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Nasdaq · USD

CWCO

Consolidated Water Co. Ltd.

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Tapewire entity
5519
SEC CIK
0000928340
Parsed reports
253

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202514
Dec 202502
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2022 Filed Jun 13, 2022 20:15 UTC SaleCommon Stock 5,309 $14.37 $76,290.33
Disclosure

SEC source: 0001415889-22-006485 · form4-06132022_040601.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,639

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.28 to $14.45. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes 514 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:20 UTC
Sasnett DavidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 3,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003566 · form4-04012022_040406.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,042

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:20 UTC
BRODIE BRENTVP OF SALES AND MARKETING
GrantCommon Stock 1,874 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003568 · form4-04012022_040419.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP OF SALES AND MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,126

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 174 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:20 UTC
JERRYBANDAN RAMJEETEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 3,814 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003567 · form4-04012022_040413.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,215

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 292 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:20 UTC
MCTAGGART FREDERICK W.Director · PRESIDENT AND CEO
GrantCommon Stock 8,749 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003565 · form4-04012022_040401.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,400

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:46 UTC
AVERHOFF ARMANDOVP OF INFORMATION TECHNOLOGY
GrantCommon Stock 1,383 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000386 · form4-01052022_040137.xml · nonDerivative · entry 1

AVERHOFF ARMANDO · CIK 0001566231 · VP OF INFORMATION TECHNOLOGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,989

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:45 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
GrantCommon Stock 731 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000388 · form4-01052022_040148.xml · nonDerivative · entry 1

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 2 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:45 UTC
BRODIE BRENTVP OF SALES AND MARKETING
GrantCommon Stock 1,972 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000385 · form4-01052022_040125.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP OF SALES AND MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,078

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 402 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:45 UTC
Vizzini Douglas R.VP OF FINANCE
GrantCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000387 · form4-01052022_040143.xml · nonDerivative · entry 1

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,076

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 255 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:45 UTC
Sasnett DavidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 4,192 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000383 · form4-01052022_040107.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,060

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:45 UTC
JERRYBANDAN RAMJEETEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 4,065 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000384 · form4-01052022_040114.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,109

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 653 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:45 UTC
MCTAGGART FREDERICK W.Director · PRESIDENT AND CEO
GrantCommon Stock 9,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000382 · form4-01052022_040101.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,651

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:44 UTC GrantCommon Stock 4,070 $10.32 $42,002.40
Disclosure

SEC source: 0001415889-21-005520 · form4-11242021_011130.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 7 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:46 UTC GrantCommon Stock 4,128 $10.32 $42,600.96
Disclosure

SEC source: 0001415889-21-005522 · form4-11242021_011135.xml · nonDerivative · entry 1

Whittaker Raymond · CIK 0001566377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,815

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:42 UTC GrantCommon Stock 4,196 $10.32 $43,302.72
Disclosure

SEC source: 0001415889-21-005518 · form4-11242021_011133.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,434

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 767 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:41 UTC GrantCommon Stock 3,430 $10.32 $35,397.60
Disclosure

SEC source: 0001415889-21-005515 · form4-11242021_011101.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,906

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:39 UTC GrantCommon Stock 4,215 $10.32 $43,498.80
Disclosure

SEC source: 0001415889-21-005513 · form4-11242021_011122.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,806

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 1,106 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:38 UTC GrantCommon Stock 3,779 $10.32 $38,999.28
Disclosure

SEC source: 0001415889-21-005511 · form4-11242021_011105.xml · nonDerivative · entry 1

EBANKS CARSON K. · CIK 0001566226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,822

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 551 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:35 UTC GrantCommon Stock 3,256 $10.32 $33,601.92
Disclosure

SEC source: 0001415889-21-005506 · form4-11242021_011108.xml · nonDerivative · entry 1

Beidler-D'Aguilar Linda · CIK 0001760128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,597

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:36 UTC GrantCommon Stock 3,837 $10.32 $39,597.84
Disclosure

