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CWK

Cushman & Wakefield Ltd.

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4196
SEC CIK
0001628369
Parsed reports
348

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2020 Filed Mar 10, 2020 20:26 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Tax withholdingOrdinary Shares 33,184 $16.70 $554,172.80
Disclosure

SEC source: 0000899243-20-007809 · doc4.xml · nonDerivative · entry 2

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,946

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:26 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionOrdinary Shares 63,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007809 · doc4.xml · nonDerivative · entry 1

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:26 UTC
TEXTER LENChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,782 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007810 · doc4.xml · derivative · entry 3

TEXTER LEN · CIK 0001805083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,344

Underlying: Ordinary Shares · 3,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:26 UTC
TEXTER LENChief Accounting Officer
Tax withholdingOrdinary Shares 1,109 $16.70 $18,520.30
Disclosure

SEC source: 0000899243-20-007810 · doc4.xml · nonDerivative · entry 2

TEXTER LEN · CIK 0001805083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:26 UTC
TEXTER LENChief Accounting Officer
Exercise / conversionOrdinary Shares 3,782 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007810 · doc4.xml · nonDerivative · entry 1

TEXTER LEN · CIK 0001805083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:23 UTC Exercise / conversionRestricted Stock Units · Derivative 4,202 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007805 · doc4.xml · derivative · entry 2

Robinson Nathaniel · CIK 0001747604 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,605

Underlying: Ordinary Shares · 4,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F3 · derivative.exercise_date: Restricted stock units granted on March 7, 2019 and vest in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F3 · derivative.expiration_date: Restricted stock units granted on March 7, 2019 and vest in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:23 UTC Exercise / conversionOrdinary Shares 4,202 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007805 · doc4.xml · nonDerivative · entry 1

Robinson Nathaniel · CIK 0001747604 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has elected to defer receipt of these shares until the earlier of January 2024 or the reporting person's separation from service from the Registrant under the Cushman & Wakefield plc Executive Deferred Compensation Plan.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:22 UTC
Palmer DuncanSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 21,009 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007803 · doc4.xml · derivative · entry 2

Palmer Duncan · CIK 0001411587 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duncan Palmer Revocable Trust U/A/D 10/16/17

Disclosed balance after: 63,025

Underlying: Ordinary Shares · 21,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F4 · derivative.exercise_date: Restricted stock units granted on March 7, 2019 and vest in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F4 · derivative.expiration_date: Restricted stock units granted on March 7, 2019 and vest in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F1 · ownership.nature: The reporting person has elected to defer receipt of these shares until the earlier of January 2024 or the reporting person's separation from service from the Registrant under the Cushman & Wakefield plc Executive Deferred Compensation Plan.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:22 UTC
Palmer DuncanSee Remarks
Exercise / conversionOrdinary Shares 21,009 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007803 · doc4.xml · nonDerivative · entry 1

Palmer Duncan · CIK 0001411587 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duncan Palmer Revocable Trust U/A/D 10/16/17

Disclosed balance after: 77,830.75

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has elected to defer receipt of these shares until the earlier of January 2024 or the reporting person's separation from service from the Registrant under the Cushman & Wakefield plc Executive Deferred Compensation Plan.

F2 · ownership.nature: Reporting person is the trustee of the trust.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:24 UTC
Forrester JohnGlobal President
Exercise / conversionRestricted Stock Units · Derivative 21,009 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007806 · doc4.xml · derivative · entry 3

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,025

Underlying: Ordinary Shares · 21,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:24 UTC
Forrester JohnGlobal President
Tax withholdingOrdinary Shares 9,875 $16.70 $164,912.50
Disclosure

SEC source: 0000899243-20-007806 · doc4.xml · nonDerivative · entry 2

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,717.8

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:24 UTC
Forrester JohnGlobal President
Exercise / conversionOrdinary Shares 21,009 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007806 · doc4.xml · nonDerivative · entry 1

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,592.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:27 UTC
Hay MichelleSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,202 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007811 · doc4.xml · derivative · entry 3

Hay Michelle · CIK 0001746928 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,605

Underlying: Ordinary Shares · 4,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:27 UTC
Hay MichelleSee Remarks
Tax withholdingOrdinary Shares 1,862 $16.70 $31,095.40
Disclosure

SEC source: 0000899243-20-007811 · doc4.xml · nonDerivative · entry 2

Hay Michelle · CIK 0001746928 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,185.6

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:27 UTC
Hay MichelleSee Remarks
Exercise / conversionOrdinary Shares 4,202 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007811 · doc4.xml · nonDerivative · entry 1

Hay Michelle · CIK 0001746928 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,047.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:23 UTC
Soloway BrettSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 6,723 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007804 · doc4.xml · derivative · entry 4

Soloway Brett · CIK 0001746592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,168

