Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cushman & Wakefield Ltd.CWK · Entity 4196 | See Remarks | August 06, 2020 | August 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cushman & Wakefield Ltd.
Report date August 06, 2020 · Filed August 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 14,611 |
Ending reported balance
After 2020-08-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-08-06 · Exercise / conversion · Acquired 6,666.7 · Balance 13,852.3 Row 2 · 2020-08-06 · Exercise / conversion · Acquired 6,666.7 · Balance 20,519 Row 3 · 2020-08-06 · Tax withholding · Disposed 5,908 · Balance 14,611 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-08-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-08-06 · Exercise / conversion · Disposed 6,666.7 · Balance 0 F1: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2: Restricted stock units granted on March 8, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-08-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-08-06 · Exercise / conversion · Disposed 6,666.7 · Balance 0 F1: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F3: Restricted stock units granted on March 8, 2018 and vest upon the occurrence of a liquidity event in which TPG Asia VI SF Pte. Ltd, PAGAC Drone Holding I LP and 2339532 Ontario Ltd and/or their respective affiliates achieve a multiple of money of at least 2.0. In each of the foregoing, vesting of the RSUs is subject to continued employment through the applicable vesting date. Vested RSUs by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.
F2: Restricted stock units granted on March 8, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
F3: Restricted stock units granted on March 8, 2018 and vest upon the occurrence of a liquidity event in which TPG Asia VI SF Pte. Ltd, PAGAC Drone Holding I LP and 2339532 Ontario Ltd and/or their respective affiliates achieve a multiple of money of at least 2.0. In each of the foregoing, vesting of the RSUs is subject to continued employment through the applicable vesting date. Vested RSUs by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2020 Filed Aug 10, 2020 21:17 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 6,666.7 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021885 · doc4.xml · derivative · entry 5 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,666.7 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F3 · derivative.exercise_date: Restricted stock units granted on March 8, 2018 and vest upon the occurrence of a liquidity event in which TPG Asia VI SF Pte. Ltd, PAGAC Drone Holding I LP and 2339532 Ontario Ltd and/or their respective affiliates achieve a multiple of money of at least 2.0. In each of the foregoing, vesting of the RSUs is subject to continued employment through the applicable vesting date. Vested RSUs by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F3 · derivative.expiration_date: Restricted stock units granted on March 8, 2018 and vest upon the occurrence of a liquidity event in which TPG Asia VI SF Pte. Ltd, PAGAC Drone Holding I LP and 2339532 Ontario Ltd and/or their respective affiliates achieve a multiple of money of at least 2.0. In each of the foregoing, vesting of the RSUs is subject to continued employment through the applicable vesting date. Vested RSUs by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 21:17 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 6,666.7 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021885 · doc4.xml · derivative · entry 4 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,666.7 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: Restricted stock units granted on March 8, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F2 · derivative.expiration_date: Restricted stock units granted on March 8, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 21:17 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Tax withholdingOrdinary Shares | 5,908 | $10.54 | $62,270.32 |
DisclosureSEC source: 0000899243-20-021885 · doc4.xml · nonDerivative · entry 3 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,611 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 21:17 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 6,666.7 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021885 · doc4.xml · nonDerivative · entry 2 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 21:17 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 6,666.7 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-021885 · doc4.xml · nonDerivative · entry 1 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852.3 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2020 Filed Mar 11, 2020 00:27 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 4,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007811 · doc4.xml · derivative · entry 3 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,605 Underlying: Ordinary Shares · 4,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date. F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2019 and vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date. Read SEC document |
| March 07, 2020 Filed Mar 11, 2020 00:27 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Tax withholdingOrdinary Shares | 1,862 | $16.70 | $31,095.40 |
DisclosureSEC source: 0000899243-20-007811 · doc4.xml · nonDerivative · entry 2 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,185.6 Read SEC document |
| March 07, 2020 Filed Mar 11, 2020 00:27 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 4,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007811 · doc4.xml · nonDerivative · entry 1 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,047.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 23:32 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | GrantRestricted Stock Units · Derivative | 17,783 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-006576 · doc4.xml · derivative · entry 1 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,783 Underlying: Ordinary Shares · 17,783 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: On February 27, 2020, the reporting person was granted 17,783 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date. F2 · derivative.expiration_date: On February 27, 2020, the reporting person was granted 17,783 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:19 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 3,333.3 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000345 · doc4.xml · derivative · entry 3 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666.7 Underlying: Ordinary Shares · 3,333.3 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one ordinary share of Cushman & Wakefield plc. F2 · derivative.exercise_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020. F2 · derivative.expiration_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. In connection with the Registrant's initial public offering, the Registrant amended the awards to provide for vesting and settlement no later than 24 months after the Registrant's IPO, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. As a result, the remaining unvested awards will vest and settle on August 6, 2020. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:19 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Tax withholdingOrdinary Shares | 1,654 | $20.44 | $33,807.76 |
DisclosureSEC source: 0000899243-20-000345 · doc4.xml · nonDerivative · entry 2 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,845.6 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:19 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 3,333.3 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000345 · doc4.xml · nonDerivative · entry 1 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,499.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 01:08 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021408 · doc4.xml · derivative · entry 5 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Ordinary Shares · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one ordinary share of Cushman & Wakefield plc. F3 · derivative.exercise_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them twelve months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F3 · derivative.expiration_date: Restricted stock units granted on March 7, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them twelve months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 01:08 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 2,353 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021408 · doc4.xml · derivative · entry 4 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to acquire one ordinary share of Cushman & Wakefield plc. F2 · derivative.exercise_date: The restricted stock units were fully vested and by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them twelve months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F2 · derivative.expiration_date: The restricted stock units were fully vested and by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them twelve months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 01:08 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Tax withholdingOrdinary Shares | 2,520 | $17.54 | $44,200.80 |
DisclosureSEC source: 0000899243-19-021408 · doc4.xml · nonDerivative · entry 3 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,166 Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 01:08 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021408 · doc4.xml · nonDerivative · entry 2 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 01:08 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 2,353 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021408 · doc4.xml · nonDerivative · entry 1 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 12, 2019 01:32 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | GrantRestricted Stock Units · Derivative | 16,807 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-007167 · doc4.xml · derivative · entry 1 Hay Michelle · CIK 0001746928 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,807 Underlying: Ordinary Shares · 16,807 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: On March 7, 2019, the reporting person was granted 16,807 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date. F2 · derivative.expiration_date: On March 7, 2019, the reporting person was granted 16,807 RSUs which will vest and settle in four (4) substantially equal installments on each of the first four (4) anniversaries of the grant date, subject, with certain limited exceptions, to the reporting person's continuing employment through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.