SEC source: 0001415889-21-005508 · form4-11242021_011132.xml · nonDerivative · entry 1

BUTLER BRIAN E. · CIK 0001566523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,900

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

Read SEC document
July 15, 2021 Filed Aug 27, 2021 22:05 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
ConversionRedeemable Preferred Stock · Derivative 444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004124 · form4-08272021_060801.xml · derivative · entry 2

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Common Stock · 444 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
July 15, 2021 Filed Aug 27, 2021 22:05 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
ConversionCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004124 · form4-08272021_060801.xml · nonDerivative · entry 1

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: These shares are held jointly by the reporting person and his spouse.

Read SEC document
July 15, 2021 Filed Aug 27, 2021 22:05 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
ConversionRedeemable Preferred Stock · Derivative 444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004123 · form4-08272021_060801.xml · derivative · entry 2

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Common Stock · 444 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
July 15, 2021 Filed Aug 27, 2021 22:05 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
ConversionCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004123 · form4-08272021_060801.xml · nonDerivative · entry 1

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: These shares are held jointly by the reporting person and his spouse.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:30 UTC SaleCommon Stock 2,178 $12.78 $27,834.84
Disclosure

SEC source: 0001415889-21-003034 · form4-06162021_040601.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,476

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.66 to $12.90. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
April 22, 2021 Filed Apr 24, 2021 00:25 UTC SaleCommon Stock 149 $12.64 $1,883.36
Disclosure

SEC source: 0001415889-21-002070 · form4-04232021_080401.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,654

Read SEC document
April 21, 2021 Filed Apr 23, 2021 21:10 UTC SaleCommon Stock 2,500 $13.00 $32,500.00
Disclosure

SEC source: 0001415889-21-002067 · form4-04232021_050401.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,485

Read SEC document
April 19, 2021 Filed Apr 21, 2021 22:23 UTC SaleCommon Stock 2,322 $12.99 $30,162.78
Disclosure

SEC source: 0001415889-21-002052 · form4-04212021_030426.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,803

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.96 to $13.02. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 21:05 UTC SaleCommon Stock 2,500 $13.01 $32,525.00
Disclosure

SEC source: 0001415889-21-002036 · form4-04202021_050402.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,985

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.01 to $13.02. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes 338 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:15 UTC
BRODIE BRENTVP OF SALES AND MARKETING
GrantCommon Stock 2,838 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001746 · form4-04012021_040434.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP OF SALES AND MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 105 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:15 UTC
JERRYBANDAN RAMJEETEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 4,587 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001745 · form4-04012021_040424.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,391

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 170 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:15 UTC
TONNER JOHNCHIEF COMMERCIAL OFFICER
GrantCommon Stock 5,301 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001744 · form4-04012021_040418.xml · nonDerivative · entry 1

TONNER JOHN · CIK 0001561488 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,623

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 205 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:15 UTC
Sasnett DavidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 5,810 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001743 · form4-04012021_040406.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,868

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:15 UTC
MCTAGGART FREDERICK W.Director · PRESIDENT AND CEO
GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001742 · form4-04012021_040401.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,338

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:30 UTC
Bryan Jamie LeeVP OF MANUFACTURING
GrantCommon Stock 407 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000236 · form4-01062021_040140.xml · nonDerivative · entry 1

Bryan Jamie Lee · CIK 0001808107 · VP OF MANUFACTURING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

F1 · balance_after: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:30 UTC
Vizzini Douglas R.VP OF FINANCE
GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000235 · form4-01062021_040135.xml · nonDerivative · entry 1

Vizzini Douglas R. · CIK 0001566369 · VP OF FINANCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,066

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 184 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:30 UTC
AVERHOFF ARMANDOVP OF INFORMATION TECHNOLOGY
GrantCommon Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000234 · form4-01062021_040131.xml · nonDerivative · entry 1

AVERHOFF ARMANDO · CIK 0001566231 · VP OF INFORMATION TECHNOLOGY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,606