Underlying: Ordinary Shares · 6,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F3 · derivative.exercise_date: Restricted stock units granted on March 7, 2019 and vest in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F3 · derivative.expiration_date: Restricted stock units granted on March 7, 2019 and vest in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 00:23 UTC
Soloway BrettSee Remarks
Exercise / conversionOrdinary Shares 6,723 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007804 · doc4.xml · nonDerivative · entry 1

Soloway Brett · CIK 0001746592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person has elected to defer receipt of these shares until the earlier of January 2024 or the reporting person's separation from service from the Registrant under the Cushman & Wakefield plc Executive Deferred Compensation Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 18:34 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
GrantRestricted Stock Units · Derivative 311,204 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006580 · doc4.xml · derivative · entry 1

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,204

Underlying: Ordinary Shares · 311,204 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 311,204 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 311,204 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 18:34 UTC
TEXTER LENChief Accounting Officer
GrantRestricted Stock Units · Derivative 10,670 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006581 · doc4.xml · derivative · entry 1

TEXTER LEN · CIK 0001805083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

Underlying: Ordinary Shares · 10,670 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 10,670 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 10,670 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:36 UTC GrantRestricted Stock Units · Derivative 17,783 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006584 · doc4.xml · derivative · entry 1

Robinson Nathaniel · CIK 0001747604 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,783

Underlying: Ordinary Shares · 17,783 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 17,783 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 17,783 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:32 UTC
Hay MichelleSee Remarks
GrantRestricted Stock Units · Derivative 17,783 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006576 · doc4.xml · derivative · entry 1

Hay Michelle · CIK 0001746928 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,783

Underlying: Ordinary Shares · 17,783 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 17,783 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 17,783 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:37 UTC
Forrester JohnGlobal President
GrantRestricted Stock Units · Derivative 88,916 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006587 · doc4.xml · derivative · entry 1

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,916

Underlying: Ordinary Shares · 88,916 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 88,916 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 88,916 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:37 UTC
Soloway BrettSee Remarks
GrantRestricted Stock Units · Derivative 28,453 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006586 · doc4.xml · derivative · entry 1

Soloway Brett · CIK 0001746592 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,453

Underlying: Ordinary Shares · 28,453 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.

F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 28,453 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 28,453 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 16:15 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 111,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005284 · doc4.xml · derivative · entry 3

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,448

Underlying: Ordinary Shares · 111,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one ordinary share of Cushman & Wakefield plc.

F2 · derivative.exercise_date: RSUs were granted on May 8, 2015 and are vesting based on the achievement of performance requirements pursuant to amendment of the applicable award agreement on November 19, 2019.

F2 · derivative.expiration_date: RSUs were granted on May 8, 2015 and are vesting based on the achievement of performance requirements pursuant to amendment of the applicable award agreement on November 19, 2019.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 16:15 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Tax withholdingOrdinary Shares 58,805 $19.25 $1,131,996.25
Disclosure

SEC source: 0000899243-20-005284 · doc4.xml · nonDerivative · entry 2

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,104

Read SEC document
February 18, 2020 Filed Feb 20, 2020 16:15 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionOrdinary Shares 111,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005284 · doc4.xml · nonDerivative · entry 1

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 02:00 UTC
Palmer DuncanSee Remarks
SaleOrdinary Shares 6,401 $20.07 $128,468.07
Disclosure

SEC source: 0000899243-20-003721 · doc4.xml · nonDerivative · entry 1

Palmer Duncan · CIK 0001411587 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duncan Palmer Revocable Trust U/A/D 10/16/17

Disclosed balance after: 56,821.75

F1 · ownership.nature: Reporting person is the trustee of the trust.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 16:10 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
SaleOrdinary Shares 4,035 $19.25 $77,673.75
Disclosure

SEC source: 0000899243-20-001226 · doc4.xml · nonDerivative · entry 4

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,219

F2 · price: Price reflects the weighted average price. These shares were sold in multiple transactions at prices ranging from $19.14 to $19.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 16:10 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionEmployee Stock Option · Derivative 17,755 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-20-001226 · doc4.xml · derivative · entry 5

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,108

Underlying: Ordinary Shares · 17,755 shares

Expires 2025-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option to purchase ordinary shares was granted May 8, 2015 and became exercisable in five substantially equal installments beginning in November 2015.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 16:10 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
SaleOrdinary Shares 40,748 $19.34 $788,066.32
Disclosure

SEC source: 0000899243-20-001226 · doc4.xml · nonDerivative · entry 3

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,254

F1 · price: Price reflects the weighted average price. These shares were sold in multiple transactions at prices ranging from $19.18 to $19.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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January 13, 2020 Filed Jan 15, 2020 16:10 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Tax withholdingOrdinary Shares 13,720 $19.23 $263,835.60
Disclosure

SEC source: 0000899243-20-001226 · doc4.xml · nonDerivative · entry 2

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,002

Read SEC document
January 13, 2020 Filed Jan 15, 2020 16:10 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionOrdinary Shares 17,755 $10.00 $177,550.00
Disclosure

SEC source: 0000899243-20-001226 · doc4.xml · nonDerivative · entry 1

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:18 UTC
Forrester JohnGlobal President
Exercise / conversionRestricted Stock Units · Derivative 4,902 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000344 · doc4.xml · derivative · entry 5

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803.9

Underlying: Ordinary Shares · 4,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one ordinary share of Cushman & Wakefield plc.

