Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2023 Filed Jun 30, 2023 20:30 UTC |
Rosenjack Richard CDirector
|
GrantCommon Stock | 7,732 | $3.20 | $24,742.40 |
DisclosureSEC source: 0001062993-23-014251 · form4.xml · nonDerivative · entry 1 Rosenjack Richard C · CIK 0001673201 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,732 F1 · balance_after: Includes 5,000 shares of the Issuer's Common Stock that are jointly owned with the Reporting Person's spouse. F2 · balance_after: Includes 7,732 shares of the Issuer's Common Stock underlying Restricted Stock Units granted to the Reporting Person under the Issuer's Amended and Restated 2016 Long-Term Incentive Plan. Fifty percent of the Restricted Stock Units vest on July 1, 2023 and the remaining fifty percent vest on October 1, 2023. Read SEC document |
| June 28, 2023 Filed Jun 30, 2023 20:30 UTC |
Hakim DorithDirector · CEO and President
|
GrantCommon Stock | 121,464 | $3.20 | $388,684.80 |
DisclosureSEC source: 0001062993-23-014250 · form4.xml · nonDerivative · entry 1 Hakim Dorith · CIK 0001916418 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,464 F1 · shares: The Reporting Person was issued 121,464 shares of the Issuer's restricted Common Stock pursuant to the Issuer's 2016 Long-Term Incentive Plan, as amended. The shares vest in four annual installments. Read SEC document |
| May 30, 2023 Filed May 31, 2023 21:02 UTC |
PACKER PAUL10% owner
|
SaleCommon stock | 48,901 | $3.69 | $180,249.09 |
DisclosureSEC source: 0001493152-23-019685 · ownership.xml · nonDerivative · entry 1 PACKER PAUL · CIK 0001268460 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · see footnote Disclosed balance after: 1,243,947 F2 · price: The transaction was executed in multiple trades at prices ranging from $3.60.to $3.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: This Form 4 is being filed jointly by each of the following persons: (i) Globis Capital Partners, L.P. ("Globis Partners"), with respect to the shares of Common Stock directly held by it; (ii) Globis Capital Advisors, L.L.C., which serves as the general partner of Globis Partners, with respect to the shares of Common Stock directly held by Globis Partners; (iii) Globis Capital Mangement L.P., which serves as investment manager to, and has investment discretion over the securities held by, Globis Partners, with respect to shares of Common Stock directly held by Globis Partners.; (iv) Globis Capital L.L.C. ("GC"), which serves as the general partner of Globis Capital Management L.P., with respect to the shares of Common Stock held directly by Globis Partners; and (v) Mr. Paul Packer, who is the Managing Member of Globis Capital Advisors, L.L.C. and GC, with respect to shares of Common Stock directly held by Globis Partners. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 13:36 UTC |
ROSENFELD ERICDirector
|
Disposition to issuerCommon Stock | 19,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004713 · form4.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,410 F1 · shares: Represents restricted shares forfeited on February 21, 2023 pursuant to the Restricted Stock Agreement between the Reporting Person and Issuer dated January 12, 2023 as a result of the Reporting Person's resignation from his role as a director of the Issuer. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 01:46 UTC |
PAULICK WALTERDirector
|
Disposition to issuerCommon Stock | 14,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002046 · form4.xml · nonDerivative · entry 1 PAULICK WALTER · CIK 0001221108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,657 F1 · shares: Represents restricted shares forfeited on January 31, 2023 pursuant to the Restricted Stock Agreement between the Reporting Person and Issuer dated January 12, 2023 as a result of the Reporting Person's resignation from his role as a director of the Issuer. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:55 UTC |
STINSON TERRY DEANDirector
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000923 · form4.xml · nonDerivative · entry 1 STINSON TERRY DEAN · CIK 0001122798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,002 Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 11:27 UTC |
ROSENFELD ERICDirector
|
GrantCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000894 · form4.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,097 Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 21:41 UTC |
Carey Bond EDirector
|
GrantCommon Stock | 30,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001000 · form4.xml · nonDerivative · entry 1 Carey Bond E · CIK 0001691923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,058 Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 21:32 UTC |
PAULICK WALTERDirector
|
GrantCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000997 · form4.xml · nonDerivative · entry 1 PAULICK WALTER · CIK 0001221108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,719 Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 13:30 UTC |
Caswell Richard SDirector
|
GrantCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000942 · form4.xml · nonDerivative · entry 1 Caswell Richard S · CIK 0001831328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,211 Read SEC document |
| January 12, 2023 Filed Jan 17, 2023 13:27 UTC |
Faber MichaelDirector
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000940 · form4.xml · nonDerivative · entry 1 Faber Michael · CIK 0001341575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,807 Read SEC document |
