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Covista Inc.

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3964
SEC CIK
0000730464
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633

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202604
Jun 202602
Jul 202605
Aug 202604
Sep 202600
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2017 Filed Oct 2, 2017 13:58 UTC
Jennings DonnaSenior Vice President,
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 4,944 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-17-028523 · form4.xml · derivative · entry 3

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,944 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 13:58 UTC
Jennings DonnaSenior Vice President,
Tax withholdingCommon Stock 2,602 $35.35 $91,980.70
Disclosure

SEC source: 0001127602-17-028523 · form4.xml · nonDerivative · entry 2

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,376

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2017.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 13:58 UTC
Jennings DonnaSenior Vice President,
Exercise / conversionCommon Stock 4,944 $18.60 $91,958.40
Disclosure

SEC source: 0001127602-17-028523 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2017.

Read SEC document
September 17, 2017 Filed Sep 22, 2017 20:41 UTC
Sodeika Lisa MSVP, External Relations and Re
Tax withholdingCommon Stock 357 $34.00 $12,138.00
Disclosure

SEC source: 0001127602-17-027938 · form4.xml · nonDerivative · entry 1

Sodeika Lisa M · CIK 0001384586 · SVP, External Relations and Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,572

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:24 UTC
Roselli John PPresident, Becker Professional
SaleCommon Stock 2,327 $33.99 $79,091.01
Disclosure

SEC source: 0001127602-17-026904 · form4.xml · nonDerivative · entry 1

Roselli John P · CIK 0001422344 · President, Becker Professional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,730

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 31, 2017 Filed Aug 31, 2017 20:28 UTC
Dirst Eric P.President, ATGE Shared Ops
SaleCommon Stock 3,114 $34.06 $106,061.59
Disclosure

SEC source: 0001127602-17-026766 · form4.xml · nonDerivative · entry 1

Dirst Eric P. · CIK 0001436719 · President, ATGE Shared Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:56 UTC
Carroll KathleenVice President, Controller
Tax withholdingCommon Stock 110 $34.00 $3,740.00
Disclosure

SEC source: 0001127602-17-026578 · form4.xml · nonDerivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:53 UTC
Dirst Eric P.President, ATGE Shared Ops
Tax withholdingCommon Stock 242 $34.00 $8,228.00
Disclosure

SEC source: 0001127602-17-026576 · form4.xml · nonDerivative · entry 2

Dirst Eric P. · CIK 0001436719 · President, ATGE Shared Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,914

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:50 UTC
Jennings DonnaSenior Vice President,
Tax withholdingCommon Stock 275 $34.00 $9,350.00
Disclosure

SEC source: 0001127602-17-026574 · form4.xml · nonDerivative · entry 2

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,034

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:44 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 179 $34.00 $6,086.00
Disclosure

SEC source: 0001127602-17-026570 · form4.xml · nonDerivative · entry 2

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,237

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:47 UTC
Lau FernandoChief Marketing Officer
Tax withholdingCommon Stock 26 $34.00 $884.00
Disclosure

SEC source: 0001127602-17-026572 · form4.xml · nonDerivative · entry 2

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,462

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:38 UTC
Unzicker Patrick JSenior Vice President, Chief F
Tax withholdingCommon Stock 137 $34.00 $4,658.00
Disclosure

SEC source: 0001127602-17-026565 · form4.xml · nonDerivative · entry 2

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,059

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:34 UTC
Sodeika Lisa MSVP, External Relations and Re
Tax withholdingCommon Stock 260 $34.00 $8,840.00
Disclosure

SEC source: 0001127602-17-026562 · form4.xml · nonDerivative · entry 1

Sodeika Lisa M · CIK 0001384586 · SVP, External Relations and Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,929

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:27 UTC
Roselli John PPresident, Becker Professional
Tax withholdingCommon Stock 186 $34.00 $6,324.00
Disclosure

SEC source: 0001127602-17-026559 · form4.xml · nonDerivative · entry 2

Roselli John P · CIK 0001422344 · President, Becker Professional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,057

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:23 UTC
LORAINE DONNA MPresident, Carrington Colleges
Tax withholdingCommon Stock 323 $34.00 $10,982.00
Disclosure

SEC source: 0001127602-17-026557 · form4.xml · nonDerivative · entry 5

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
Tax withholdingCommon Stock 427 $34.00 $14,518.00
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · nonDerivative · entry 6

