Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI AEROSTRUCTURES INCCVU · Entity 7036 | Director · President, CEO | April 21, 2021 | April 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI AEROSTRUCTURES INC
Report date April 21, 2021 · Filed April 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 184,449 |
Ending reported balance
After 2021-04-21 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-04-21 · Disposition to issuer · Disposed 18,982 · Balance 123,928 F1: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on March 1, 2017, March 21, 2018, April 2, 2019, and August 25, 2020, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 21, 2021, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 18,982 shares would be forfeited. Row 2 · 2021-04-21 · Grant · Acquired 64,698 · Balance 188,626 Row 3 · 2021-04-21 · Tax withholding · Disposed 4,177 · Balance 184,449 F2: Represents shares withheld to satisfy tax obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on March 1, 2017, March 21, 2018, April 2, 2019, and August 25, 2020, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 21, 2021, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 18,982 shares would be forfeited.
F2: Represents shares withheld to satisfy tax obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2021 Filed Apr 23, 2021 17:45 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 4,177 | $4.24 | $17,710.48 |
DisclosureSEC source: 0001094891-21-000182 · edgar.xml · nonDerivative · entry 3 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,449 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:45 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 64,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000182 · edgar.xml · nonDerivative · entry 2 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,626 Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 17:45 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 18,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-21-000182 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,928 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on March 1, 2017, March 21, 2018, April 2, 2019, and August 25, 2020, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 21, 2021, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 18,982 shares would be forfeited. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 13:06 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 6,266 | $3.21 | $20,113.86 |
DisclosureSEC source: 0001094891-20-000138 · edgar.xml · nonDerivative · entry 3 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,910 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 13:06 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 42,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000138 · edgar.xml · nonDerivative · entry 2 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,176 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 13:06 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 18,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-20-000138 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,176 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on August 2, 2016, March 1, 2017, March 21, 2018, and April 2, 2019, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On August 26, 2020, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 18,930 shares would be forfeited. Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 21:44 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 4,528 | $6.53 | $29,567.84 |
DisclosureSEC source: 0001094891-19-000104 · edgar.xml · nonDerivative · entry 5 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,097 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 21:44 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 42,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-19-000104 · edgar.xml · nonDerivative · entry 4 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,625 Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 21:44 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 13,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-19-000104 · edgar.xml · nonDerivative · entry 3 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,616 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on August 2, 2016, March 1, 2017, and March 21, 2018, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 2, 2019, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 13,678 shares would be forfeited. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:44 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $6.60 | $0.00 |
DisclosureSEC source: 0001094891-19-000104 · edgar.xml · derivative · entry 6 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is exercisable with respect to 8,333 shares on April 1, 2010, with respect to an additional 8,333 shares on April 1, 2011, and with respect to the remaining 8,334 shares on April 1, 2012. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:44 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 24,628 | $6.70 | $165,007.60 |
DisclosureSEC source: 0001094891-19-000104 · edgar.xml · nonDerivative · entry 2 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,294 Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:44 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Exercise / conversionCommon Stock | 25,000 | $6.60 | $165,000.00 |
DisclosureSEC source: 0001094891-19-000104 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 13:26 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 3,152 | $8.20 | $25,846.40 |
DisclosureSEC source: 0001094891-18-000090 · edgar.xml · nonDerivative · entry 2 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,922 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 13:26 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 9,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-18-000090 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,074 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on March 1, 2017, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 22, 2018, the Company determined that, based on the Company's performance over the applicable performance period, 4,324 shares would be forfeited. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 17:23 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 33,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-18-000084 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,597 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 19:21 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 1,721 | $7.30 | $12,563.30 |
DisclosureSEC source: 0001094891-17-000075 · edgar.xml · nonDerivative · entry 2 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,756 F2 · shares: Represents the shares withheld to satisfy tax obligations. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 19:21 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 5,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000075 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,477 F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on August 2, 2016 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 9, 2017, the Company determined that, based on the Company's performance over the applicable performance period, 5,199 securities would be forfeited. Read SEC document |
| March 01, 2017 Filed Mar 29, 2017 18:04 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 34,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000099 · edgar.xml · nonDerivative · entry 1 McCrosson Douglas · CIK 0001480087 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,346 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.