| November 29, 2022 Filed Dec 6, 2022 21:56 UTC |
Caswell Richard SDirector
|
PurchaseCommon Stock | 2,000 | $3.10 | $6,199.00 |
DisclosureSEC source: 0001062993-22-023439 · form4.xml · nonDerivative · entry 2 Caswell Richard S · CIK 0001831328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,961 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.03 to $3.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:30 UTC |
STINSON TERRY DEANDirector
|
PurchaseCommon Stock | 30,000 | $3.10 | $93,000.00 |
DisclosureSEC source: 0001062993-22-022910 · form4.xml · nonDerivative · entry 1 STINSON TERRY DEAN · CIK 0001122798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,037 Read SEC document |
| November 28, 2022 Filed Dec 6, 2022 21:56 UTC |
Caswell Richard SDirector
|
PurchaseCommon stock | 500 | $3.12 | $1,560.00 |
DisclosureSEC source: 0001062993-22-023439 · form4.xml · nonDerivative · entry 1 Caswell Richard S · CIK 0001831328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,961 Read SEC document |
| October 13, 2022 Filed Feb 8, 2023 21:33 UTC |
Davis Andrew LChief Financial Officer
|
Tax withholdingCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002452 · form5.xml · nonDerivative · entry 3 Davis Andrew L · CIK 0001676931 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,957 F2 · shares: Represents unrestricted shares returned to the Issuer to pay withholding tax. Read SEC document |
| October 13, 2022 Filed Feb 8, 2023 21:33 UTC |
Davis Andrew LChief Financial Officer
|
Disposition to issuerCommon Stock | 3,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002452 · form5.xml · nonDerivative · entry 2 Davis Andrew L · CIK 0001676931 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,257 F1 · shares: Represents restricted shares forfeited on August 22, 2022 pursuant to the Restricted Stock Agreement between the Reporting Person and Issuer dated May 12, 2021. Read SEC document |
| October 13, 2022 Filed Feb 8, 2023 21:33 UTC |
Davis Andrew LChief Financial Officer
|
GrantCommon Stock | 43,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002452 · form5.xml · nonDerivative · entry 1 Davis Andrew L · CIK 0001676931 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,872 Read SEC document |
| October 13, 2022 Filed Feb 8, 2023 21:33 UTC |
Hakim DorithDirector · CEO and President
|
GrantCommon Stock | 72,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002455 · form5.xml · nonDerivative · entry 1 Hakim Dorith · CIK 0001916418 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,073 Read SEC document |
| October 13, 2022 Filed Apr 25, 2023 21:32 UTC Amendment |
Hakim DorithDirector · CEO and President
|
GrantCommon Stock | 31,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009509 · form5a.xml · nonDerivative · entry 1 Hakim Dorith · CIK 0001916418 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Reflects a reduction of the award of the Issuer's Common Stock to conform with the provisions of the Company's 2016 Long-Term Incentive Plan. Read SEC document |
| October 03, 2022 Filed Oct 24, 2022 13:32 UTC |
PACKER PAUL10% owner
|
PurchaseCommon Stock | 6,300 | $1.60 | $10,080.00 |
DisclosureSEC source: 0001493152-22-029393 · ownership.xml · nonDerivative · entry 3 PACKER PAUL · CIK 0001268460 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,292,848 F1 · ownership.nature: This Form 4 is being filed jointly by each of the following persons: (i) Globis Capital Partners, L.P. ("Globis Partners"), with respect to the shares of Common Stock directly held by it; (ii) Globis Capital Advisors, L.L.C., serves as the general partner of Globis Partners, with respect to the shares of Common Stock directly held by Globis Partners; (iii) Globis Capital Mangement L.P., which serves as investment manager to, and has investment discretion over the securities held by, Globis Partners, with respect to shares of Common Stock directly held by Globis Partners.; (iv) Globis Capital L.L.C. ("GC"), which serves as the general partner of Globis Capital Management L.P., with respect to the shares of Common Stock held directly by Globis Partners; and (v) Mr. Paul Packer, who is the Managing Member of Globis Capital Advisor, L.L.C. and GC, with respect to shares of Common Stock directly held by Globis Partners. Read SEC document |
| September 22, 2022 Filed Oct 24, 2022 13:32 UTC |
PACKER PAUL10% owner
|
PurchaseCommon Stock | 20,541 | $1.00 | $20,541.00 |
DisclosureSEC source: 0001493152-22-029393 · ownership.xml · nonDerivative · entry 2 PACKER PAUL · CIK 0001268460 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,286,548 F1 · ownership.nature: This Form 4 is being filed jointly by each of the following persons: (i) Globis Capital Partners, L.P. ("Globis Partners"), with respect to the shares of Common Stock directly held by it; (ii) Globis Capital Advisors, L.L.C., serves as the general partner of Globis Partners, with respect to the shares of Common Stock directly held by Globis Partners; (iii) Globis Capital Mangement L.P., which serves as investment manager to, and has investment discretion over the securities held by, Globis Partners, with respect to shares of Common Stock directly held by Globis Partners.; (iv) Globis Capital L.L.C. ("GC"), which serves as the general partner of Globis Capital Management L.P., with respect to the shares of Common Stock held directly by Globis Partners; and (v) Mr. Paul Packer, who is the Managing Member of Globis Capital Advisor, L.L.C. and GC, with respect to shares of Common Stock directly held by Globis Partners. Read SEC document |
