Tapewire

Nasdaq · USD

CWCO

Consolidated Water Co. Ltd.

Export transactions ↓
Tapewire entity
5519
SEC CIK
0000928340
Parsed reports
253

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202514
Dec 202502
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2016 Filed Dec 20, 2016 02:40 UTC GrantCOMMON STOCK 2,022 $11.32 $22,889.04
Disclosure

SEC source: 0001144204-16-140386 · v455163_4.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,672

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 157 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 02:40 UTC GrantCOMMON STOCK 2,022 $11.32 $22,889.04
Disclosure

SEC source: 0001144204-16-140385 · v455161_4.xml · nonDerivative · entry 1

EBANKS CARSON K. · CIK 0001566226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,329

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:16 UTC GrantCOMMON STOCK 2,022 $11.32 $22,889.04
Disclosure

SEC source: 0001144204-16-140500 · v455164_4.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,014

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 21:15 UTC GrantCOMMON STOCK 1,944 $11.32 $22,006.08
Disclosure

SEC source: 0001144204-16-140499 · v455160_4.xml · nonDerivative · entry 1

BUTLER BRIAN E. · CIK 0001566523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,928

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:13 UTC
MORRISON ROBERT B.VP OF PROCUREMENT OF LOGISTICS
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 434 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139064 · v454867_4.xml · derivative · entry 6

MORRISON ROBERT B. · CIK 0001566555 · VP OF PROCUREMENT OF LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 434 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1,015 shares on February 22, 2014, and if not exercised would have expired as to 1,015 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 1,015 shares on February 22, 2014, and if not exercised would have expired as to 1,015 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:13 UTC
MORRISON ROBERT B.VP OF PROCUREMENT OF LOGISTICS
SaleCOMMON STOCK 434 $11.00 $4,774.00
Disclosure

SEC source: 0001144204-16-139064 · v454867_4.xml · nonDerivative · entry 4

MORRISON ROBERT B. · CIK 0001566555 · VP OF PROCUREMENT OF LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,396

F1 · balance_after: Includes 98 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:13 UTC
MORRISON ROBERT B.VP OF PROCUREMENT OF LOGISTICS
Exercise / conversionCOMMON STOCK 434 $10.68 $4,635.12
Disclosure

SEC source: 0001144204-16-139064 · v454867_4.xml · nonDerivative · entry 3

MORRISON ROBERT B. · CIK 0001566555 · VP OF PROCUREMENT OF LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 98 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:18 UTC
Vizzini Douglas R.VP OF FINANCE
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 1,574 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139067 · v454868_4.xml · derivative · entry 6

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,574 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 3,750 shares on February 22, 2014, and if not exercised would have expired as to 3,750 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 3,750 shares on February 22, 2014, and if not exercised would have expired as to 3,750 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:18 UTC
Vizzini Douglas R.VP OF FINANCE
SaleCOMMON STOCK 1,574 $11.00 $17,314.00
Disclosure

SEC source: 0001144204-16-139067 · v454868_4.xml · nonDerivative · entry 4

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

F1 · balance_after: Includes 7 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:18 UTC
Vizzini Douglas R.VP OF FINANCE
Exercise / conversionCOMMON STOCK 1,574 $10.68 $16,810.32
Disclosure

SEC source: 0001144204-16-139067 · v454868_4.xml · nonDerivative · entry 3

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:11 UTC
Sasnett DavidEVP & CFO
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 3,971 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139063 · v454866_4.xml · derivative · entry 6

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,971 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 9,441 shares on February 22, 2014, and if not exercised would have expired as to 9,441 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F1 · derivative.expiration_date: The option vested as to 9,441 shares on February 22, 2014, and if not exercised would have expired as to 9,441 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:11 UTC
Sasnett DavidEVP & CFO
SaleCOMMON STOCK 3,971 $11.00 $43,681.00
Disclosure

SEC source: 0001144204-16-139063 · v454866_4.xml · nonDerivative · entry 4

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,537

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:11 UTC
Sasnett DavidEVP & CFO
Exercise / conversionCOMMON STOCK 3,971 $10.68 $42,410.28
Disclosure