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,426

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 26, 2017 Filed Aug 28, 2017 21:13 UTC
Groenwald SusanPresident, Chamberlain
Tax withholdingCommon Stock 297 $34.00 $10,098.00
Disclosure

SEC source: 0001127602-17-026553 · form4.xml · nonDerivative · entry 3

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,794

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:56 UTC
Carroll KathleenVice President, Controller
Tax withholdingCommon Stock 78 $34.00 $2,652.00
Disclosure

SEC source: 0001127602-17-026578 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:53 UTC
Dirst Eric P.President, ATGE Shared Ops
Tax withholdingCommon Stock 319 $34.00 $10,846.00
Disclosure

SEC source: 0001127602-17-026576 · form4.xml · nonDerivative · entry 1

Dirst Eric P. · CIK 0001436719 · President, ATGE Shared Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,156

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:50 UTC
Jennings DonnaSenior Vice President,
Tax withholdingCommon Stock 378 $34.00 $12,852.00
Disclosure

SEC source: 0001127602-17-026574 · form4.xml · nonDerivative · entry 1

Jennings Donna · CIK 0001376769 · Senior Vice President,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:44 UTC
Nash Christopher CSVP, Chief Information Officer
Tax withholdingCommon Stock 324 $34.00 $11,016.00
Disclosure

SEC source: 0001127602-17-026570 · form4.xml · nonDerivative · entry 1

Nash Christopher C · CIK 0001580230 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,416

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:40 UTC
WARDELL LISA WDirector · President and CEO
Tax withholdingCommon Stock 3,132 $34.00 $106,488.00
Disclosure

SEC source: 0001127602-17-026568 · form4.xml · nonDerivative · entry 1

WARDELL LISA W · CIK 0001450092 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,101

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:47 UTC
Lau FernandoChief Marketing Officer
Tax withholdingCommon Stock 31 $34.00 $1,054.00
Disclosure

SEC source: 0001127602-17-026572 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,488

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:38 UTC
Unzicker Patrick JSenior Vice President, Chief F
Tax withholdingCommon Stock 328 $34.00 $11,152.00
Disclosure

SEC source: 0001127602-17-026565 · form4.xml · nonDerivative · entry 1

Unzicker Patrick J · CIK 0001356160 · Senior Vice President, Chief F

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,196

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:27 UTC
Roselli John PPresident, Becker Professional
Tax withholdingCommon Stock 270 $34.00 $9,180.00
Disclosure

SEC source: 0001127602-17-026559 · form4.xml · nonDerivative · entry 1

Roselli John P · CIK 0001422344 · President, Becker Professional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,243

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:23 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,421 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-17-026557 · form4.xml · derivative · entry 7

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,421 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:23 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 5,424 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-17-026557 · form4.xml · derivative · entry 6

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,424 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:23 UTC
LORAINE DONNA MPresident, Carrington Colleges
Tax withholdingCommon Stock 226 $34.00 $7,684.00
Disclosure

SEC source: 0001127602-17-026557 · form4.xml · nonDerivative · entry 4

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,536

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:23 UTC
LORAINE DONNA MPresident, Carrington Colleges
SaleCommon Stock 7,838 $34.03 $266,734.98
Disclosure

SEC source: 0001127602-17-026557 · form4.xml · nonDerivative · entry 3

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,762

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:23 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 1,421 $18.60 $26,430.60
Disclosure

SEC source: 0001127602-17-026557 · form4.xml · nonDerivative · entry 2

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:23 UTC
LORAINE DONNA MPresident, Carrington Colleges
Exercise / conversionCommon Stock 5,424 $18.60 $100,886.40
Disclosure

SEC source: 0001127602-17-026557 · form4.xml · nonDerivative · entry 1

LORAINE DONNA M · CIK 0001239926 · President, Carrington Colleges

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,497 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · derivative · entry 8

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,497 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 4,703 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · derivative · entry 7

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,703 shares

Expires 2022-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
Tax withholdingCommon Stock 491 $34.00 $16,694.00
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · nonDerivative · entry 5

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,853

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
SaleCommon Stock 13,161 $33.92 $446,355.32
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · nonDerivative · entry 4

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,214

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
Exercise / conversionCommon Stock 10,497 $18.60 $195,244.20
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · nonDerivative · entry 3

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
Tax withholdingCommon Stock 2,573 $34.00 $87,482.00
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · nonDerivative · entry 2