| September 21, 2022 Filed Oct 24, 2022 13:32 UTC |
PACKER PAUL10% owner
|
PurchaseCommon Stock | 237 | $1.00 | $237.00 |
DisclosureSEC source: 0001493152-22-029393 · ownership.xml · nonDerivative · entry 1 PACKER PAUL · CIK 0001268460 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,266,007 F1 · ownership.nature: This Form 4 is being filed jointly by each of the following persons: (i) Globis Capital Partners, L.P. ("Globis Partners"), with respect to the shares of Common Stock directly held by it; (ii) Globis Capital Advisors, L.L.C., serves as the general partner of Globis Partners, with respect to the shares of Common Stock directly held by Globis Partners; (iii) Globis Capital Mangement L.P., which serves as investment manager to, and has investment discretion over the securities held by, Globis Partners, with respect to shares of Common Stock directly held by Globis Partners.; (iv) Globis Capital L.L.C. ("GC"), which serves as the general partner of Globis Capital Management L.P., with respect to the shares of Common Stock held directly by Globis Partners; and (v) Mr. Paul Packer, who is the Managing Member of Globis Capital Advisor, L.L.C. and GC, with respect to shares of Common Stock directly held by Globis Partners. Read SEC document |
| March 10, 2022 Filed Mar 11, 2022 15:38 UTC |
Hakim DorithDirector · CEO and President
|
GrantCommon Stock | 18,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007394 · form4.xml · nonDerivative · entry 1 Hakim Dorith · CIK 0001916418 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,588 F1 · shares: Ms. Hakim was issued 18,588 shares of restricted common stock pursuant to CPI Aerostructures, Inc.'s 2016 Long-Term Incentive Plan. 50% of the restricted stock will vest on March 9, 2023 and 50% of the restricted stock will vest on March 9, 2024. Read SEC document |
| February 07, 2022 Filed Feb 7, 2022 22:11 UTC |
PAULICK WALTERDirector
|
GrantCommon Stock | 21,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002944 · form4.xml · nonDerivative · entry 1 PAULICK WALTER · CIK 0001221108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,969 Read SEC document |
| February 07, 2022 Filed Feb 7, 2022 21:58 UTC |
Caswell Richard SDirector
|
GrantCommon Stock | 30,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002941 · form4.xml · nonDerivative · entry 1 Caswell Richard S · CIK 0001831328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,461 Read SEC document |
| February 07, 2022 Filed Feb 7, 2022 21:52 UTC |
Faber MichaelDirector
|
GrantCommon Stock | 26,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002939 · form4.xml · nonDerivative · entry 1 Faber Michael · CIK 0001341575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,307 Read SEC document |
| February 07, 2022 Filed Feb 7, 2022 21:51 UTC |
STINSON TERRY DEANDirector
|
GrantCommon Stock | 43,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002938 · form4.xml · nonDerivative · entry 1 STINSON TERRY DEAN · CIK 0001122798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,037 Read SEC document |
| February 07, 2022 Filed Feb 7, 2022 21:50 UTC |
Carey Bond EDirector
|
GrantCommon Stock | 36,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002937 · form4.xml · nonDerivative · entry 1 Carey Bond E · CIK 0001691923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,120 Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 19:35 UTC |
ROSENFELD ERICDirector
|
GrantCommon Stock | 30,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-003051 · form4.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,847 Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:49 UTC |
Powers Thomas EActing Chief Financial Officer
|
Tax withholdingCommon Stock | 239 | $4.24 | $1,013.36 |
DisclosureSEC source: 0001094891-21-000184 · edgar.xml · nonDerivative · entry 3 Powers Thomas E · CIK 0001676134 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,579 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:49 UTC |
Powers Thomas EActing Chief Financial Officer
|
GrantCommon Stock | 19,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000184 · edgar.xml · nonDerivative · entry 2 Powers Thomas E · CIK 0001676134 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,818 Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:49 UTC |
Powers Thomas EActing Chief Financial Officer
|
Disposition to issuerCommon Stock | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000184 · edgar.xml · nonDerivative · entry 1 Powers Thomas E · CIK 0001676134 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,918 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on August 25, 2020, which was eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 21, 2021, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 1,082 shares would be forfeited Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:45 UTC |
McCrosson DouglasDirector · President, CEO
|
Tax withholdingCommon Stock | 4,177 | $4.24 | $17,710.48 |
DisclosureSEC source: 0001094891-21-000182 · edgar.xml · nonDerivative · entry 3 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,449 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:45 UTC |
McCrosson DouglasDirector · President, CEO
|
GrantCommon Stock | 64,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000182 · edgar.xml · nonDerivative · entry 2 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,626 Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:45 UTC |