SEC source: 0001144204-16-139063 · v454866_4.xml · nonDerivative · entry 3

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:10 UTC
JERRYBANDAN RAMJEETVP OF OVERSEAS OPERATIONS
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 2,491 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139062 · v454865_4.xml · derivative · entry 6

JERRYBANDAN RAMJEET · CIK 0001566379 · VP OF OVERSEAS OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,491 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 5,901 shares on February 22, 2014, and if not exercised would have expired as to 5,901 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 5,901 shares on February 22, 2014, and if not exercised would have expired as to 5,901 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:10 UTC
JERRYBANDAN RAMJEETVP OF OVERSEAS OPERATIONS
SaleCOMMON STOCK 2,491 $11.00 $27,401.00
Disclosure

SEC source: 0001144204-16-139062 · v454865_4.xml · nonDerivative · entry 4

JERRYBANDAN RAMJEET · CIK 0001566379 · VP OF OVERSEAS OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

F1 · balance_after: Includes 53 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 02:10 UTC
JERRYBANDAN RAMJEETVP OF OVERSEAS OPERATIONS
Exercise / conversionCOMMON STOCK 2,491 $10.68 $26,603.88
Disclosure

SEC source: 0001144204-16-139062 · v454865_4.xml · nonDerivative · entry 3

JERRYBANDAN RAMJEET · CIK 0001566379 · VP OF OVERSEAS OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 53 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 22:25 UTC SaleCOMMON STOCK 1,776 $11.11 $19,734.91
Disclosure

SEC source: 0001144204-16-139218 · v454872_4.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,094

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.05 to $11.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 527 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 22:25 UTC
MCTAGGART FREDERICK W.Director · President and CEO
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 6,214 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139217 · v454875_4.xml · derivative · entry 3

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,214 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 11,666 shares on February 22, 2014, and if not exercised would have expired as to 6,214 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 11,666 shares on February 22, 2014, and if not exercised would have expired as to 6,214 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 22:25 UTC
MCTAGGART FREDERICK W.Director · President and CEO
SaleCOMMON STOCK 6,012 $11.11 $66,781.90
Disclosure

SEC source: 0001144204-16-139217 · v454875_4.xml · nonDerivative · entry 2

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,165

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.10 to $11.15. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 22:25 UTC
MCTAGGART FREDERICK W.Director · President and CEO
Exercise / conversionCOMMON STOCK 6,214 $10.68 $66,365.52
Disclosure

SEC source: 0001144204-16-139217 · v454875_4.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:13 UTC
MORRISON ROBERT B.VP OF PROCUREMENT OF LOGISTICS
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 581 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139064 · v454867_4.xml · derivative · entry 5

MORRISON ROBERT B. · CIK 0001566555 · VP OF PROCUREMENT OF LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: COMMON STOCK · 1,015 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1,015 shares on February 22, 2014, and if not exercised would have expired as to 1,015 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 1,015 shares on February 22, 2014, and if not exercised would have expired as to 1,015 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:13 UTC
MORRISON ROBERT B.VP OF PROCUREMENT OF LOGISTICS
SaleCOMMON STOCK 581 $11.00 $6,391.00
Disclosure

SEC source: 0001144204-16-139064 · v454867_4.xml · nonDerivative · entry 2

MORRISON ROBERT B. · CIK 0001566555 · VP OF PROCUREMENT OF LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,396

F1 · balance_after: Includes 98 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:13 UTC
MORRISON ROBERT B.VP OF PROCUREMENT OF LOGISTICS
Exercise / conversionCOMMON STOCK 581 $10.68 $6,205.08
Disclosure

SEC source: 0001144204-16-139064 · v454867_4.xml · nonDerivative · entry 1

MORRISON ROBERT B. · CIK 0001566555 · VP OF PROCUREMENT OF LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 98 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:18 UTC
Vizzini Douglas R.VP OF FINANCE
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 2,176 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139067 · v454868_4.xml · derivative · entry 5

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574

Underlying: COMMON STOCK · 3,750 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 3,750 shares on February 22, 2014, and if not exercised would have expired as to 3,750 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 3,750 shares on February 22, 2014, and if not exercised would have expired as to 3,750 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:18 UTC
Vizzini Douglas R.VP OF FINANCE
SaleCOMMON STOCK 2,176 $11.00 $23,936.00
Disclosure

