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Nasdaq · USD

CVV

CVD EQUIPMENT CORP

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7247
SEC CIK
0000766792
Parsed reports
134

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2022 Filed Aug 24, 2022 19:08 UTC GrantOptions to purchase common stock · Derivative 15,000 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0000766792-22-000002 · primary_doc.xml · derivative · entry 1

COLLINS KEVIN RICHARD · CIK 0001586856 · VP & GM (SDC)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-08-17

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022.

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August 17, 2022 Filed Aug 24, 2022 18:57 UTC
LAKIOS EMMANUEL NPresident & CEO
GrantOptions to purchase common stock · Derivative 75,000 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0000766792-22-000001 · primary_doc.xml · derivative · entry 1

LAKIOS EMMANUEL N · CIK 0001697770 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-08-17

F1 · derivative.exercise_date: The Reporting Person's stock options vest in four equal installments of 25% on the first, second, third, and fourth anniversary of the initial grant date of August 17, 2022.

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September 22, 2021 Filed Sep 22, 2021 20:19 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 1,200 $4.50 $5,400.00
Disclosure

SEC source: 0001116579-21-000017 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,817

Read SEC document
September 22, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 1,200 $4.50 $5,400.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 13

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,941

F13 · balance_after: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error

Read SEC document
September 17, 2021 Filed Sep 17, 2021 20:40 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 2,300 $4.50 $10,350.00
Disclosure

SEC source: 0001116579-21-000016 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,017

F2 · price: Average Selling price on 9/17/2021.

Read SEC document
September 17, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 2,300 $4.50 $10,350.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 12

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,141

F12 · balance_after: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error

Read SEC document
September 16, 2021 Filed Sep 17, 2021 20:40 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 23,500 $4.51 $105,985.00
Disclosure

SEC source: 0001116579-21-000016 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,317

F1 · price: Average selling price on 9/16/2021.

Read SEC document
September 16, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 23,500 $4.51 $105,985.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 11

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,441

F11 · balance_after: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error

Read SEC document
September 15, 2021 Filed Sep 15, 2021 20:45 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 20,204 $4.53 $91,524.12
Disclosure

SEC source: 0001116579-21-000015 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,817

F1 · price: Average selling price on 9/15/2021 was $4.53.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 20,204 $4.53 $91,524.12
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 10

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,941

F10 · balance_after: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error

Read SEC document
September 10, 2021 Filed Sep 13, 2021 20:24 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 403 $4.76 $1,918.28
Disclosure

SEC source: 0001116579-21-000014 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,021

F1 · price: average sales price of $4.76

Read SEC document
September 10, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 403 $4.76 $1,918.28
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 9

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,145

F9 · balance_after: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error

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September 09, 2021 Filed Sep 9, 2021 20:35 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 100 $4.75 $475.00
Disclosure

SEC source: 0001116579-21-000013 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,424

Read SEC document
September 09, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 100 $4.75 $475.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 8

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,548

F8 · balance_after: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error

Read SEC document
September 08, 2021 Filed Sep 9, 2021 20:35 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 300 $4.76 $1,428.00
Disclosure

SEC source: 0001116579-21-000013 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,524

Read SEC document
September 08, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 300 $4.76 $1,428.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 7

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,648

F7 · balance_after: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error

Read SEC document
September 07, 2021 Filed Sep 7, 2021 20:41 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 5,507 $4.78 $26,323.46
Disclosure

SEC source: 0001116579-21-000012 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,824

F2 · price: average sales price on 9/7/2021 was $4.78

Read SEC document
September 07, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 5,507 $4.78 $26,323.46
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 6

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,948

F6 · balance_after: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:41 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 1,900 $4.76 $9,044.00
Disclosure

SEC source: 0001116579-21-000012 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,331

F1 · price: average sales price on 9/3/2021 was $4.76

Read SEC document
September 03, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 1,900 $4.76 $9,044.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 5

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,455

F5 · balance_after: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.

Read SEC document
September 02, 2021 Filed Sep 2, 2021 20:32 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 5,600 $4.75 $26,600.00
Disclosure

SEC source: 0001116579-21-000011 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,231

Read SEC document
September 02, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 5,600 $4.75 $26,600.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 4

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,355

F4 · balance_after: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:32 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 3,217 $4.76 $15,312.92
Disclosure

SEC source: 0001116579-21-000011 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,831

Read SEC document
September 01, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 3,217 $4.76 $15,312.92
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 3

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,955

F3 · balance_after: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.

Read SEC document
August 31, 2021 Filed Aug 31, 2021 21:30 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 800 $4.75 $3,800.00
Disclosure

SEC source: 0001116579-21-000010 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,048

Read SEC document
August 31, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 800 $4.75 $3,800.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,172

F2 · balance_after: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.