F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020.

F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:18 UTC
Forrester JohnGlobal President
Exercise / conversionRestricted Stock Units · Derivative 14,705.9 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000344 · doc4.xml · derivative · entry 4

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,411.7

Underlying: Ordinary Shares · 14,705.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one ordinary share of Cushman & Wakefield plc.

F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020.

F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:18 UTC
Forrester JohnGlobal President
Tax withholdingOrdinary Shares 9,216 $20.44 $188,375.04
Disclosure

SEC source: 0000899243-20-000344 · doc4.xml · nonDerivative · entry 3

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,583.8

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:18 UTC
Forrester JohnGlobal President
Exercise / conversionOrdinary Shares 4,902 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000344 · doc4.xml · nonDerivative · entry 2

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,799.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:18 UTC
Forrester JohnGlobal President
Exercise / conversionOrdinary Shares 14,705.9 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000344 · doc4.xml · nonDerivative · entry 1

Forrester John · CIK 0001747294 · Global President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,897.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:19 UTC
Hay MichelleSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,333.3 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000345 · doc4.xml · derivative · entry 3

Hay Michelle · CIK 0001746928 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666.7

Underlying: Ordinary Shares · 3,333.3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one ordinary share of Cushman & Wakefield plc.

F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020.

F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:19 UTC
Hay MichelleSee Remarks
Tax withholdingOrdinary Shares 1,654 $20.44 $33,807.76
Disclosure

SEC source: 0000899243-20-000345 · doc4.xml · nonDerivative · entry 2

Hay Michelle · CIK 0001746928 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845.6

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:19 UTC
Hay MichelleSee Remarks
Exercise / conversionOrdinary Shares 3,333.3 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000345 · doc4.xml · nonDerivative · entry 1

Hay Michelle · CIK 0001746928 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,499.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Jan 28, 2020 21:15 UTC
Palmer DuncanSee Remarks
GiftOrdinary Shares 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002215 · doc5.xml · nonDerivative · entry 1

Palmer Duncan · CIK 0001411587 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Duncan Palmer Revocable Trust U/A/D 10/16/17

Disclosed balance after: 63,222.75

F1 · kind: Charitable gift of shares.

F2 · ownership.nature: Reporting person is the trustee of the trust.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 17:43 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionEmployee Stock Option · Derivative 48,136 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-027406 · doc4.xml · derivative · entry 4

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,863

Underlying: Ordinary Shares · 48,136 shares

Expires 2025-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option to purchase ordinary shares was granted May 8, 2015 and became exercisable in five substantially equal installments beginning in November 2015.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 17:43 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
SaleOrdinary Shares 84,606 $18.18 $1,538,137.08
Disclosure

SEC source: 0000899243-19-027406 · doc4.xml · nonDerivative · entry 3

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,967

F1 · shares: Represents ordinary shares sold in a public offering pursuant to that certain underwriting agreement, dated November 12, 2019, among the issuer, the reporting person, the other selling shareholders named therein, and Morgan Stanley & Co. LLC, as sole underwriter. The sale price of such shares was $18.18 per share, which represents the price to the public less the underwriting discount and commission.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 17:43 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Tax withholdingOrdinary Shares 37,340 $19.00 $709,460.00
Disclosure

SEC source: 0000899243-19-027406 · doc4.xml · nonDerivative · entry 2

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,573

Read SEC document
November 14, 2019 Filed Nov 15, 2019 17:43 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionOrdinary Shares 48,136 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027406 · doc4.xml · nonDerivative · entry 1

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 17:24 UTC SaleOrdinary Shares 4,321,011 $18.18 $78,555,979.98
Disclosure

SEC source: 0001387131-19-008847 · tpgaa-form4_111419.xml · nonDerivative · entry 1

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 47,709,929

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Advisors VII" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Drone Investment, L.P., which directly holds 33,242,180 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. (together with TPG Drone Investment, L.P., the "TPG Funds"), which directly holds 14,467,749 Ordinary Shares.

F2 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each of the TPG Funds disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or such TPG Fund's pecuniary interest therein, if any.