SEC source: 0001144204-16-139067 · v454868_4.xml · nonDerivative · entry 2

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

F1 · balance_after: Includes 7 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:18 UTC
Vizzini Douglas R.VP OF FINANCE
Exercise / conversionCOMMON STOCK 2,176 $10.68 $23,239.68
Disclosure

SEC source: 0001144204-16-139067 · v454868_4.xml · nonDerivative · entry 1

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:11 UTC
Sasnett DavidEVP & CFO
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 5,470 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139063 · v454866_4.xml · derivative · entry 5

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,971

Underlying: COMMON STOCK · 9,441 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 9,441 shares on February 22, 2014, and if not exercised would have expired as to 9,441 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F1 · derivative.expiration_date: The option vested as to 9,441 shares on February 22, 2014, and if not exercised would have expired as to 9,441 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:11 UTC
Sasnett DavidEVP & CFO
SaleCOMMON STOCK 5,470 $11.00 $60,170.00
Disclosure

SEC source: 0001144204-16-139063 · v454866_4.xml · nonDerivative · entry 2

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,537

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:11 UTC
Sasnett DavidEVP & CFO
Exercise / conversionCOMMON STOCK 5,470 $10.68 $58,419.60
Disclosure

SEC source: 0001144204-16-139063 · v454866_4.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:10 UTC
JERRYBANDAN RAMJEETVP OF OVERSEAS OPERATIONS
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 3,410 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-139062 · v454865_4.xml · derivative · entry 5

JERRYBANDAN RAMJEET · CIK 0001566379 · VP OF OVERSEAS OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: COMMON STOCK · 5,901 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 5,901 shares on February 22, 2014, and if not exercised would have expired as to 5,901 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 5,901 shares on February 22, 2014, and if not exercised would have expired as to 5,901 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:10 UTC
JERRYBANDAN RAMJEETVP OF OVERSEAS OPERATIONS
SaleCOMMON STOCK 3,410 $11.00 $37,510.00
Disclosure

SEC source: 0001144204-16-139062 · v454865_4.xml · nonDerivative · entry 2

JERRYBANDAN RAMJEET · CIK 0001566379 · VP OF OVERSEAS OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

F1 · balance_after: Includes 53 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:10 UTC
JERRYBANDAN RAMJEETVP OF OVERSEAS OPERATIONS
Exercise / conversionCOMMON STOCK 3,410 $10.68 $36,418.80
Disclosure

SEC source: 0001144204-16-139062 · v454865_4.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · VP OF OVERSEAS OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 53 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
December 06, 2016 Filed Dec 9, 2016 01:35 UTC
MCTAGGART FREDERICK W.Director · President and CEO
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 2,537 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-138633 · v454711_4.xml · derivative · entry 3

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,214

Underlying: COMMON STOCK · 8,751 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 11,666 shares on February 22, 2014, and if not exercised will expire as to the remaining 6,214 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F1 · derivative.expiration_date: The option vested as to 11,666 shares on February 22, 2014, and if not exercised will expire as to the remaining 6,214 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
December 06, 2016 Filed Dec 9, 2016 01:35 UTC
MCTAGGART FREDERICK W.Director · President and CEO
SaleCOMMON STOCK 2,537 $11.35 $28,794.95
Disclosure

SEC source: 0001144204-16-138633 · v454711_4.xml · nonDerivative · entry 2

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,963

Read SEC document
December 06, 2016 Filed Dec 9, 2016 01:35 UTC
MCTAGGART FREDERICK W.Director · President and CEO
Exercise / conversionCOMMON STOCK 2,537 $10.68 $27,095.16
Disclosure

SEC source: 0001144204-16-138633 · v454711_4.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 21:45 UTC
MCTAGGART FREDERICK W.Director · President and CEO
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 2,915 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-137485 · v454271_4.xml · derivative · entry 3

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

Underlying: COMMON STOCK · 11,666 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 11,666 shares on February 22, 2014, and if not exercised will expire as to the remaining 8,751 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 11,666 shares on February 22, 2014, and if not exercised will expire as to the remaining 8,751 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 21:45 UTC
MCTAGGART FREDERICK W.Director · President and CEO
SaleCOMMON STOCK 2,915 $11.54 $33,632.98
Disclosure