Read SEC document
August 27, 2021 Filed Aug 27, 2021 21:25 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 4,700 $4.77 $22,419.00
Disclosure

SEC source: 0001116579-21-000009 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,848

Read SEC document
August 27, 2021 Filed Sep 28, 2021 18:11 UTC Amendment SaleCommon Stock 4,700 $4.77 $22,419.00
Disclosure

SEC source: 0001116579-21-000018 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,972

F1 · balance_after: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:34 UTC
ARAGON STEVENFormer COO
PurchaseCommon Stock 3,157 $3.96 $12,501.72
Disclosure

SEC source: 0001317096-21-000001 · primary_doc.xml · nonDerivative · entry 1

ARAGON STEVEN · CIK 0001317096 · Former COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,912

F1 · price: Price of $3.96 is based on the closing price on July 16, 2021 as per Separation agreement.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 14:06 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 100 $5.30 $530.00
Disclosure

SEC source: 0001116579-21-000007 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,672

Read SEC document
August 20, 2021 Filed Aug 24, 2021 14:06 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 7,773 $5.26 $40,885.98
Disclosure

SEC source: 0001116579-21-000007 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,772

F1 · price: Average price sold on 8/20/2021 was $5.26.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 16:44 UTC
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 4,200 $5.27 $22,134.00
Disclosure

SEC source: 0001116579-21-000006 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,545

F1 · price: Average price sold on 8/18/2021 was $5.27

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:51 UTC Amendment GrantOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001586856-21-000003 · primary_doc.xml · derivative · entry 1

COLLINS KEVIN RICHARD · CIK 0001586856 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-15

F1 · derivative.exercise_date: vesting of stock options is 25% per year on 7/15/2022, 2023, 2024 and 2025.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 20:30 UTC
COLLINS KEVIN RICHARDVice President
GrantOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001586856-21-000002 · primary_doc.xml · derivative · entry 1

COLLINS KEVIN RICHARD · CIK 0001586856 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-15

F1 · derivative.exercise_date: vesting of stock options is 25% per year on 7/15/2022, 2023, 2024 and 2025.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 19:37 UTC
Shatalov Maxim S.Vice President-Engineering
GrantOptions to purchase common stock · Derivative 20,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001856695-21-000003 · primary_doc.xml · derivative · entry 1

Shatalov Maxim S. · CIK 0001807968 · Vice President-Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-15

F1 · derivative.exercise_date: vesting of stock options is 25% per year on 7/15/2022, 2023, 2024 and 2025.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 18:59 UTC
Brogan Jeffrey AlanVP Sales & Marketing
GrantOptions to purchase common stock · Derivative 20,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001856695-21-000002 · primary_doc.xml · derivative · entry 1

Brogan Jeffrey Alan · CIK 0001856695 · VP Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-15

F1 · derivative.exercise_date: vesting of stock options is 25% per year on 7/15/2022, 2023, 2024 and 2025.

Read SEC document
June 23, 2021 Filed Jun 23, 2021 21:11 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 2,800 $4.26 $11,928.00
Disclosure

SEC source: 0001116579-21-000004 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,745

Read SEC document
June 22, 2021 Filed Jun 22, 2021 20:33 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 2,857 $4.25 $12,142.25
Disclosure

SEC source: 0001116579-21-000003 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,545

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:33 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 27,745 $4.26 $118,054.98
Disclosure

SEC source: 0001116579-21-000003 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,402

Read SEC document
June 18, 2021 Filed Jun 21, 2021 16:31 UTC
ROSENBAUM LEONARD ADirector · 10% owner
Salecommon stock 1,501 $4.26 $6,386.76
Disclosure

SEC source: 0001116579-21-000002 · primary_doc.xml · nonDerivative · entry 2

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,147

Read SEC document
June 17, 2021 Filed Jun 21, 2021 16:31 UTC
ROSENBAUM LEONARD ADirector · 10% owner
Salecommon stock 11,900 $4.28 $50,956.99
Disclosure

SEC source: 0001116579-21-000002 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,648

Read SEC document
June 15, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
PurchaseCommon Stock 5,620 $4.27 $23,991.78
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 11

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,548

Read SEC document
June 15, 2021 Filed Aug 24, 2021 21:45 UTC Amendment
ROSENBAUM LEONARD A10% owner · affiliate
SaleCommon Stock 5,620 $4.27 $23,991.78
Disclosure

SEC source: 0001116579-21-000008 · primary_doc.xml · nonDerivative · entry 1

ROSENBAUM LEONARD A · CIK 0001116579 · 10% owner · affiliate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,548

Read SEC document
June 14, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 10,045 $4.26 $42,774.62
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 10

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,168

Read SEC document
June 11, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 4,400 $4.30 $18,924.40
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 9

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,213

Read SEC document
June 10, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 9,700 $4.27 $41,412.21
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 8

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,613

Read SEC document
June 09, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 1,426 $4.25 $6,060.50
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 7

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,313

Read SEC document
June 08, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 12,129 $4.27 $51,742.31
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 6

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,739

Read SEC document
June 07, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 12,396 $4.26 $52,757.38
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 5

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,868

Read SEC document
June 04, 2021 Filed Jun 16, 2021 14:23 UTC
ROSENBAUM LEONARD ADirector · 10% owner
SaleCommon Stock 21,900 $4.29 $93,841.50
Disclosure

SEC source: 0001116579-21-000001 · primary_doc.xml · nonDerivative · entry 4

ROSENBAUM LEONARD A · CIK 0001116579 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,264

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.