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

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January 04, 2021 Filed Jan 6, 2021 21:30 UTC
BRODIE BRENTVP OF SALES AND MARKETING
GrantCommon Stock 1,908 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000233 · form4-01062021_040126.xml · nonDerivative · entry 1

BRODIE BRENT · CIK 0001566524 · VP OF SALES AND MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,761

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 280 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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January 04, 2021 Filed Jan 6, 2021 21:30 UTC
JERRYBANDAN RAMJEETEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000232 · form4-01062021_040121.xml · nonDerivative · entry 1

JERRYBANDAN RAMJEET · CIK 0001566379 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,634

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 447 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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January 04, 2021 Filed Jan 6, 2021 21:30 UTC
TONNER JOHNCHIEF COMMERCIAL OFFICER
GrantCommon Stock 3,561 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000231 · form4-01062021_040117.xml · nonDerivative · entry 1

TONNER JOHN · CIK 0001561488 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,117

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

F2 · balance_after: Includes 555 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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January 04, 2021 Filed Jan 6, 2021 21:30 UTC
MCTAGGART FREDERICK W.Director · PRESIDENT AND CEO
GrantCommon Stock 8,977 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000229 · form4-01062021_040107.xml · nonDerivative · entry 1

MCTAGGART FREDERICK W. · CIK 0001566233 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,086

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

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January 04, 2021 Filed Jan 6, 2021 21:30 UTC
Sasnett DavidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 4,001 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000230 · form4-01062021_040112.xml · nonDerivative · entry 1

Sasnett David · CIK 0001346535 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,058

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

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January 04, 2021 Filed Jan 6, 2021 21:30 UTC
Redding ToddVP OF PURCHASING AND LOGISTICS
GrantCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000228 · form4-01062021_040102.xml · nonDerivative · entry 1

Redding Todd · CIK 0001802846 · VP OF PURCHASING AND LOGISTICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745

F1 · shares: These shares have been earned under the issuer's long-term incentive compensation plan and issued from the shares available for issuance under the issuer's 2008 Equity Incentive Plan.

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December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,585 $16.25 $42,006.25
Disclosure

SEC source: 0001415889-20-002944 · form4-12162020_051239.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,827

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 6 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,622 $16.25 $42,607.50
Disclosure

SEC source: 0001415889-20-002945 · form4-12162020_051244.xml · nonDerivative · entry 1

Whittaker Raymond · CIK 0001566377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,687

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

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December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,665 $16.25 $43,306.25
Disclosure

SEC source: 0001415889-20-002943 · form4-12162020_051234.xml · nonDerivative · entry 1

PERGANDE WILMER F. · CIK 0001566368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,471

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 200 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,178 $16.25 $35,392.50
Disclosure

SEC source: 0001415889-20-002942 · form4-12162020_051226.xml · nonDerivative · entry 1

FLOWERS CLARENCE B. · CIK 0001566232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,125

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

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December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,677 $16.25 $43,501.25
Disclosure

SEC source: 0001415889-20-002941 · form4-12162020_051220.xml · nonDerivative · entry 1

Finlay Richard · CIK 0001566365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,147

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 981 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,400 $16.25 $39,000.00
Disclosure

SEC source: 0001415889-20-002940 · form4-12162020_051215.xml · nonDerivative · entry 1

EBANKS CARSON K. · CIK 0001566226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,492

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F2 · balance_after: Includes 427 shares acquired under the Company's dividend reinvestment plan that have not previously been included in the Reporting Person's beneficial holdings.

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December 15, 2020 Filed Dec 16, 2020 22:00 UTC GrantCommon Stock 2,437 $16.25 $39,601.25
Disclosure

SEC source: 0001415889-20-002939 · form4-12162020_051208.xml · nonDerivative · entry 1

BUTLER BRIAN E. · CIK 0001566523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,063

F1 · shares: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

F1 · price: Shares granted under the Company's non-executive directors share grant plan. The number of shares issued is calculated by dividing the accumulated share attendance fees by the prevailing market price on October 1st of the preceding year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.