SEC source: 0001144204-16-137485 · v454271_4.xml · nonDerivative · entry 2

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,963

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.50 to $11.58. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 21:45 UTC
MCTAGGART FREDERICK W.Director · President and CEO
Exercise / conversionCOMMON STOCK 2,915 $10.68 $31,132.20
Disclosure

SEC source: 0001144204-16-137485 · v454271_4.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 21:47 UTC SaleCOMMON STOCK 2,376 $11.50 $27,324.00
Disclosure

SEC source: 0001144204-16-137272 · v454129_4.xml · nonDerivative · entry 1

Whittaker Raymond · CIK 0001566377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,527

Read SEC document
November 23, 2016 Filed Nov 23, 2016 21:13 UTC SaleCOMMON STOCK 162 $11.50 $1,863.00
Disclosure

SEC source: 0001144204-16-136360 · v453867_4.xml · nonDerivative · entry 2

Whittaker Raymond · CIK 0001566377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,903

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:13 UTC SaleCOMMON STOCK 10,947 $11.52 $126,114.91
Disclosure

SEC source: 0001144204-16-136360 · v453867_4.xml · nonDerivative · entry 1

Whittaker Raymond · CIK 0001566377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,065

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.504082 to $11.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2016 Filed Nov 21, 2016 22:53 UTC
TONNER JOHNCHIEF OPERATING OFFICER
Exercise / conversionOPTION (RIGHT TO BUY · Derivative 6,000 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001144204-16-135711 · v453583_4.xml · derivative · entry 3

TONNER JOHN · CIK 0001561488 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,000 shares

Expires 2017-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 6,000 shares on July 15, 2014. The option was set to expire as to 6,000 shares at the end of the day on July 14, 2017; however, the option was exercised on November 21, 2016 as to an aggregate of 6,000 shares as to which the option would have expired on July 14, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 6,000 shares on July 15, 2014. The option was set to expire as to 6,000 shares at the end of the day on July 14, 2017; however, the option was exercised on November 21, 2016 as to an aggregate of 6,000 shares as to which the option would have expired on July 14, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.

Read SEC document
November 21, 2016 Filed Nov 21, 2016 22:53 UTC
TONNER JOHNCHIEF OPERATING OFFICER
SaleCOMMON STOCK 6,000 $11.20 $67,225.20
Disclosure

SEC source: 0001144204-16-135711 · v453583_4.xml · nonDerivative · entry 2

TONNER JOHN · CIK 0001561488 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,528

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.10 to $11.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2016 Filed Nov 21, 2016 22:53 UTC
TONNER JOHNCHIEF OPERATING OFFICER
Exercise / conversionCOMMON STOCK 6,000 $9.11 $54,660.00
Disclosure

SEC source: 0001144204-16-135711 · v453583_4.xml · nonDerivative · entry 1

TONNER JOHN · CIK 0001561488 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:08 UTC
BRODIE BRENTVP OF SALES AND MARKETING
Exercise / conversionOPTION (RIGHT TO BUY) · Derivative 1,934 $0.00 Strike: $10.68 $0.00
Disclosure

SEC source: 0001144204-16-123064 · v448392_4.xml · derivative · entry 3

BRODIE BRENT · CIK 0001566524 · VP OF SALES AND MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,934 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 1,934 shares on February 22, 2014. The option was set to expire as to 1,934 shares on February 21, 2017; however, the option was exercised as to 1,934 shares prior to February 21, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.

F2 · derivative.expiration_date: The option vested as to 1,934 shares on February 22, 2014. The option was set to expire as to 1,934 shares on February 21, 2017; however, the option was exercised as to 1,934 shares prior to February 21, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:08 UTC
BRODIE BRENTVP OF SALES AND MARKETING
SaleCOMMON STOCK 1,934 $12.47 $24,118.91
Disclosure

SEC source: 0001144204-16-123064 · v448392_4.xml · nonDerivative · entry 2

BRODIE BRENT · CIK 0001566524 · VP OF SALES AND MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.47 to $12.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:08 UTC
BRODIE BRENTVP OF SALES AND MARKETING
Exercise / conversionCOMMON STOCK 1,934 $10.68 $20,655.12
Disclosure

SEC source: 0001144204-16-123064 · v448392_4.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP OF SALES AND MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.