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TPG Asia Advisors VI, Inc.

Disclosed activity across 1 company

Tapewire entity
136203
SEC CIK
0001601127

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cushman & Wakefield Ltd.CWK · Entity 419610% ownerAugust 16, 2021August 18, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cushman & Wakefield Ltd.

Report date August 16, 2021 · Filed August 18, 2021

Jointly reported with BONDERMAN DAVID, COULTER JAMES G

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectSee Explanation of Responses37,753,672 Reported balance After 2021-08-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-08-16 · Sale · Disposed 6,514,870 · Balance 37,753,672

F1: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Advisors VII" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Drone Investment, L.P., which directly holds 26,305,098 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. (together with TPG Drone Investment, L.P., the "TPG Funds"), which directly holds 11,448,574 Ordinary Shares.

F2: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each of the TPG Funds disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or such TPG Fund's pecuniary interest therein, if any.

F3: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Advisors VII" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Drone Investment, L.P., which directly holds 26,305,098 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. (together with TPG Drone Investment, L.P., the "TPG Funds"), which directly holds 11,448,574 Ordinary Shares.

F2: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each of the TPG Funds disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or such TPG Fund's pecuniary interest therein, if any.

F3: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2021 Filed Aug 18, 2021 16:17 UTC Cushman & Wakefield Ltd. CWK · Entity 4196 SaleOrdinary Shares 6,514,870 $18.25 $118,896,377.50
Disclosure

SEC source: 0001387131-21-008707 · tpg-form4_081621.xml · nonDerivative · entry 1

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 37,753,672

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Advisors VII" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Drone Investment, L.P., which directly holds 26,305,098 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. (together with TPG Drone Investment, L.P., the "TPG Funds"), which directly holds 11,448,574 Ordinary Shares.

F2 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each of the TPG Funds disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or such TPG Fund's pecuniary interest therein, if any.

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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June 07, 2021 Filed Jun 9, 2021 17:00 UTC Cushman & Wakefield Ltd. CWK · Entity 4196 SaleOrdinary Shares 3,441,387 $18.56 $63,872,142.72
Disclosure

SEC source: 0001387131-21-006460 · tpg-form4_060721.xml · nonDerivative · entry 1

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 44,268,542

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Advisors VII" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Drone Investment, L.P., which directly holds 30,844,373 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. (together with TPG Drone Investment, L.P., the "TPG Funds"), which directly holds 13,424,169 Ordinary Shares.

F2 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each of the TPG Funds disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or such TPG Fund's pecuniary interest therein, if any.

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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November 14, 2019 Filed Nov 18, 2019 17:24 UTC Cushman & Wakefield Ltd. CWK · Entity 4196 SaleOrdinary Shares 4,321,011 $18.18 $78,555,979.98
Disclosure

SEC source: 0001387131-19-008847 · tpgaa-form4_111419.xml · nonDerivative · entry 1

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 47,709,929

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Advisors VII" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Drone Investment, L.P., which directly holds 33,242,180 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. (together with TPG Drone Investment, L.P., the "TPG Funds"), which directly holds 14,467,749 Ordinary Shares.

F2 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each of the TPG Funds disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or such TPG Fund's pecuniary interest therein, if any.

F3 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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April 12, 2019 Filed Apr 16, 2019 17:17 UTC Cushman & Wakefield Ltd. CWK · Entity 4196 SaleOrdinary Shares 1,909,557 $17.08 $32,623,635.61
Disclosure

SEC source: 0000903423-19-000190 · cushwake4.xml · nonDerivative · entry 1

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 52,030,940

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Asia Advisors VI" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons").

F2 · ownership.nature: TPG Asia Advisors VI is the general partner of each of (i) TPG Drone Investment, L.P. ("TPG Drone Investment"), which directly holds depositary receipts representing 35,368,306 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. ("TPG Drone Co-Invest" and, together with TPG Drone Investment, the "TPG Funds"), which directly holds depositary receipts representing 15,393,088 Ordinary Shares. On April 12, 2019, pursuant to the exercise of the overallotment option by the Underwriters (defined below) under an Underwriting Agreement, dated March 20, 2019, among the Issuer, the underwriters named in Schedule II thereto (the "Underwriters") and the selling shareholders named in Schedule III thereto (the "Underwriting Agreement"), the TPG Funds sold an aggregate of 1,909,557 Ordinary Shares.

F3 · ownership.nature: In addition, the TPG Funds in the aggregate hold 49.63% of the partnership interests in each of (i) DTZ Investment Holdings LP ("Holdings LP") and (ii) DTZ Investment Holdings GenPar LLP ("DTZ GenPar"), the general partner of Holdings LP. DTZ GenPar, acting as general partner of Holdings LP, holds depositary receipts representing 2,558,022 Ordinary Shares for the benefit of the limited partners of Holdings LP.

F4 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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March 22, 2019 Filed Mar 26, 2019 17:15 UTC Cushman & Wakefield Ltd. CWK · Entity 4196 SaleOrdinary Shares 99,260 $17.08 $1,695,797.54
Disclosure

SEC source: 0000903423-19-000169 · cushwake4.xml · nonDerivative · entry 2

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 53,940,497

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Asia Advisors VI" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons").

