairman, Bd of Directors
SaleClass A Common Stock 32,796 $34.15 $1,119,983.40
Disclosure

SEC source: 0001179110-19-003857 · edgar.xml · nonDerivative · entry 1

CASELLA DOUGLAS R · CIK 0001055353 · Director · Vice Chairman, Bd of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,899

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.00 to $34.28. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:25 UTC SaleClass A Common Stock 10,000 $34.50 $344,990.00
Disclosure

SEC source: 0001179110-19-003856 · edgar.xml · nonDerivative · entry 1

CALLAHAN JAMES F JR · CIK 0001225730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,736

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $33.95 to $34.65, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:24 UTC
SCHMITT DAVID LGeneral Counsel & Senior VP
GrantClass A Common Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003855 · edgar.xml · nonDerivative · entry 1

SCHMITT DAVID L · CIK 0001364577 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,319

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:24 UTC
Heald ChristopherVP & Chief Accounting Officer
GrantClass A Common Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003854 · edgar.xml · nonDerivative · entry 1

Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,335

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.