McCrosson DouglasDirector · President, CEO
|
Disposition to issuerCommon Stock | 18,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000182 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,928 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on March 1, 2017, March 21, 2018, April 2, 2019, and August 25, 2020, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 21, 2021, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 18,982 shares would be forfeited. Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 19:40 UTC |
Caswell Richard SDirector
|
GrantCommon Stock | 21,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000010 · edgar.xml · nonDerivative · entry 1 Caswell Richard S · CIK 0001831328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,691 Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 19:38 UTC |
Faber MichaelDirector
|
GrantCommon Stock | 18,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000008 · edgar.xml · nonDerivative · entry 1 Faber Michael · CIK 0001341575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,933 Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 19:36 UTC |
PAULICK WALTERDirector
|
GrantCommon Stock | 15,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000006 · edgar.xml · nonDerivative · entry 1 PAULICK WALTER · CIK 0001221108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,990 Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 19:33 UTC |
ROSENFELD ERICDirector
|
GrantCommon Stock | 21,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000004 · edgar.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,078 Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 19:27 UTC |
STINSON TERRY DEANDirector
|
GrantCommon Stock | 31,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000002 · edgar.xml · nonDerivative · entry 1 STINSON TERRY DEAN · CIK 0001122798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,080 Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 21:41 UTC |
Carey Bond EDirector
|
GrantCommon Stock | 25,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000020 · edgar.xml · nonDerivative · entry 1 Carey Bond E · CIK 0001691923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,856 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:58 UTC |
Caswell Richard SDirector
|
GrantCommon Stock | 5,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000156 · edgar.xml · nonDerivative · entry 1 Caswell Richard S · CIK 0001831328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,758 Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 22:00 UTC |
Carey Bond EDirector
|
GrantCommon Stock | 3,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000144 · edgar.xml · nonDerivative · entry 2 Carey Bond E · CIK 0001691923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,573 F1 · kind: The two reported transactions involve an amendment of an outstanding Restricted Stock Unit Agreement resulting in the deemed cancellation of the "old" Restricted Stock Units and the grant of "new" Restricted Stock Units. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 22:00 UTC |
Carey Bond EDirector
|
Disposition to issuerCommon Stock | 7,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000144 · edgar.xml · nonDerivative · entry 1 Carey Bond E · CIK 0001691923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,007 F1 · kind: The two reported transactions involve an amendment of an outstanding Restricted Stock Unit Agreement resulting in the deemed cancellation of the "old" Restricted Stock Units and the grant of "new" Restricted Stock Units. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 15:19 UTC |
Powers Thomas EActing Chief Financial Officer
|
GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000140 · edgar.xml · nonDerivative · entry 1 Powers Thomas E · CIK 0001676134 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 13:06 UTC |
McCrosson DouglasDirector · President, CEO
|
Tax withholdingCommon Stock | 6,266 | $3.21 | $20,113.86 |
DisclosureSEC source: 0001094891-20-000138 · edgar.xml · nonDerivative · entry 3 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,910 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 13:06 UTC |
McCrosson DouglasDirector · President, CEO
|
GrantCommon Stock | 42,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000138 · edgar.xml · nonDerivative · entry 2 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,176 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 13:06 UTC |
McCrosson DouglasDirector · President, CEO
|
Disposition to issuerCommon Stock | 18,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000138 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,176 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on August 2, 2016, March 1, 2017, March 21, 2018, and April 2, 2019, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On August 26, 2020, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 18,930 shares would be forfeited. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:33 UTC |
Carey Bond EDirector
|
GrantCommon Stock | 7,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000124 · edgar.xml · nonDerivative · entry 1 Carey Bond E · CIK 0001691923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,484 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 21:25 UTC |
ROSENFELD ERICDirector
|
GrantCommon Stock | 12,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000035 · edgar.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,145 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.