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 22:23 UTC SaleOrdinary Shares, $0.10 nominal value per share 1,325,452 $18.18 $24,096,717.36
Disclosure

SEC source: 0001387131-19-008845 · otppb-form4_111419.xml · nonDerivative · entry 1

ONTARIO TEACHERS PENSION PLAN BOARD · CIK 0000937567 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634,825

F1 · ownership.direct: OTPP is the direct holder of 14,634,825 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"). On November 14, 2019, pursuant to an Underwriting Agreement, dated November 12, 2019, among the Issuer, the underwriter named in Schedule II thereto (the "Underwriter") and the selling shareholders named in Schedule I thereto (the "Underwriting Agreement"), OTPP sold 1,325,452 Ordinary Shares.

F2 · ownership.direct: OTPP entered into a Stockholders Agreement, dated as of August 6, 2018, with certain other holders (the "Holders") of Ordinary Shares. Pursuant to the Stockholders Agreement, OTPP and the Holders have agreed to, among other things, vote their Ordinary Shares to elect members of the Board of Directors of the Issuer as set forth therein.

F3 · ownership.direct: Because of the relationship between the OTPP and the Holders as a result of the Stockholders Agreement, the Reporting Person may be deemed, pursuant to Rule 13d-3 under the Act, to beneficially own the Ordinary Shares beneficially owned by the Holders. OTPP disclaims beneficial ownership of the Ordinary Shares beneficially owned by the Holders, except to the extent of its pecuniary interest therein, if any.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 17:19 UTC SaleOrdinary Shares, $0.10 nominal value per share 4,268,931 $18.18 $77,609,165.58
Disclosure

SEC source: 0001387131-19-008842 · pagac-form4_111419.xml · nonDerivative · entry 1

PAGAC Drone Holding GP I Ltd · CIK 0001748609 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,134,892

F1 · ownership.direct: The Reporting Person is the general partner of PAGAC Drone Holding I LP ("PAGAC" and, together with the Reporting Person, the "PAG Entities").

F2 · ownership.direct: PAGAC is the direct holder of 47,134,892 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"). On November 14, 2019, pursuant to an Underwriting Agreement, dated November 12, 2019, among the Issuer, the underwriter named in Schedule II thereto (the "Underwriter") and the selling shareholders named in Schedule I thereto (the "Underwriting Agreement"), PAGAC sold 4,268,931 Ordinary Shares.

F3 · ownership.direct: Messrs. Jon Robert Lewis, David Jaemin Kim, Noel Walsh and Oliver Morris have been delegated, in accordance with certain proxy voting guidelines, the authority to implement voting decisions and the authority to implement disposition decisions with respect to shares indirectly held by PAGAC Drone Holding GP I Limited, including the 47,134,892 ordinary shares. Each of Messrs. Lewis, Kim, Walsh and Morris expressly disclaims beneficial ownership of such shares.

F4 · ownership.direct: The PAG Entities entered into a Stockholders Agreement, dated as of August 6, 2018, with certain other holders (the "Holders") of Ordinary Shares. Pursuant to the Stockholders Agreement, the PAG Entities and the Holders have agreed to, among other things, vote their Ordinary Shares to elect members of the Board of Directors of the Issuer as set forth therein. Because of the relationship between the PAG Entities and the Holders as a result of the Stockholders Agreement, the Reporting Person may be deemed, pursuant to Rule 13d-3 under the Act, to beneficially own the Ordinary Shares beneficially owned by the Holders. The Reporting Person and each PAG Entity disclaims beneficial ownership of the Ordinary Shares beneficially owned by the Holders, except to the extent of its pecuniary interest therein, if any.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:45 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 57,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026873 · doc4.xml · derivative · entry 4

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 57,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares received by the reporting person as the result of a scheduled vesting of restricted stock units. Each restricted stock unit represents the right to acquires one ordinary share of company stock.

F3 · derivative.exercise_date: RSUs were granted on May 8, 2015 to vest in five substantially equal annual installments beginning on November 5, 2015.

F3 · derivative.expiration_date: RSUs were granted on May 8, 2015 to vest in five substantially equal annual installments beginning on November 5, 2015.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:45 UTC
WHITE W BRETTDirector · Executive Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-026873 · doc4.xml · derivative · entry 3

WHITE W BRETT · CIK 0001128144 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares received by the reporting person as the result of a scheduled vesting of restricted stock units. Each restricted stock unit represents the right to acquires one ordinary share of company stock.

F2 · derivative.exercise_date: RSUs were granted on May 8, 2015 to vest the earlier of (i) November 5, 2019, (ii) a change in control of the Registrant or (iii) a liquidity event.

F2 · derivative.expiration_date: RSUs were granted on May 8, 2015 to vest the earlier of (i) November 5, 2019, (ii) a change in control of the Registrant or (iii) a liquidity event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.