F3 · ownership.nature: In addition, the TPG Funds in the aggregate hold 49.63% of the partnership interests in each of (i) DTZ Investment Holdings LP ("Holdings LP") and (ii) DTZ Investment Holdings GenPar LLP ("DTZ GenPar"), the general partner of Holdings LP. DTZ GenPar, acting as general partner of Holdings LP, holds depositary receipts representing 2,558,022 Ordinary Shares for the benefit of the limited partners of Holdings LP. On March 22, 2019, pursuant to the Underwriting Agreement, Holdings LP sold 200,000 Ordinary Shares.

F4 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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March 22, 2019 Filed Mar 26, 2019 17:15 UTC Cushman & Wakefield Ltd. CWK · Entity 4196 SaleOrdinary Shares 14,400,562 $17.08 $246,024,961.43
Disclosure

SEC source: 0000903423-19-000169 · cushwake4.xml · nonDerivative · entry 1

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 54,039,757

F1 · ownership.nature: David Bonderman and James G. Coulter are sole shareholders of TPG Asia Advisors VI, Inc. ("TPG Asia Advisors VI" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons").

F2 · ownership.nature: TPG Asia Advisors VI is the general partner of each of (i) TPG Drone Investment, L.P. ("TPG Drone Investment"), which directly holds depositary receipts representing 36,698,801 Ordinary Shares ("Ordinary Shares") of Cushman & Wakefield plc (the "Issuer"), and (ii) TPG Drone Co-Invest, L.P. ("TPG Drone Co-Invest" and, together with TPG Drone Investment, the "TPG Funds"), which directly holds depositary receipts representing 15,972,150 Ordinary Shares. On March 22, 2019, pursuant to an Underwriting Agreement, dated March 20, 2019, among the Issuer, the underwriters named in Schedule II thereto and the selling shareholders named in Schedule III thereto (the "Underwriting Agreement"), the TPG Funds sold an aggregate of 14,400,592 Ordinary Shares.

F4 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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August 08, 2018 Filed Aug 10, 2018 21:02 UTC Cushman & Wakefield Ltd. CWK · Entity 4196 OtherRedeemable Preference Shares 24,815 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022077 · doc4.xml · nonDerivative · entry 1

TPG Asia Advisors VI, Inc. · CIK 0001601127 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 0

F1 · kind: On August 8, 2018, Cushman & Wakefield plc (the "Issuer") redeemed the 50,000 redeemable preference shares, GDB 1.00 nominal value per share (the "Preference Shares"), held by DTZ Investment Holdings GenPar LLP ("DTZ GenPar") (acting in its capacity as general partner of DTZ Investment Holdings LP ("Holdings LP")). DTZ GenPar held the Preference Shares for the benefit of the limited partners of Holdings LP. The sole consideration paid by DTZ GenPar for the Preference Shares was execution of an undertaking to pay GBP 50,000 to the Issuer. The sole consideration for the redemption of the Preference Shares was cancellation of that undertaking to pay.

F1 · price: On August 8, 2018, Cushman & Wakefield plc (the "Issuer") redeemed the 50,000 redeemable preference shares, GDB 1.00 nominal value per share (the "Preference Shares"), held by DTZ Investment Holdings GenPar LLP ("DTZ GenPar") (acting in its capacity as general partner of DTZ Investment Holdings LP ("Holdings LP")). DTZ GenPar held the Preference Shares for the benefit of the limited partners of Holdings LP. The sole consideration paid by DTZ GenPar for the Preference Shares was execution of an undertaking to pay GBP 50,000 to the Issuer. The sole consideration for the redemption of the Preference Shares was cancellation of that undertaking to pay.

F1 · ownership.nature: On August 8, 2018, Cushman & Wakefield plc (the "Issuer") redeemed the 50,000 redeemable preference shares, GDB 1.00 nominal value per share (the "Preference Shares"), held by DTZ Investment Holdings GenPar LLP ("DTZ GenPar") (acting in its capacity as general partner of DTZ Investment Holdings LP ("Holdings LP")). DTZ GenPar held the Preference Shares for the benefit of the limited partners of Holdings LP. The sole consideration paid by DTZ GenPar for the Preference Shares was execution of an undertaking to pay GBP 50,000 to the Issuer. The sole consideration for the redemption of the Preference Shares was cancellation of that undertaking to pay.

F2 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Asia Advisors VI, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Drone Investment, L.P. and (ii) TPG Drone Co-Invest, L.P. (collectively, the "TPG Funds"). The TPG Funds in the aggregate hold 49.63% of the partnership interests in each of (i) Holdings LP and (ii) DTZ GenPar.

F3 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may have been deemed to have beneficially owned the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Because of the relationship between the Reporting Persons and DTZ GenPar, the Reporting Persons may have been deemed, pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to have beneficially owned the Preference Shares beneficially owned in the aggregate by DTZ GenPar. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the Preference Shares beneficially owned in the aggregate by DTZ GenPar, except to the extent of such TPG Fund's or Reporting Person's pecuniary interest therein, if any.

F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.