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,344

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:18 UTC
Paul Robert APresident, DeVry University
Exercise / conversionCommon Stock 4,703 $34.00 $159,902.00
Disclosure

SEC source: 0001127602-17-026555 · form4.xml · nonDerivative · entry 1

Paul Robert A · CIK 0001528520 · President, DeVry University

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

Read SEC document
August 25, 2017 Filed Aug 28, 2017 21:13 UTC
Groenwald SusanPresident, Chamberlain
Tax withholdingCommon Stock 491 $34.00 $16,694.00
Disclosure

SEC source: 0001127602-17-026553 · form4.xml · nonDerivative · entry 2

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,091

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

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August 25, 2017 Filed Aug 28, 2017 21:13 UTC
Groenwald SusanPresident, Chamberlain
SaleCommon Stock 5,887 $33.80 $198,980.60
Disclosure

SEC source: 0001127602-17-026553 · form4.xml · nonDerivative · entry 1

Groenwald Susan · CIK 0001505374 · President, Chamberlain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,582

F1 · security: Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.

F2 · security: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.

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August 23, 2017 Filed Aug 25, 2017 01:46 UTC
Sodeika Lisa MSVP, External Relations and Re
GrantNon-qualified Stock Option (Right to Buy) · Derivative 8,064 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026455 · form4.xml · derivative · entry 3

Sodeika Lisa M · CIK 0001384586 · SVP, External Relations and Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,064

Underlying: Common Stock · 8,064 shares

Expires 2027-08-23

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

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August 23, 2017 Filed Aug 25, 2017 01:46 UTC
Sodeika Lisa MSVP, External Relations and Re
GrantIncentive Stock Option (Right to Buy) · Derivative 3,136 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026455 · form4.xml · derivative · entry 2

Sodeika Lisa M · CIK 0001384586 · SVP, External Relations and Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136

Underlying: Common Stock · 3,136 shares

Expires 2027-08-23

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

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August 23, 2017 Filed Aug 25, 2017 01:46 UTC
Sodeika Lisa MSVP, External Relations and Re
GrantCommon Stock 3,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026455 · form4.xml · nonDerivative · entry 1

Sodeika Lisa M · CIK 0001384586 · SVP, External Relations and Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,189

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

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August 23, 2017 Filed Aug 25, 2017 01:41 UTC
Lau FernandoChief Marketing Officer
GrantIncentive Stock Option (Right to Buy) · Derivative 10,450 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026453 · form4.xml · derivative · entry 2

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,450

Underlying: Common Stock · 10,450 shares

Expires 2027-08-23

F2 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

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August 23, 2017 Filed Aug 25, 2017 01:41 UTC
Lau FernandoChief Marketing Officer
GrantCommon Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026453 · form4.xml · nonDerivative · entry 1

Lau Fernando · CIK 0001690243 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,519

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

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August 23, 2017 Filed Aug 25, 2017 01:32 UTC
Carroll KathleenVice President, Controller
GrantIncentive Stock Option (Right to Buy) · Derivative 2,550 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026449 · form4.xml · derivative · entry 2

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 2,550 shares

Expires 2027-08-23

F1 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

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August 23, 2017 Filed Aug 25, 2017 01:32 UTC
Carroll KathleenVice President, Controller
GrantCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026449 · form4.xml · nonDerivative · entry 1

Carroll Kathleen · CIK 0001676581 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

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August 23, 2017 Filed Aug 25, 2017 01:37 UTC
Filgueiras CarlosPresident, International
GrantNon-qualified Stock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026451 · form4.xml · derivative · entry 2

Filgueiras Carlos · CIK 0001591932 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2027-08-23

F2 · derivative.exercise_date: This option vests at 25% per year. This option will be fully vested at the end of the 4th year.

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August 23, 2017 Filed Aug 25, 2017 01:37 UTC
Filgueiras CarlosPresident, International
GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026451 · form4.xml · nonDerivative · entry 1

Filgueiras Carlos · CIK 0001591932 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,157

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date.

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August 23, 2017 Filed Aug 25, 2017 01:26 UTC
Ashe Gena LSVP, CLO and Secretary
GrantNon-qualified Stock Option (Right to Buy) · Derivative 3,129 $0.00 Strike: $33.90 $0.00
Disclosure

SEC source: 0001127602-17-026447 · form4.xml · derivative · entry 3

Ashe Gena L · CIK 0001669943 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 3,129 shares

Expires 2027-08-23

F2 · derivative.exercise_date: This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.